FCC TEST REPORT For. ETI Solid State Lighting (Zhuhai) Ltd. LED downlight Model No.: XX

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Page 1 of 24 FCC TEST REPORT For ETI Solid State Lighting (Zhuhai) Ltd LED downlight Model No.: 531931XX Prepared for Address Prepared by Address : ETI Solid State Lighting (Zhuhai) Ltd : No.1, Zhongzhu Road South, Science & Technology Innovation Coast, High Tech District, Zhuhai City, Guangdong Prov., China : : 1/F., Building A, Changyuan New Material Port, Science & Industry Park, Nanshan District, Shenzhen, Guangdong, P.R. China Tel: +86-755-26503290 Fax: +86-755-26503396 Report No. : ATE20171486 Date of Test : July 20-July 27, 2017 Date of Report : July 28, 2017

Page 2 of 24 TABLE OF CONTENTS Description Page Test Report 1. TEST RESULTS SUMMARY... 4 2. GENERAL INFORMATION... 5 2.1. Description of Device (EUT)...5 2.2. Accessory and Auxiliary Equipment...5 2.3. Description of Test Facility...6 2.4. Measurement Uncertainty...6 3. MEASURING DEVICE AND TEST EQUIPMENT... 7 3.1. For Conducted Emission Test...7 3.2. For Radiated Emission Measurement...8 4. POWER LINE CONDUCTED MEASUREMENT... 9 4.1. Block Diagram of Test Setup...9 4.2. Power Line Conducted Emission Measurement Limits (Class B)...9 4.3. Manufacturer...9 4.4. Operating Condition of EUT...9 4.5. Test Procedure...10 4.6. Power Line Conducted Emission Measurement Results...11 5. RADIATED EMISSION MEASUREMENT... 14 5.1. Block Diagram of Test Setup...14 5.2. Radiated Emission Limit (Class B)...15 5.3. Manufacturer...15 5.4. Operating Condition of EUT...15 5.5. Test Procedure...15 5.6. Radiated Emission Noise Measurement Result...16 6. PHOTOGRAPHS... 19 6.1. Photo of Power Line Conducted Emission Measurement...19 6.2. Photo of Radiation Emission Measurement...19 6.3. Photo of EUT...20 Appendix I...24

Page 3 of 24 Applicant Manufacturer 1 Manufacturer 2 Test Report Declaration : ETI Solid State Lighting (Zhuhai) Ltd : ETI Solid State Lighting (Zhuhai) Ltd : ETI Solid State Lighting (Wuhu) Ltd EUT Description : LED DOWNLIGHT Model No. : 531931XX (Note: XX = 00-99, which respectively represents different LED source colour temperature.) Measurement Procedure Used: FCC Rules and Regulations Part 15 Subpart B Class B ANSI C63.4: 2014 The device described above is tested by to determine the maximum emission levels emanating from the device. The maximum emission levels are compared to the FCC Part 15 Subpart B Class B limits both radiated and conducted emissions. The measurement results are contained in this test report and is assumed full responsibility for the accuracy and completeness of these measurements. Also, this report shows that the Equipment Under Test (EUT) is to be technically compliant with the FCC requirements. This report applies to above tested sample only. This report shall not be reproduced in part without written approval of Date of Test : July 20-July 27, 2017 Date of Report: July 28, 2017 Prepared by : (Star Yang, Engineer) Approved & Authorized Signer : (Martin Lü, Manager)

Page 4 of 24 1. TEST RESULTS SUMMARY Test Items Test Standard Test Results Power Line Conducted Emission FCC Part 15 Subpart B Pass Radiated Emission FCC Part 15 Subpart B Pass

Page 5 of 24 2. GENERAL INFORMATION 2.1.Description of Device (EUT) EUT : LED DOWNLIGHT Model No. : 531931XX (Note: XX = 00-99,which respectively represents different LED source colour temperature, We hereby state that these models are identical in interior structure, electrical circuits and components, Therefore only model 53193101 is tested for EMC tests.) Rating : AC 120V/60Hz Trade Mark : ETI, Commercial Electric Remark(s) : The EUT highest operating frequency provided by Manufacturer is Less than 108 MHz, the radiated emission measurement shall be made up to 1GHz. Applicant : ETI Solid State Lighting (Zhuhai) Ltd Address : No.1, Zhongzhu Road South, Science & Technology Innovation Coast, High Tech District, Zhuhai City, Guangdong Prov., China Manufacturer 1 : ETI Solid State Lighting (Zhuhai) Ltd Address : No.1, Zhongzhu Road South, Science & Technology Innovation Coast, High Tech District, Zhuhai City, Guangdong Prov., China Manufacturer 2 : ETI Solid State Lighting (Wuhu) Ltd Address : No.11, Wei Erci Rd., East Zone of Wuhu Economic & Technical Development Zone, Wuhu City, Anhui Prov., China Date of sample : July 19, 2017 received Date of Test : July 20-July 27, 2017 Sample Number : 1701198 2.2.Accessory and Auxiliary Equipment N/A

Page 6 of 24 2.3.Description of Test Facility EMC Lab : Recognition of accreditation by Federal Communications Commission (FCC) The Designation Number is CN1189 The Registration Number is 708358 Listed by Innovation, Science and Economic Development Canada (ISEDC) The Registration Number is 5077A-2 Accredited by China National Accreditation Service for Conformity Assessment (CNAS) The Registration Number is CNAS L3193 Accredited by American Association for Laboratory Accreditation (A2LA) The Certificate Number is 4297.01 Name of Firm : Site Location : 1/F., Building A, Changyuan New Material Port, Science & Industry Park, Nanshan District, Shenzhen, Guangdong, P.R. China 2.4.Measurement Uncertainty Conducted Emission Expanded Uncertainty = 2.23dB, k=2 Radiated emission expanded uncertainty (9kHz-30MHz) Radiated emission expanded uncertainty (30MHz-1000MHz) Radiated emission expanded uncertainty (Above 1GHz) = 3.08dB, k=2 = 4.42dB, k=2 = 4.06dB, k=2

Page 7 of 24 3. MEASURING DEVICE AND TEST EQUIPMENT 3.1.For Conducted Emission Test Item Equipment Manufacturer Model No. Serial No. Last Cal. Cal. Interval 1. Test Receiver Rohde & Schwarz ESCS30 100307 Jan.07, 2017 1 Year 2. Test Receiver Rohde & Schwarz ESPI 100396/003 Jan.07, 2017 1 Year 3. Test Receiver Rohde & Schwarz ESPI 101526/003 Jan.07, 2017 1 Year 4. Test Receiver Rohde & Schwarz ESR 101817 Jan.07, 2017 1 Year 5. L.I.S.N. Schwarzbeck NLSK8126 8126431 Jan.07, 2017 1 Year 6. L.I.S.N. Rohde & Schwarz ESH3-Z5 100305 Jan.07, 2017 1 Year 7. L.I.S.N. Rohde & Schwarz ESH3-Z5 100310 Jan.07, 2017 1 Year 8. L.I.S.N. Rohde & Schwarz ESH3-Z6 100132 Jan.07, 2017 1 Year 9. L.I.S.N. Rohde & Schwarz ESH3-Z6 100979 Jan.07, 2017 1 Year 10. Pulse Limiter Rohde & Schwarz ESH3-Z2 100305 Jan.07, 2017 1 Year 11. Pulse Limiter Rohde & Schwarz ESH3-Z2 100312 Jan.07, 2017 1 Year 12. Pulse Limiter Rohde & Schwarz ESH3-Z2 100815 Jan.07, 2017 1 Year 50Ω Coaxial 13. Anritsu Corp MP59B 6200283936 Jan.07, 2017 1 Year 14. Switch 50Ω Coaxial Switch 50Ω Coaxial 15. Switch 16. VOLTAGE PROBE RF CURRENT 17. PROBE 8-Wire Impedance 18. Stabilisation Network Anritsu Corp MP5 Jan.07, 20179B 6200283933 Jan.07, 2017 1 Year Anritsu Corp MP59B 6200506474 Jan.07, 2017 1 Year Schwarzbeck TK9416 N/A Jan.07, 2017 1 Year Rohde & Schwarz EZ-17 100048 Jan.07, 2017 1 Year Schwarzbeck CAT5 8158 8158-0035 Jan.07, 2017 1 Year 19. RF Coaxial Cable SUHNER N-2m No.2 Jan.07, 2017 1 Year 20. RF Coaxial Cable SUHNER N-2m No.3 Jan.07, 2017 1 Year 21. RF Coaxial Cable SUHNER N-2m No.14 Jan.07, 2017 1 Year

Page 8 of 24 3.2. For Radiated Emission Measurement Item Equipment Manufacturer Model No. Serial No. Last Cal. Cal. Interval 1. Spectrum Analyzer Agilent E7405A MY45115511 Jan.07, 2017 1 Year 2. Spectrum Analyzer Rohde&Schwarz FSV40 101495 Jan.07, 2017 1 Year 3. Test Receiver Rohde&Schwarz ESCS30 100307 Jan.07, 2017 1 Year 4. Test Receiver Rohde& Schwarz ESPI 100396/003 Jan.07, 2017 1 Year 5. Test Receiver Rohde& Schwarz ESPI 101526/003 Jan.07, 2017 1 Year 6. Test Receiver Rohde& Schwarz ESR 101817 Jan.07, 2017 1 Year 7. Bilog Antenna Schwarzbeck VULB9163 9163-194 Jan.13, 2017 1 Year 8. Bilog Antenna Schwarzbeck VULB9163 9163-323 Jan.13, 2017 1 Year 9. Log.-Per.Antenna Schwarzbeck VUSLP 9111B-074 Jan.13, 2017 1 Year 10. Biconical Broad Band Antenna Schwarzbeck 9111B VHBB 9124+BBA 9106 9124-617 Jan.13, 2017 1 Year 11. Loop Antenna Schwarzbeck FMZB1516 1516131 Jan.13, 2017 1 Year 12. Horn Antenna Schwarzbeck BBHA9120D 9120D-655 Jan.13, 2017 1 Year 13. Horn Antenna Schwarzbeck BBHA9120D 9120D-1067 Jan.13, 2017 1 Year 14. Vertical Active Monopole Antenna Schwarzbeck VAMP 9243 9243-370 Jan.13, 2017 1 Year 15. Pre-Amplifier Compliance RSU-M2 38322 Jan.07, 2017 1 Year Direction 16. Pre-Amplifier Agilent 8447D 294A10619 Jan.07, 2017 1 Year 17. Pre-Amplifier Rohde&Schwarz CBLU11835 40-01 3791 Jan.07, 2017 1 Year 18. Pre-Amplifier A.H. System PAM-0118 135 Jan.07, 2017 1 Year 19. 50 Coaxial Switch Anritsu Corp MP59B 6200237248 Jan.07, 2017 1 Year 20. 50 Coaxial Switch Anritsu Corp MP59B 6200506474 Jan.07, 2017 1 Year 21. RF Coaxial Cable Schwarzbeck N-5m No.1 Jan.07, 2017 1 Year 22. RF Coaxial Cable Schwarzbeck N-1m No.6 Jan.07, 2017 1 Year 23. RF Coaxial Cable Schwarzbeck N-1m No.7 Jan.07, 2017 1 Year 24. RF Coaxial Cable SUHNER N-3m No.8 Jan.07, 2017 1 Year 25. RF Coaxial Cable RESENBERGER N-3.5m No.9 Jan.07, 2017 1 Year 26. RF Coaxial Cable SUHNER N-6m No.10 Jan.07, 2017 1 Year 27. RF Coaxial Cable RESENBERGER N-12m No.11 Jan.07, 2017 1 Year 28. RF Coaxial Cable RESENBERGER N-0.5m No.12 Jan.07, 2017 1 Year 29. RF Coaxial Cable SUHNER N-2m No.13 Jan.07, 2017 1 Year 30. RF Coaxial Cable SUHNER N-0.5m No.15 Jan.07, 2017 1 Year 31. RF Coaxial Cable SUHNER N-2m No.16 Jan.07, 2017 1 Year 32. RF Coaxial Cable RESENBERGER N-6m No.17 Jan.07, 2017 1 Year

Page 9 of 24 4. POWER LINE CONDUCTED MEASUREMENT 4.1.Block Diagram of Test Setup AC Mains Test Receiver L.I.S.N EUT (EUT: LED downlight) 4.2.Power Line Conducted Emission Measurement Limits (Class B) Frequency Limit db( V) (MHz) Quasi-peak Level Average Level 0.15-0.50 66.0 56.0 * 56.0 46.0 * 0.50-5.00 56.0 46.0 5.00-30.00 60.0 50.0 NOTE1: The lower limit shall apply at the transition frequencies. NOTE2: The limit decreases linearly with the logarithm of the frequency in the range 0.15MHz to 0.50MHz. 4.3.Manufacturer The following equipments are installed on Power Line Conducted Emission Measurement to meet the commission requirement and operating regulations in a manner, which tends to maximize its emission characteristics in a normal application. 4.3.1.LED downlight (EUT) Model No. : 53193101 Manufacturer 1 : ETI Solid State Lighting (Zhuhai) Ltd Manufacturer 2 : ETI Solid State Lighting (Wuhu) Ltd 4.4.Operating Condition of EUT 4.4.1.Setup the EUT and simulator as shown as Section 4.1. 4.4.2.Turn on the power of all equipment. 4.4.3.Let the EUT work in test mode (ON) and measure it.

Page 10 of 24 4.5.Test Procedure The EUT is put on the plane 0.8m high above the ground by insulating support and is connected to the power mains through a line impedance stabilization network (L.I.S.N.). This provides a 50ohm coupling impedance for the EUT system. Please refer the block diagram of the test setup and photographs. Both sides of AC lines are checked to find out the maximum conducted emission. In order to find the maximum emission levels, the relative positions of equipment and all of the interface cables shall be changed according to ANSI C63.4: 2014 on Conducted Emission Measurement. The bandwidth of test receiver (R & S ESCS30) is set at 9kHz. The frequency range from 150kHz to 30MHz is checked.

Page 11 of 24 4.6.Power Line Conducted Emission Measurement Results PASS. Test mode: ON AC 120V/60Hz Note: Emissions attenuated more than 20 db below the permissible value are not reported. The spectral diagrams are attached as below.

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Page 14 of 24 5. RADIATED EMISSION MEASUREMENT 5.1.Block Diagram of Test Setup 5.1.1.Block diagram of connection between the EUT and simulators AC Mains EUT (EUT: LED downlight) 5.1.2.Block diagram of test setup (In chamber) Antenna Elevation Varies From 1 to 4 Meters 3 Meters EUT and Simulators System 0.8 Meter GROUND PLANE (EUT: LED downlight)

Page 15 of 24 5.2.Radiated Emission Limit (Class B) All emanations from a class B device or system, including any network of conductors and apparatus connected thereto, shall not exceed the level of field strengths specified below: Frequency Distance Field Strengths Limit MHz Meters V/m db( V/m) 30-88 3 100 40.0 88-216 3 150 43.5 216-960 3 200 46.0 Above 960 3 500 54.0 Remark: (1) Emission level db( V) = 20 log Emission level V/m. (2) The smaller limit shall apply at the cross point between two frequency bands. (3) Distance is the distance in meters between the measuring instrument antenna and the closest point of any part of the device or system. 5.3.Manufacturer The configuration of EUT is listed in Section 4.3. 5.4.Operating Condition of EUT 5.4.1.Setup the EUT and simulator as shown as Section 5.1. 5.4.2.Turn on the power of all equipment. 5.4.3.Let the EUT work in test mode (ON) and measure it. 5.5.Test Procedure The EUT and its simulators are placed on a turntable, which is 0.8 meter high above ground. The turntable can rotate 360 degrees to determine the position of the maximum emission level. EUT is set 3.0 meters away from the receiving antenna, which is mounted on an antenna tower. The antenna can be moved up and down between 1.0 meter and 4 meters to find out the maximum emission level. Broadband antenna (calibrated bilog antenna) is used as receiving antenna. Both horizontal and vertical polarizations of the antenna are set on measurement. In order to find the maximum emission levels, all of the interface cables must be manipulated according to ANSI C63.4: 2014 on radiated emission measurement. The bandwidth of the EMI test receiver (R&S ESCS30) is set at 120kHz. The frequency range from 30MHz to 1000MHz is checked.

Page 16 of 24 5.6.Radiated Emission Noise Measurement Result PASS. The frequency range from 30MHz to 1000MHz is investigated. Test Mode: ON AC 120V/60Hz Polarization Horizontal Vertical Note: Emissions attenuated more than 20 db below the permissible value are not reported. The spectral diagrams are attached as below.

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Page 19 of 24 6. PHOTOGRAPHS 6.1.Photo of Power Line Conducted Emission Measurement 6.2.Photo of Radiation Emission Measurement

Page 20 of 24 6.3.Photo of EUT

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Page 24 of 24 Appendix I ---------------- THE END OF TEST REPORT ---------------