RDA: Changes for Users and Catalogers
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1 RDA: Changes for Users and Catalogers Presented to the members of the Computer and Technical Services (CATS) Division, Suffolk County Library Association, November 13, 2013 Natalia Tomlin, Technical Services Librarian, Assistant Professor B. Davis Schwartz Memorial Library LIU Post
2 Slide credits: The following slides have been used to illustrate FRBR conceptual model and FRBR model in action : Slide 16: Keorgaad, D. (2009). Resource description and access.
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4 RDA: The Need for New Cataloging Code Books Books in foreign languages Microfiche/microfilm Audiocassettes, video tapes CD-ROMs, DVDs Internet resources RDA new generation cataloging code designed for digital world
5 What is RDA? Set of instructions and guidelines on formulating data to support resource discovery New metadata standard RDA Developers: Joint Steering Committee for Development of RDA (JSC) (American Library Association, Australian Committee on Cataloguing, British Library, Canadian Committee on Cataloguing, Chartered Institute of Library and Information Professionals, Library of Congress)
6 RDA Goals Improve user access to all materials including online resources Make library data compatible with Web technology Make cataloging rules international Publish RDA as metadata standard so other constituencies outside of libraries can use it Make cataloging rules easier and more efficient RDA will work with MARC but is designed for new format
7 RDA: Brief Timeline 1967 AACR 1978 AACR RDA (first draft) 2007 RDA is re-drafted using Functional Requirements for Bibliographic Records (FRBR) model 2010 RDA Toolkit published Oct. 1, 2010 Dec. 31, 2011 RDA is tested by national libraries and other representatives of library community Some libraries have continued to catalog in RDA after the test period ended Nov Library of Congress testers resume cataloging in RDA March 31, 2013 Library of Congress fully implements RDA April British Library implements RDA
8 FRBR as Conceptual Foundations for RDA FRBR Functional Requirements for Bibliographic Records RDA is based on FRBR FRBR created by IFLA and first presented in 1997
9 FRBR Model FRBR is a conceptual model for organizing bibliographic and authority information based on the needs of users Aimed to reduce duplicate records created by libraries Goal is to simplify cataloging process Search results will be collocated/clustered by displaying many versions of a work on ONE bibliographic record
10 Hamlet WORK Expression 1 manuscript Expression 2 Translation into French Manifestation Manuscript in a physical form Item 1 copy in LIU Post Library Manifestation French translation by J. Smith Expression 3 Abridged edition Manifestation 2005 abridged edition by New York Press Item 1 copy in LIU Post library
11 Title Form WORK Form Language Expression Manifestation Title Barcode Date Item
12 Bibliographic Universe Group 1 entities (work, expression, manifestation, item) Group 2 entities (people, organizations) Group 3 entities (subjects of the materials)
13 FRBR Model Group 1 entities materials held by libraries (work, expression, manifestation, item) Group 2 entities people (or organizations) responsible for the creation of those materials (person, corporate body, family) Group 3 entities subjects of the materials held by libraries (concept, object, event, place)
14 FRBR Entity/Relationship Model Entities (materials, people, subjects) - analyzed based on their usefulness to users User s tasks defined as: FIND IDENTIFY SELECT OBTAIN
15 Group 1 entities (materials held by libraries) represent different aspects of user interest in those materials Aspects of interest Work (intellectual or artistic creation) Expression (realization of work) Manifestation (physical carrier of the expression) Item (single example of manifestation)
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17 RDA Principles Differentiation (should differentiate the described resource from other resources) Sufficiency (data transcribed should be sufficient to meet the needs of the user ) Relationships (significant relationships between one resource and another, and entities within resources) Representation (Transcribing) Accuracy (recorded data should provide supplementary information to correct ambiguous, unintelligible, or misleading representations ) Common usage (data taken from outside of the resource should be recorded according to the common usage) Uniformity in presentation of data (appendices)
18 Change in Vocabulary: AACR2 vs. RDA AACR2 Edition Person or Corporate body Heading Uniform title Mandatory Areas of description RDA Expression Entity Authorized access point Preferred title Core Elements
19 AACR2 vs. RDA Vocabulary (Cont.) AACR2 RDA Main entry Added entries Physical description Notes GMD Authorized access points for creator /preferred title Access points Carrier description Describing content/recording relationships Content, media, carrier
20 RDA: Core Elements Title proper First statement of responsibility Designation of edition Designation of named revision of edition Numbering of serials Scale of cartographic content First place of publication First publisher s name Date of publication Title proper of series/subseries Numbering within series/subseries Identifier for the manifestation Carrier type Extent
21 RDA: Source of Information No more Chief source Whole resource (in priority order) Outside sources Use of [ ] if data is taken from outside of the resource Three categories of sources Pages, leaves, etc., or images of pages Moving images All other resources No principle of justification
22 Recognizing RDA Records 040 contains $e rda Leader 18 (Descriptive cataloging form) = i New MARC fields 337, 338, 339 not indicative of RDA record (some AACR2 records may have RDA features)
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24 RDA Data Elements (1): Title Transcription (accurate representation) The Hitsory of television / $c by Adam Miller $i Title should read: $a The history of television *Exception: Title proper of serial or integrating resource *Important: check the actual piece for possible data entry error Capitalization Default follow rules for capitalization (Appendix A) *Options: follow in-house or style manual rules, accept vendor s processing, follow LC-PCC policy EXPLORING LANGUAGES : $b textbook / $c by Gary Shuman Exploring languages : $b textbook / by Gary Shuman.
25 RDA Data Elements (1a): Title Parallel titles $a Business dictionary = $b Bizness-slovar = Dictionnaire du commerce = Diccionario de comercio Bizness-slovar Dictionnaire du commerce Diccionario de comercio Not a core element in RDA No limit on how many parallel titles to record May be taken from any source within the resource 500 note to specify where the parallel title is taken from Use [ ] if parallel title is taken from outside of the resource All of the parallel other titles are transcribed
26 RDA Data Elements (2): Statement of Responsibility No more Rules of three Internet technology / $c by Nancy Drew, Bess Marvin, George Frayenne, and Ned Nickerson. *Option - / $c by Nancy Drew [and three others] Field 100 (not 700) is preferred access point for 1 st author Titles of nobility, honor, etc. / $c by Doctor Henry Smith, University Librarian, Florida University. Default rule: include titles *Option to omit or abridge Noun phrase is a part of statement of responsibility a novel by a text by / $c three stories by Larry Cook. Do not use [ ] if taken from somewhere on the resource itself
27 RDA Elements (3) Edition Transcription 250 Second Revised Edition ed.. *notice second period source reads: 5 ed. 250 Version VII 250 Nuevo edition
28 RDA Elements (4): Publication, Distribution, Manufacture, Copyright Transcription 264 Belmont, California : $b Springer Publishing Company, $c Use of brackets 264 [New York] : $b [Scarecrow Press], $c [2009]. [place of publication not identified] : [publisher not identified], $c [2008]
29 RDA Elements (4a) Publication, Distribution, Manufacture, Copyright New MARC field 264 First indicator: none,2, 3 indicates sequence of publication Second indicator: 1,2,3,4 264 # 1 publication 264 # 2 distribution 264 # 3 manufacture 264 # 4 copyright 264 # 0 unpublished item (manuscript cataloging)
30 RDA Elements (4b): Publication, Distribution, Manufacture, Copyright Only first place has to be recorded Only first-named publisher is core Date of distribution becomes core only when publication date is not available Date of manufacture becomes core only when neither publication nor distribution date can be identified Copyright date is core when publication and distribution dates are not available. Copyright date can be recorded as an option
31 RDA Elements (4c): Publication, Distribution, Manufacture, Copyright Each 264 requires a separate field Copyright can be recorded as copyright2012 Distribution and manufacturing are recorded if date of production can not be identified Do not supply higher jurisdiction (if not on the resource) Record larger jurisdiction if on the resource 264 Moscow Idaho *option- supply and do not abbreviate 264 Moscow [Idaho]
32 RDA Elements (4d): Publication, Distribution, Manufacture, Copyright Copyright date WAS mandatory in 2010 (testing period) Current practice: on (no publication date) record 264 $c [2012] leader Recording inferred publication: [between 2012 and 2013] [between 1914 and 1920?] [not before 1950] [not after 1978]
33 RDA Elements (5): Extent No Abbreviations 315 pages, 3 volumes, unnumbered pages, approximately 60 pages, color, illustrations Standards of measurements cm (no period) hr. min. sec. in. 300 $a 11 unnumbered pages, 255 pages : $b illustrations (some color); $c 20 cm If 300 field is followed by 490 (series) use. at the end of $c 20 cm pages : b color illustrations ; c 20 cm _ a Biblioteka humana
34 RDA Element (5a): Extent Terms for recording extend of music materials changed Options for recording accompanying materials 300 +$e 1 press release second 300 field: $a 1 press release (30 pages; $c 20 cm) 500 note: Accompanied by 1 press release
35 Categorization of Resources RDA introduces 3 new elements and 3 new MARC fields content type MARC field 336 (form of communication =what something is) spoken word, text,performed music, two-dimensional movie image media type MARC field 337 (intermediation device=equipment needed to access the content) audio, computer, unmediated, microform, video carrier type MARC field 338 (format of the storage medium = what something is housed in) audio disc, volume, online resource, videodisc List of authorized forms for 3XX fields is recorded in RDA
36 Categorization of Resources (cont.) Fields ILS vendors don t provide adequate support to display those fields No natural language alternatives Fields are repeatable Codes for each term can be used instead of or in addition to the term Fields can be displayed with their own replacement terms or with icons Fields can be used for filtering or limiting searches
37 Example of (repeatable fields) Book + accompanying CD 300 $a 310 pages... + $e 1 CD 336 book $a text $b txt $2 rdacontent 336 CD $a spoken word $b spw $2 rdacontent 337 book $a unmediated $b n $2 rdamedia 337 CD $a audio $b s $2 rdamedia 338 book $a volume $b nc $2 rdacarrier 338 CD $ audio disc $b sd $2 rdacarrier
38 Content Media Carrier Examples Print book 336 text 337 unmediated 338 volume CD 336 performed music 337 audio 338 audio disc E-book 336 text 337 computer 338 online resource DVD 336 two-dimensional moving image 337 video 338 videodisc
39 Example: Website 300 $a 1 online resource 336 $a text $b txt $2 rdacontent 336 $a cartographic image $b cri $2 rdacontent 336 $a still image $b sti $2 rdacontent 337 $a computer $b c $2 rdamedia 338 $a online resource $b cr $2 rdacarrier
40 Series Numbering 490 $a Geographical series ; $v number $a The last legionary ; $v book $a Dictionary of biography ; $v volume 68
41 Relationship Designators Recorded in 1XX and 7XX fields $e (repeatable) $a Yang, Gene Luen, $e author, $e artist. Use of relationship designators is encouraged Maxwell, Robert, $e author. Smith, John, ǂd , ǂe translator, ǂe writer of added commentary. U.S. Geology Society, $e issuing body. Society of Linguists, $e author. Families can be creators Fictitious characters can be creators Kermit, ǂc the Frog.
42 RDA: Recording Information About Creators Associated place Address Field of activity Associated group Occupation Gender Associated language Fuller form of personal name ( independent of the access point) Biographical information
43 RDA : Authorized Access Points March 31, 2013 Day 1 for LC authorities in RDA format Many AACR2 headings will be converted to RDA Challenges for local authority files
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48 Hybrid Records AACR2 records with some RDA features 3XX MARC fields Relator code added 264 MARC field Abbreviations replaced All authors listed in statement of responsibility
49 Structure of RDA Section 1-4 Recording attributes Section 1. Section 2. Section 3. Section 4. Recording attributes of manifestation and item Recording attributes of work and expression Recording attributes of person, family, and corporate body Recording attributes of concept, object, event, and place Sections 5-10 Recording Relationships Section 5. Section 6. Recording primary relationships between work, expression, manifestation, and item Recording relationships to persons, families, and corporate bodies associated with a resource Section 7. Recording the subject of a work ] Section 8. Section 9. Section 10. Recording relationships between works, expressions, manifestations, and items Recording relationships between persons, families, and corporate bodies Recording relationships between concepts, objects, events, and places *Appedices, Glossary, Index.
50 RDA Tool Kit Format-free Web Resource Organization is based on FRBR (identify and relate users tasks) general instructions (not by the class of material) applying to all resources with specific instruction for certain categories of resources Core elements are identified in blue color LC/PCC policy statements are in green color Examples are in yellow color (preferred language is English, no preceding or enclosing punctuation prescribed by ISBD)
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58 RDA: Local Policies AACR2? RDA? Both? Edits according to local standards (capitalization) Add GMDs locally? Follow LC and PCC practice? Add copyright date if available? Format check (3XX fields -text may be confused with online resource) Provide access points for additional creators and contributors? Document your decisions Cataloger judgment and no principle of justification
59 RDA and User Studies Reference personnel of Kent State University Library (2011) 42.8% - modest positive effect of RDA records 42.8% - did not notice difference Pitfalls capitalization in the title and copyright date may impact export to the citation generators Hider (2009) studied RDA taxonomies terms used for content, media, and carrier did not correspond to the terms used by end-users Participants of the RDA national test overall favorable opinion; 40% found RDA records easier to understand
60 RDA: Searching and Indexing All authors can be indexed 5 by five: five poems by five poets/ Danielle Bizzaro, Jeff Carroll, Andrea Denny-Brown, Sarah Hannah, Roberta Pestka. Display of relationship designators may affect the indexing/display Change in Bible headings Bible. $p Old Testament Bible. $p New Testament Bible. $p Ezra
61 RDA: Changes in ILS ILS system has to be adapted to accept and correctly display RDA records Innovative Interfaces does not have a master list of changes they provide to accommodate RDA records Innovative Interfaces can accommodate all RDA field elements in loading, validating, indexing and displaying the new data for both authority and bibliographic records - Vendor s Interview on RDA Blog We worked with Innovative Interfaces to display copyright information (264 field) correctly The display of new 3xx fields (content, media, carries) can be done using custom labels
62 RDA and LIU Post Technical Services Currently (September 2013) have around 400 RDA records (mostly for print books) in our catalog Ebrary use RDA records only starting October 2013 (for titles new to ebrary) RDA can co-exist with older records no need to re-catalog We suppressed 3XX fields (content, media, carrier) from the OPAC display Global Update function in Millennium allows for some RDA-related changes (Bible O.T. Bible Old Testament) We currently create original records in RDA and accept RDA records in our system We now have AACR2, RDA, and hybrid (AACR2 +some RDA fields) records in our catalog Decision on RDA implementation has to be done locally
63 Final Thoughts Application of RDA rules is a work in progress Inconsistencies are to be expected The value od RDA to users will become more apparent with the adoption of BIBFRAME (replacement for MARC)
64 Questions?
65 Thank You! Contact Info:
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