IEEE802.11n Standardization: Introduction and Status October-2005

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IEEE802.11n Standardization: Introduction and Status October-2005 ENSEIRB 05 Markus Muck, Marc De Courville, Stephanie Rouquette Markus.Muck@motorola.com

Overview Introduction to IEEE standardization Introduction to IEEE802.11n objectives Current status of standardization & future Presentation of TGnSync proposition Presentation of WWiSE proposition Comparison TGnSync / WWiSE Q & A 2

Introduction to IEEE802.11 standardization 3

IEEE standardization process Initiation of a Study Group (SG) Definition of the PAR («project authorization request») Initiation of the Working Group (WG) Definition of the Draft Standard (75%) Letter Ballot Phase Approve Draft Standard Publish approved Standard 4

Practical Aspects & Who is participating to IEEE Standardization? 5

La normalisation IEEE La normalisation IEEE: Voir le site «802wirelessworld.com» pour 802.11 La participation / droit de vote pour individus (pas l entreprise // ETRI) Réunions tous les 2 mois, par exemple 2005: - janvier: Monterey, USA - mars: Atlanta, USA - mai: Cairns, Australia - juillet: San Francisco, USA - septembre: Anaheim, USA - novembre: Vancouver, Canada - janvier 2006: Big Island, Hawaii - + F2F meetings Participants: En générale des PhD en communication numériques / MAC Souvent très expérimenté A la fois des directeurs de recherche et des chercheurs Majorité: Chercheur des entreprises privées Quelques universitaires (plutôt américain) Déroulement à l IEEE: 1) Mise en place d un «study group» 2) Definition d un PAR (Project Authorization Request) 3) Definition du «Draft Standard» 4) Letter Ballot phase Motivation / entreprises: Discussion 6

La normalisation IEEE802: Topics 2005 7

IEEE802.11: Topics Standard Bit-Rates Available Bandwidth per Channel Frequency Band IEEE802.11 up to 2 Mbps 1 MHz (FHSS), 22 MHz (DSSS) 2.400-2.483 GHz IEEE802.11a up to 54 Mbps 20 MHz (16.7 MHz used) 5.18-5.32 GHz IEEE802.11b up to 11 Mbps 22 MHz 2.400-2.483 GHz IEEE802.11g up to 54 Mbps 22 MHz (to be defined) 2.400-2.483 GHz IEEE802.11d Regulatory issues for 2.4 GHz IEEE802.11e IEEE802.11f Assure Interop. Between Access Points IEEE802.11h Regulatory issues for 5 GHz IEEE802.11j 4.9GHz - 5GHz Operation in Japan IEEE802.11k Radio Rsource Management IEEE802.11REVma Standard maintenance IEEE802.11n High Throughput Management 20MHz and 40MHz 2.4GHz & 5GHz band IEEE802.11p Wireless Access for Vehicular Environment IEEE802.11r Fast Roaming IEEE802.11s Mesh Networking IEEE802.11t Recommended Practice Wireless Perform. IEEE802.11u Interworking with External Networks IEEE802.11v Wireless Network Management IEEE802.11 ADS SG Advanced Security IEEE802.11 ADF SG Access Point Functionality 8

Introduction to IEEE802.11n objectives 9

IEEE802.11n scope and status (1/3) Scope: high throughput WLANs PAR (Project Authorization Request) objective: Define modifications to both 802.11 PHY and MAC so that a maximum throughput of at least 100Mbps at the MAC SAP is enabled Functional Requirements for IEEE802.11n: 100Mbps must be demonstrated in a 20MHz bandwidth Backward compatibility with 802.11a Backward compatibility with 802.11g if 2.4GHz band considered Motorola gives inputs beyond PAR PAR sees MIM O as technology for throughputincrease (implicitly atshortrange) Motorola wantsto exploit MIMO forrange extension:low/medium-rate & longdistance 10

IEEE802.11n scope and status (2/3) Status of 802.11n Issue of Call For Proposals requires approval of Functional Requirements, Comparison Criteria and Usage Models documents, which is expected at the May session (publication of standard: beginning of 2006?) Main focus on PH Y enhancement:proposal of multiple antennatechniques (Space-Time Block Codes,SpatialDivision Multiplexing,etc.)and advanced coding techniques(ldpc, Turbo-Codes) MAC enhancements:extended-range modes,low-power modes,etc. M ain differences between W WiSE / TGnSync Closed loop /open loop approach Beamforming /STBC Definition of LDPC codes 11

IEEE802.11n scope and status (3/3) Increase PHY performance Given PAR and Functional requirements ( 100Mbps in 20MHz bandwidth ) multiple antenna techniques are required to increase the peak data rate with good coverage (add advanced coding schemes?) Which multiple antennas techniques should be used? How many antennas can be considered? How does 100Mbps at the MAC SAP translate in terms of PHY data rate requirements ( depends on MAC efficiency depends on MAC amendment)? Increase MAC SAP goodput: SAP = Service Advertisement Protocol, goodput = measurement of actual data successfully transmitted How high can the throughput be with an enhanced PHY and 802.11 or 802.11e MACs? How can this efficiency be increased with backward compatibility constraints? 12

Introduction to IEEE802.11n: Overview over an OFDM (MIMO) System 13

typical OFDM/MIMO system: IST-BroadWay PDU train from DLC (binary data) Sub-carrier adjustment I Q Scrambler Pilot & Zero Insertion HL/2 - HS-selection FEC coder & Puncturing Large CC FEC coder & Puncturing Small CC + Spreading I Q I Q IFFT* BPF HL/2 channel bandwidth 20 MHz Local oscillator 1 (931 MHz) 1. IF 90 channel selection Local Oszillator 2 (4.x GHz) I Q I Q Interleav er Q Guard extension (PRP-Postfix or Cyclic Prefix ), windowing Q digital I/Q modulator I DAC Local Oszillator 3 (55 GHz) 1 => n I Q I BPF HL/2 system bandwidth Dy namic Range Adjustment roofing LPF Mapper & Normalisation P out control I Q Power Amplifier (5 GHz) P out control Spreading (i.e. Walsh Hadamard) Training sy mbol Insertion 5 GHz 60 GHz I Q Scrambler FEC encoding Interleaving Mapping Frequency domain spreading (for CC, K=5) Pilots / zeros insertion & IFFT Guard Interval (CP-OFDM) or Pseudo- Random-Postfix (PRP-OFDM) insertion for low-complexity CIR tracking in mobility context DAC / low-pass filtering / digital I/Q modulator 5GHz / 60GHz up-conversion (55GHz fixed frequency osc. for low phase-noise) BPF HS channel bandwidth 200 MHz BPF HS system bandwidth 2.x GHz BPF HS system bandwidth 2.x GHz Power Amplifier (60 GHz) 14

Introduction to IEEE802.11n objectives: Overview on MIMO techniques 15

Candidate technologies (1/4) ultiple antenna techniques (1/3) Space-Time Block Codes (STBC) to benefit from transmit spatial diversity (with Maximum Ratio Combining) Suited for increasing communication reliability/range or overall cell throughput, but they are not optimal for high peak data rates Spatial Division Multiplexing (SDM, MIMO) s 1 s 2 * * s 2 s 1 Alamouti coding (rate 1, full diversity, code) s 3 s 4 * * s 2 s 3 * s 1 s 2 * s 2 s 1 s 1 s 2 * * s 2 s 1 * s 3 s 4 * s 2 s 3 ABBA coding (rate 1, full diversity, quasi code) Data rate multiplied by number of transmit antennas but transmit diversity not exploited and potentially high decoding complexity (Nr Nt) S/P 16 ML, ZF, MMSE, SIC based receivers

Candidate technologies (2/4) Multiple antenna techniques (2/3) Hybrid schemes: increase data rate and exploit transmit diversity for higher robustness/good range Combining SDM and STBC is a good tradeoff + possibility to handle asymmetrical antenna configurations (e.g. 4x2) Transmit diversity exploited with partial CSI at the TX: select subcarrier/antenna subset based on SNR, capacity SDM combined with STBCs (Open Loop OL) SDM combined with TS (Closed-Loop CL) s 1 s 2 * N<Nt data streams S/P * s 2 s 1 s 3 s 4 * * s 2 s 3 S/P Transmit Selection (TS, per subcarrier, per antenna) 17

Candidate technologies (3/4) Multiple antenna techniques (3/3): SVD based beamforming 1 st path, α 1 = 1 Array Processing Array Processing x(t) 2 nd path, α 2 = 0.6 y(t) Singular Value decomposition: For a square matrix A, the square roots of the eigenvalues of A^HA, where ^H is the conjugate transpose, are called singular values Beamforming and diversity gain at both receiver and transmitter 18

Candidate technologies (4/4) Modifications to modulator/mapping Consider higher order constellations to increase spectral efficiency, e.g. 256QAM 3/4 72Mbps Increase the number of subcarriers: increase peak data rate (keep same cyclic prefix length) or increase robustness to IBI (increase also cyclic prefix length)? Consider advanced OFDM modulators e.g. PRP-OFDM modulator for low complexity robustness to mobility (see advanced PHY, IP) Advanced coding schemes Turbo-Codes or LDPCs: might be required to decrease SNR requirements. Possibility to push IP on advanced coding schemes from Motorola Labs (Joe Nowak) 19

Presentation of TGnSync key features 20

TGnSync members OEM / System Vendors Cisco C-Cation (New) Interdigital (New) Mitsubishi Electric Nortel Panasonic Samsung Sanyo Sharp Sony Toshiba Wavebreaker/ATcrc Wavion Semi-Conductor Vendors Agere Atheros Intel Marvell Philips Qualcomm Academia Infocomm Tohoku University Univ of Victoria Polytech Inst. of NY (New) 21

Scalable PHY Architecture Mandatory Open Loop SDM Conv. Coding Robustness Enhancement Robustness Enhancement Optional Closed Loop TX BF LDPC RX assisted Rate Control 2 Spatial Streams Throughput Enhancement 4 Spatial Streams Regulatory Constraints 20 MHz 140 Mbps Low Cost & Robust 40 MHz 243 Mbps 630 Mbps 22

PHY Summary of TGn Sync Proposal Mandatory Features: 1 or 2 Spatial Streams 20MHz and 40MHz* channelization 1/2, 2/3, 3/4, and 7/8 channel coding rates RX assisted Rate Control Optimized Interleaver for 20 & 40MHz 400ns & 800ns Guard Interval Full & seamless interoperability with a/b/g Optional Features: Transmit Beamforming Low Density Parity Check (LDPC) Coding Completed merger process with LDPC partial proposals support for 3 or 4 spatial streams NEW NEW 140Mbps in 20MHz 243Mbps in 40MHz 23

PHY Summary Mandatory Rate of 140Mbps in 20MHz: 2 Spatial Streams 7/8 th rate coding 400ns Guard Interval RX assisted Rate Control Low Cost & Robust Throughput Enhancement: Scalable to 243 Mbps in 40MHz Optional Robustness/Throughput Enhancements: LDPC Coding Transmit Beamforming Scalable to 630Mbps with 4 spatial streams in 40MHz 24

Scalable MAC Architecture LEGACY INTEROP. Long NAV Pairwise Spoofing Single-Ended Spoofing BASELINE MAC Robust Aggregation QoS Support (802.11e) Rx assisted link adapt. ADDITIONAL EFFICIENCY Header Compression Multi-Receiver Aggregation Bi-Directional Data Flow BA Enhancements Robust & Scalable MAC Architecture CHANNEL MANAGEMENT 20/40 MHz Modes 25

Explanations Long) NAV NAV: When the data frame is transmitted all the other nodes hearing the data frame adjust their Network Allocation Vector (NAV), which is used for virtual carrier sense at the MAC layer. Long NAV: When a STA has a TXOP, it may set a long NAV to protect multiple PPDUs using a single protection MAC layer protection exchange, e.g., RTS/CTS. poofing Spoofing is the use of the legacy RATE and LENGTH fields to keep the legacy STA off the air for a desired period of time L-STF L-LTF L- SIG HT HT-SIG STF HT LTF HT LTF Data Legacy RATE and LENGTH fields => Packet Length in OFDM Symbols Pairwise Spoofing: Protection of pairs of PPDUs sent between an initiator and a single responder Single-ended Spoofing: Protection of aggregate and any responses using legacy PLCP spoofing at the initiator only, Can be used to protect multiple responses 26

MAC Summary of TGn Sync Proposal Mandatory Features: MAC level aggregation RX assisted link adaptation QoS support (802.11e) MAC header compression Block ACK compression Legacy compatible protection 20/40 MHz channel management Optional Features: Bi-directional data flow MIMO RX Power management 27

Presentation of WWiSE key features 28

Expanded membership Airgo Networks Broadcom Buffalo Conexant ETRI France Telecom Hughes Network Systems ITRI Motorola Nokia NTT Ralink Realtek STMicroelectronics Texas Instruments TrellisWare Winbond 29

PHY features Mandatory modes: 2 transmitters, 20 MHz, open-loop using SDM Rates 54, 81, 108, 121.5, 135 Mbps Evolution to OFDM format, raising data rate to 135 Mbps 10 MHz channelization supported (optional) All 20 MHz modes have a ½-data rate 10 MHz counterpart Optional 40 MHz counterparts of all 20 MHz modes Every mode offered in 20 MHz is also offered in 40 MHz 40 MHz channels have regulatory problems and are prohibited in major domains. To provide a unified worldwide 11n experience, it makes the most sense to have 40 MHz be optional Optional extensions to 3 and 4 transmit antennas Optional space-time block codes for longer range All space-time block codes are now optional Optional LDPC code EXTENDED beacon / Sig-Field for long-range modes 30

Preamble structure for Interoperability Interoperability Legacy / 11n: Transmit Antennas 10 x 0.8 = 8µs 1.6 + 2 x 3.2 = 8µs 4µs 10 x 0.8 = 8µs 1.6 + 2 x 3.2 = 8µs 4µs 4µs 1.6 + 2 x 3.2 = 8µs 1 SS 40MM GI2 LS 40MM GI SIG-MM SS 40GF GI2 LS 40GF GI SIG-N GI SIG-N GI2 LS 40GF 2 SS 40MM (400 ns cs) GI2 LS 40MM (3100 ns cs) GI SIG-MM (3100 ns cs) SS 40GF (400 ns cs) GI2 LS 40GF (1600 ns cs) GI SIG-N (1600 ns cs) GI SIG-N (1600 ns cs) GI2 LS 40GF (1600 ns cs) 3 SS 40MM (200 ns cs) GI2 LS 40MM (100 ns cs) GI SIG-MM (100 ns cs) SS 40GF (200 ns cs) GI2 LS 40GF (100 ns cs) GI SIG-N (100 ns cs) GI SIG-N (100 ns cs) GI2 - LS 40GF (100 ns cs) 4 SS 40MM (600 ns cs) GI2 LS 40MM (200 ns cs) GI SIG-MM (200 ns cs) SS 40GF (600 ns cs) GI2 LS 40GF (1700 ns cs) GI SIG-N (1700 ns cs) GI SIG-N (1700 ns cs) GI2 - LS 40GF (1700 ns cs) Idea: Short sequence Long sequence Signal Short sequence Long sequence Signal Signal Long sequence Tell legacy devices to remain silent during 11n transmission Time 31

Optional mode data rates, multiple spatial streams 20 MHz: Configuration Rate ½, 16- QAM Rate ¾, 16-QAM Rate 2/3, 64-QAM Rate ¾, 64-QAM Rate 5/6, 64-QAM 3 Tx, 20 MHz 81 121.5 162 182.25 202.5 4 Tx, 20 MHz 108 162 216 243 270 40 MHz: Configuration Rate ½, 16-QAM Rate ¾, 16-QAM Rate 2/3, 64-QAM Rate ¾, 64-QAM Rate 5/6, 64-QAM 2 Tx, 40 MHz 108 162 216 243 270 3 Tx, 40 MHz 162 243 324 364.5 405 4 Tx, 40 MHz 216 364 432 486 540 32

Optional mode data rates, single spatial stream x1, 20 MHz: PHY rate, Mbps Code rate Constellation 1x1, 40 MHz; 2x1, 40 MHz PHY rate, Mbps Code rate Constellation 6.75 10.125 13.5 20.25 27 40.5 54 60.75 67.5 1/2 3/4 1/2 3/4 1/2 3/4 2/3 3/4 5/6 BPSK BPSK QPSK QPSK 16-QAM 16-QAM 64-QAM 64-QAM 64-QAM 13.5 20.25 27 41 54 81 108 121.5 135 1/2 3/4 1/2 3/4 1/2 3/4 2/3 3/4 5/6 BPSK BPSK QPSK QPSK 16-QAM 16-QAM 64-QAM 64-QAM 64-QAM 33

Long range protection for EDCA (Enhanced Distributed Channel Access) / HCCA (HCF controlled channel access) eneral idea of extended beacon / SIG-field: STA AP STA STA STBC STA STBC.11n Transmission time CTS_to_Self CF-End STB C.11n STBC Transmission Time CTS_to_Self STB C CF-End.11n Transmission time NAV STBC NAV STBC 34

MAC features Three 802.11e EDCA/HCCA MAC enhancements: HTP burst, aggregation, extended Block Ack Challenge reduce overhead, approach taken: get rid of the IFS and use MAC header compression Note: Block Ack mandatory MSDU (MAC Layer) Aggregation Regroup PDUs for same receiver address Removes significant MAC overhead Increased maximum PSDU length, to 8191 octets Issue: cannot change TX power and PHY mode HTP Burst (High Throughput) Multiple Receiver Address allowed within the burst Can change PHY parameters since we deal with multiple destinations (not TX power) Block Ack Request and Block Ack frames allowed within burst Enhanced Block Ack Introduce possibility not to ACK a Block Ack REQ: do not interrupt HTB bursts Rate & mode recommendation It is of critical importance that this information is advisory and does not mandate Tx behavior Rate selection algorithms do not need to be redesigned There is no need for an elaborate protocol to decide when information is stale The transmitter (e.g., AP) may in many situations have more information about overall network conditions than the receiver, should be able to override receiver request Facilitates low power operation E.g., in receiver that is at the edge of its capabilities at the higher data rate Channel state information exchange: General purpose mechanism, built on already existing mechanisms in 802.11h Sufficient precision for current and future purposes 35

Comparison TGnSync vs WWiSE 36

WWiSE and TGn Sync PHY proposals M A N D A T O R Y WWISE proposal 20MHz bandwidth (135Mbps) 2Tx, 2 spatial streams Open-loop SDM Coding Rates: 1/2, 2/3, 3/4, and 5/6 54 data tones TGnSync Proposal 20MHz (140Mbps) and 40MHz (243Mbps) bandwidths 2Tx, 2 spatial streams Open loop SDM Coding Rates: 1/2, 2/3, 3/4, and 7/8 Guard interval: 400ns and 800ns 48 data tones in 20MHz bandwidth 108 data tones in 40MHz bandwidth O P T I O N A L 3 or 4Tx in 20MHz bandwidth STBC Hybrid SDM/STBC schemes for asymmetrical configurations 40MHz bandwidth (1 to 4Tx) 108 data tones in 40MHz bandwidth LDPC codes SDM with 3 or 4 spatial streams Orthogonal spatial spreading Transmit beamforming LDPC codes PL CP Cyclic shift on both STS and LTS HT-specific preamble based on tone subsets 37

Environment/Device/Appl target 38

References 03-05-0886-07-000n-wwise-proposal-htspec.doc 11-04-0889-04-000n-tgnsync-proposaltechnical-specification.doc WWiSE WEB-Site: http://www.wwise.org/ TGnSync WEB-Site: http://www.tgnsync.org/home 39

Q & A 40