Evaluation of Performance, Reliability, and Risk for High Peak Power RF Sources from S-band through X-band for Advanced Accelerator Applications

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Evaluation of Performance, Reliability, and Risk for High Peak Power RF Sources from S-band through X-band for Advanced Accelerator Applications Michael V. Fazio C. Adolphsen, A. Jensen, C. Pearson, D. Sprehn, A. Vlieks, F. Wang, SLAC National Accelerator Laboratory Gratefully acknowledge the contribution of T. Inagaki SACLA SPring-8 IPAC 11 Sept. 5-9, 2011

Burgeoning Worldwide Interest in New Accelerator Based Photon Sources Coherent X-ray FELs SLAC LCLS II Los Alamos MaRIE 50 kev (concept) Materials under dynamic loading and irradiation extremes at the microstructure scale Pohang FEL Compton gamma-ray sources Lawrence Livermore MEGa-ray at 250 MeV Nuclear material detection Material assay Medical imaging, security inspection, and nuclear material detection 2 IPAC 11

Photon Requirements and Facility Definition Driven by Scientific Needs and Applications Large parameter space for accelerator design beam parameters, physical size, efficiency, reliability, etc Ultimately choice of RF frequency becomes the key question Availability of RF sources System reliability Cost Available physical space S, C, and X-band klystrons are the sources under consideration 3 IPAC 11

S-Band Klystrons Now Define the State of the Art for High Peak Power & Reliability SLAC 5045 Klystron > 800 installed on SLAC linac since 1984 2.856 GHz 65 MW peak, 45 kw avg. 350 kv beam voltage 3.5 µs pulse width 180 Hz PRF 8 A/cm 2 cathode current density 45% efficiency > 80,000 hr MTBF 150 MW version built for DESY 4 IPAC 11

Large Number of Tubes (800) and Decades of Hard Operation Have Provided Excellent Statistics * 12 Month Avg MTBF: total HV hours accumulated on all klystrons during the previous 12 months divided by the total number of failed klystrons during the same period 80-90,000 hr Average Age of On-Line Klystrons: total accumulated HV hours to date of the 245 currently installed 5045 klystrons divided by 245-52,000 hrs 12 Month Age of Failed Klystrons: total accumulated HV hours for all 5045 klystrons failed during the previous 12 months divided by the number of failed klystrons during the same period- 65-70,000 hr * Ref. MPOC142 Jensen, et al 5 IPAC 11

Some 5045s Are Very Long-Lived 43 klystrons have exceeded 100K hrs 22 are still on-line Three > 140K hrs Failure modes Cracked/punctured windows End-of-life cathodes Low emission Gun arcing Gas bursts 6 IPAC 11

C-band Klystrons 66 Toshiba E37202 Klystrons Operating at SPring-8 SACLA* Two Windows Traveling Wave output cavity Toshiba E37202 Ratings Maximum Typical @ SACLA Peak Power 50 MW 30-40 MW Beam Voltage 350 kv 300-330 kv Pulse Width 2.5 µs 2.5µs PRF 60 pps 10-60 pps Efficiency 44% 40% Frequency 5.712 GHz 5.712 GHz * SACLA data provided by T. Inagaki 7 IPAC 11

Run Time Statistics for Toshiba E37202 at Spring-8 5 Months of Accelerator Operation from Oct. 2010 66 klystrons with 3000-4000 operating hours 1 failure at 1200 hours Run Time (hours) Klystron Number 8 IPAC 11

Several Abnormal Characteristics Observed in E37202 Performance RF power at output waveguide Klystron voltage RF power from input port 30 out of 70 klystrons exhibit > 10 GHz oscillation late in the HV pulse, with NO RF drive Couples to input and output No oscillation > 230 kv Not an operational issue 4 klystrons out of 70 have discontinuities in the P drive -P output power curve Output is unstable at <100 W drive Multipactor suspected Non-issue-normal operation > 200 W drive 9 IPAC 11

X-Band Klystrons SLAC XL4 & XL5 Parameter Maximum Peak Power 50 MW Beam Voltage 440 kv Beam Current 350 A RF Pulse Width 1.5 µs PRF 60 Hz Freq. XL4/XL5 11.424/12.0 GHz Perveance 1.2 µp Efficiency ~ 40% Focusing solenoid 4.6 kg/23 kw 10 IPAC 11

X-band Development Program Produced 3 Distinct Series of Klystrons: XC, XL, PPM Tube Name X-band Klystron Design and Performance Specifications Solenoid Focused PPM Focused (6 Tubes) Solenoid XC (8 Tubes) XL1-XL4 (26 Tubes) XL-PPM 75 XP-1 75 XP-3 75 XP3-4 XL5 (5 Tubes) Freq. (GHz) 11.424 11.424 11.424 11.424 11.424 11.424 12 Peak Pwr (MW) 100 50 50 75 75 75 50 RF Pulse Length 1 µs 1.5 µs 1.5-2.4µs 2.8 µs 3.2 µs 1.6 µs 1.5 µs Beam Voltage (kv) 440 440 490 490 490 506 440 Beam Current (A) 520 350 190 257 257 257 350 µp 1.8 1.2 0.6 0.75 0.75 0.75 1.2 Achieved 51 MW @ 1 µs & 60 Hz 50 MW @ 1.5 µs & 60 Hz 50 MW @1.5-2.4 µs 79 MW @ 2.8 µs & 10 Hz 75 MW @ 1.6 µs & 120 Hz 75 MW @ 1.6 µs & 120 Hz 50 MW @ 1.5 µs & 60 Hz Notes Low efficiency In producttion Gain instability Spurious oscillation Excessive interception Air cooling limited P avg In production 11 IPAC 11

More than 30 XL4 & XL5 Klystrons Have Been Built XL4s routinely power test stands for high gradient experiments and testing RF structures Several have logged >10,000 hours but mostly below 35 MW One XL4 powers the LCLS phase space linearizer has run 25,000 hr at 20-25 MW at 60 and 120 Hz LCLS X-band deflection cavity will also require an XL4 Preparing to conduct a life test on a new XL4 During testing at full spec 50 MW, 1.5 µs, 60 Hz, no breakdowns observed during 24 hr heat run 12 IPAC 11

XL Klystron Is a Solid Design with a Growing Track Record Small number of tubes (~30) and widely variable operating conditions => insufficient run time statistics for a meaningful MTBF calculation With increased operating experience and incremental improvements will likely become more widely use in accelerator applications Effort underway to transfer design of the XL5 to industry for production 13 IPAC 11

Klystron Reliability Summary S-Band! SLAC 5045! C-Band! Toshiba E37202! X-Band! SLAC XL4/5! Peak Power 65 MW" 50MW" 50 MW" max" # of tubes" > 800 " 68" 30" Operating Hours" Reliability" > 25 x10 6 " 284,000" < 100,000 (estimated)" > 80,000 hr Average MTBF over 3 yrs" Insufficient operating experience for MTBF, but infant mortality is low." Insufficient operating experience for MTBF calculation" 14 IPAC 11

Conclusions S-band klystrons have a well established track record for high reliability in hard operation C-band klystrons have only recently been chosen for large accelerators Maturity is low Infant mortality is low with operation at 60-80% of max power level X-band klystrons Extensive R&D history but operational maturity is low Solid design with growing track record Incorporated into operational facilities Design being transferred to industry 15 IPAC 11