The UK framework for access to white spaces in the UHF TV band

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5 th MC Meeting of COST IC1004 University of Bristol, Bristol UK. The UK framework for access to white spaces in the UHF TV band Professor Reza Karimi Technical policy director, Ofcom 25 September 2012 The contents of this presentation represent the views of the author and do not necessarily reflect Ofcom policy.

Outline What are TV white spaces? Database assisted access and eco-system Protection of DTT and PMSE Harmonisation and standardisation Conclusions 2/30

TV white spaces White spaces refer to geographical areas where the radio spectrum is not used by the licensee. White space spectrum can be potentially accessed by users other than the licensee, resulting in High power TV broadcasts using the same frequency need to leave spaces between their coverage areas to avoid interference. increased overall spectrum efficiency. innovative new services. Protection of the incumbent licensee(s) is paramount. These frequencies can be used in the white spaces in between by lower-power devices. 3/30

453 MHz 466 MHz 470 MHz 790 MHz 791 MHz 862 MHz The UHF TV band and licensed services in the UK Access to the UHF TV band by white space devices (WSDs) would be subject to the protection of incumbent licensees. Business radio Emergency services Digital terrestrial television (DTT) + Program making & special events (PMSE) 21 31 37 39 60 Mobile networks 800 MHz DL duplex gap UL Cleared PMSE (dedicated) We should not forget cross-border obligations. 4/30

The path towards access to TV white spaces Ofcom s consultations White space access should be allowed in principle and be licence exempt, provided no interference is caused to licensed services. Initial views on white space database ownership, information exchange between databases and WSDs. Digital Dividend Review (2007) Cognitive Access (2009) Geolocation for Cognitive Access (2010) Implementing Geolocation (2011) Autonomous vs. database-assisted. Geolocation was the most promising way for a WSD to gain access to spectrum in the short-medium term. Sensing is also an option in the longer-term. Initial views on approach to making WSDs licence exempt, high-level requirements on databases and database providers. 5/30

Outline What are TV white spaces? Database assisted access and eco-system Protection of DTT and PMSE Harmonisation and standardisation Conclusions 6/30

Eco-system Broadcasters Output may change on an ~ annual basis. DTT planning PMSE planning Output may change on an hourly basis. Computes location-specific TVWS availability: 1) available TV channels; 2) maximum permitted WSD powers (or nuisance powers). Protection algorithm Unique data-set with regards to TV white space availability. Volume knob. White space database (WSDB) providers WSDB #1 WSDB #2 WSDB #N Devices Devices Devices 7/30

Database discovery List of approved WSDBs 1) www.dbx.com 2) www.dby.com 3) www.dbz.com : Internet Every 24 hours Access point (master) When operating in the territories of the United Kingdom, a master WSD must discover approved WSDBs by consulting a website maintained by Ofcom which holds a list of approved WSDBs. This requirement applies unless the master WSD has consulted the website within the last 24 hours. Base station, BS (master) 8/30

Communications (1) (3) (2) Internet Database provider WSDB Mobile/fixed communications network BS (master) (2) (0) (2) (0) Broadcast info on TV white space availability. (1) Report device attributes (e.g., location, device class). (2) Communicate device-specific TV white space availability. (3) Feedback on used TV white space. (1) (3) (1) (3) Internet UE (slave) UE (slave) Access point (master) (0) (2) UE (slave) UE/CPE (slave) (1) (3) 9/30

Outline What are TV white spaces? Database assisted access and eco-system Protection of DTT and PMSE Harmonisation and standardisation Conclusions 11/30

Interference: An illustration DTT coverage area DTT channels: 21,23,24,26,27,28 DTT coverage area TV transmitter #2 PMSE 24 PMSE 47 Co-channel interference Party-in-the-park DTT channels: 43,45,48,49,52,53 Theatre land Adjacent-channel interference WSD 24 TV transmitter #1 Adjacent-channel interference PMSE 39 Co-channel interference. Adjacent-channel interference. Victims may be in the vicinity of the WSD, or far away. Sports event 13/30

DTT: How are DTT networks planned? For each 100m x 100m pixel, broadcasters calculate a DTT location probability, q. 100 m Writing in the linear domain, 100 m DTT receiver reference sensitivity DTT location probability q q PrP S P S,min K r U, k k1 P U, k Pr{ P S U}. Received DTT wanted signal power (log-normal) DTT-to-DTT protection ratio Received DTT unwanted signal power (log-normal) 14/30

DTT: What happens when a WSD radiates? DTT location probability reduces: WSD in-block (carrier) EIRP q q q PrP S U r( f, P S ) G P WSD-to-DTT protection ratio ACLR DTT P S f WSD GP ACS WSD-to-DTT coupling gain (log-normal) f Protection ratio, r, is ratio of wanted power over interferer power at the point of receiver failure and depends on: a) interferer s adjacent channel leakage ratio, and b) victim s adjacent channel selectivity. 15/30

DTT: Derive permitted WSD EIRP For a target reduction in location probability, q T the WSD in-block EIRP, P, should be such that: This is a non-linear problem. q q q T P Pr S U P r( f, PS ) G A number of algorithms have been developed (by Ofcom 1,2, BBC, and others) for the solution of the above equation. A value for P must be calculated for each pixel across the UK, accounting for all co-channel and adjacent-channel interference constraints. See later. 1 H.R.Karimi, Geolocation databases for white space devices in the UHF TV bands: Specification of maximum permitted emission levels, in Proc. Dynamic Spectrum Access Networks (DySPAN), May 2011, Aachen Germany. 2 V.Petrini, H.R.Karimi, TV white space databases: Algorithms for the calculation of maximum permitted radiated power levels, submitted to Dynamic Spectrum Access Networks (DySPAN), Oct. 2012, Bellevue, Washington USA. 16/30

PMSE: What happens when a WSD radiates? Consider that a WSD radiates with an in-block EIRP of P. If G is the interferer-victim coupling gain, the operation of the PMSE receiver will not be affected if f P P S S,min P r( f, P S r( f, P P S r( f, P S ) ) S,min ) G G G P P,,, ACLR P S PMSE WSD GP ACS f where r( ) is the WSD-to-PMSE protection ratio (i.e., ratio of wanted power to interferer power measured at the receiver and at the point of failure), and f is the frequency separation between the WSD and PMSE signals. 18/30

Bringing it all together Objective: Calculate maximum permitted EIRP, P max (l i, n), for a WSD to radiate inside pixel location l i, and in DTT channel n, while protecting DTT and PMSE reception in all channels, m = 1 M. 1) Identify all 1 K populated victim pixels served in channel m. 2) Calculate the maximum permitted WSD EIRPs, P 0,k (l i, n, m) and P 1,k (l i, n, m) k = 1 K, for protection of DTT and PMSE in the K victim pixels in (1), respectively. See earlier slides. 3) Select the smallest of the 2K values calculated in (2): P( li, n, m) minp0, k ( li, n, m), P1, k k ( l i, n, m). 4) Repeat (2)-(3) for all DTT channels m = 1.M. Then, Pmax ( li, n) min P( li, n,m). m For a UK-wide picture, repeat (1)-(4) for all WSD locations location l i, and all DTT channels n. 1 Strictly speaking, steps (1) and (2) above need only be performed for the most susceptible victim pixel (as opposed to all populated victim pixels). This can reduce computational complexity significantly. 19/30

Outline What are TV white spaces? Database assisted access and eco-system Protection of DTT and PMSE Harmonisation and standardisation Conclusions 20/30

Standardisation is key Standardisation is important for three reasons: To achieve economies of scale. To allow for the roaming of WSDs across borders. To enable a common European market. But what is it exactly that needs to be standardised? And where should these be standardised? Regulatory requirements EU harmonised standards Technology standards Important to draw clear distinction between: European harmonised standards Defined by organisations such as ETSI, required as a reference for compliance with the essential requirements of the R&TTE Directive, for placing products on the European market. WEIGHTLESS Technology standards Defined by organisations such as IEEE, 3GPP, Weightless SIG, IETF. 21/30

Standards and regulation: Summary DTT PMSE Database provider Algorithm 1) www.dbx.com 2) www.dby.com 3) www.dbz.com Standardisation not needed (flexible and country-specific). WSDB #N ETSI BRAN have initiated a work item to draft an EN. This will be broadly similar to ENs for devices operating in the 2.4 GHz and 5 GHz bands, but with extras. IETF PAWS are in the process of drawing up appropriate standards for device-database communication protocols. MFCN BS (master) Internet WEIGHTLESS WEIGHTLESS UE/CPE (slave) UE (slave) 27/30

Outline What are TV white spaces? Database assisted access and eco-system Protection of DTT and PMSE Harmonisation and standardisation Conclusions 28/30

Conclusions We have summarised the UK s framework for providing access to TV white spaces, and highlighted our approach for the protection of DTT and PMSE services. We believe that access to TV white spaces is an important test case in enabling dynamic and opportunistic spectrum sharing, and creating a framework for access to white spaces in other bands. The use of databases is a key enabling technology in the field of dynamic spectrum assess, to be complemented in due course with device-distributed cognitive and sensing technologies. 29/30

Thank you! reza.karimi@ofcom.org.uk 30/30