650MHz/800kW Klystron Development at IHEP

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650MHz/800kW Klystron Development at IHEP Shilun Pei, IHEP On behalf of HERSC (High Efficiency RF Source R&D Collaboration) in China Presentation at the IAS Program on High Energy Physics January 22, 2018, IAS, HKUST

IHEP team HERSC effort Yuan Chen, Yunlong Chi, Dong Dong, Shigeki Fukuda, Xiang He, Zhijun Lu, Cai Meng, Zaib Un Nisa, Guoxi Pei, Shilun Pei, Guan Shu, Ouzheng Xiao, Shengchang Wang, Fengli Zhao, Ningchuang Zhou, Zusheng Zhou, etc. Collaborators IE (Institute of Electronics, CAS) Xuhua Hu, Xiuxia Li, Yan Li, Yunfeng Liao, Xiaoxia Wang, Long Yao, Xiudong Yang, Jianyong Zhou, Rui Zhang, Zhiqiang Zhang, etc. GLVAC (GLVAC Industrial Technology Research Institute for High Power Devices) Mingkun Cao, Zhiqiang Cai, Hao Huang, Junjie Huang, Ming Lei, Yang Shen, Shaozhe Wang, Jingui Zhang, etc.

RF system for CEPC collider CEPC schematic layout 10GeV 45/120GeV 45/120Ge V 10GeV 45/120Ge V RF unit for CEPC collider Parameters for CEPC collider RF system Parameters Goal Frequency (MHz) 650 Cell number per cavity 2 Input power per cavity (kw) 278 Total cavity number 336 Total input power (MW) 93.4 Cavity number per klystron 2 Klystron number 168 800kW saturated klystron output power by taking into account the transmission loss, the power reflection caused by the cavity mismatch and the operation margin for the LLRF system The higher the klystron efficiency, the lower the collider operation cost >80% ultimate goal for the 650MHz/800kW klystron

R&D plan from 2016 to 2018 3 klystron prototypes in 6 FYs FY 2016: done Finalize the gun and the collector design of the 1 st conventional klystron prototype (UHFKP8001, Ultra High Frequency band Klystron Prototype with 800kW output power) Initialize the dynamics design of the UHFKP8001 FY 2017: done Finalize the interaction section and coil design of the UHFKP8001 Preliminary mechanical design of the UHFKP8001 FY 2018: being carried out Finalize the mechanical design and fabrication of the UHFKP8001 Infrastructure construction for the klystron brazing, baking and testing Finalize the interaction section design of the 2 nd high efficiency klystron prototype (UHFKP8002) Design of the new gun and the new collector for the UHFKP8002

FY 2019 R&D plan from 2018 to 2021 High power test of the UHFKP8001 Finalize the mechanical design and fabrication of the UHFKP8002 Finalize the interaction section design of the 3 rd high efficiency klystron prototype (UHFKP8003), reuse the gun and the collector design for the UHFKP8002 FY 2020 High power test of the UHFKP8002 (>75% efficiency to be expected) Finalize the mechanical design and fabrication of the UHFKP8003 FY 2021 High power test of the UHFKP8003 (>80% efficiency to be expected) More klystron prototypes or klystron industrialization

Parameters for UHFKP8001 Conventional method based on 2 nd harmonic cavity to investigate the design and manufacture technologies for high power CW klystron Main parameters Goal Frequency (MHz) 650 Vk (kv) 81.5 Ik (A) 15.1 Perveance (µp) 0.65 Efficiency (%) >60 Saturated gain (db) >45 Output power (kw) 800 1dB bandwidth (MHz) ±0.5 Brillouin magnetic field (Gs) 106.7 Reduced plasma wavelength(m) 3.47 N cavities 6 Normalized drift tube radius 0.63 Normalized beam radius 0.41 Filling factor 0.65

Beam optics Thermal deformation Electric field distribution Electron gun for UHFKP8001 Triode gun with the modulating anode for convenient adjustment of the beam perveance Φ10 hole at the cathode center to avoid damage by the ion bombardment Main parameters DGUN EGUN CST Design goal Beam waist radius (mm) 17.8 17.48 17.64 17.5 Perveance (µp) 0.64 0.64 0.64 0.65 Current density @ cathode (A/cm 2 ) <0.45 0.39~0.43 <0.5 Current uniformity @ cathode (%) 9.8% <10%

Beam optics for UHFKP8001 Good laminarity without electron interception along the klystron Ripple rate less than 5% Electron beam trajectory without RF drive

Dynamics for UHFKP8001 1D optimization on the dynamics and crosschecked by 2D&3D 73%/68%/65% efficiencies for 1D/2D/3D respectively 888kW/827kW/790kW output power for 1D/2D/3D respectively 1D dynamics 2D dynamics

Dynamics for UHFKP8001 1dB bandwidth larger than ±0.5MHz, Saturated gain around 48dB Klystron efficiency curve Klystron gain curve Klystron transfer curve

Coils for UHFKP8001 Designed by 2D and crosschecked by 3D, very good consistency 15 regular coils with 1 bucking coil near the gun Cathode: 32 Gauss, Gain cavity: 180 Gauss, Output cavity: 270 Gauss 2D solenoid model 3D solenoid model On-axis magnetic field

Cavity chain for UHFKP8001 RF design and cooling analysis conducted Grooved nose cone for each cavity to suppress the multipacting effect Cavity chain Klystron cavity chain cooling scheme Grooved nose cone for each cavity

Output cavity cooling 87% of the total power loss for the cavity chain located at the output cavity Efficient cooling needed to guarantee the klystron operation stability Theoretical power loss around 3.9kW, cooling capability designed to be 8kW Cooling pipes distribution Temperature distribution

Collector for UHFKP8001 ~2m long collector to sustain 1.23MW full beam power Thermal load distribution Mechanical design Temperature distribution Duty factor (%) Max. heat flux (W/cm 2 ) Max. stress (Mpa) Max. temperature ( o C) 100 210 158 187

Output window for UHFKP8001 Relatively simple design with door knob to facilitate the fabrication >800kW capacity of CW RF power @ 650MHz <1.05 VSWR @ 650±0.5MHz Temperature distribution Mechanical design

Mechanical design for UHFKP8001 China consortium HERSC (High Efficiency RF Source R&D Collaboration) established in 2017 for 650MHz/800kW klystron design and fabrication Preliminary mechanical design achieved (L W H: 5.12m 0.87m 1.56m) Discussion on the manufacturing details being conducted Preliminary mechanical design for UHFKP8001

HERSC quarterly meeting Physical design report for UHFKP8001 released in October, 2017 Quarterly meeting held inside HERSC, 1 st in November, 2017, 2 nd to be in March, 2018 Physical design report for UHFKP8001 1 st HERSC meeting

Infrastructure construction GLVAC Industrial Technology Research Institute established in 2016 for large baking furnace construction (expect to put into use at end of 2018), supported by local government Klystron high power testing stand construction being conducted, supported by the PAPS project in Beijing PAPS project being constructed Sketch for the large baking furnace

Parameters for UHFKP8002 To get higher efficiency than UHFKP8001, 3 rd harmonic cavities were introduced, and the perveance was further lowered by increasing the gun voltage and reducing the beam current. Main parameters Goal for UHFKP8001 Goal for UHFKP8002 Frequency (MHz) 650 650 Vk (kv) 81.5 110 Ik (A) 15.1 9.1 Perveance (µp) 0.65 0.25 Efficiency (%) >60 >70 Saturated gain (db) >45 >45 Output power (kw) 800 800 1dB bandwidth (MHz) ±0.5 ±0.5 Brillouin magnetic field (Gs) 106.7 115.8 Reduced plasma wavelength(m) 3.47 6.46 N cavities 6 7 Normalized drift tube radius 0.63 0.38 Normalized beam radius 0.41 0.23 Filling factor 0.65 0.6

Automatic klystron optimization 1D automatic klystron optimization MOGA, appropriate setting of the initial conditions and the final selection mechanism being deeply studied Typical example for klystron automatic optimization result (15 variables: 7 cavity frequencies, 6 cavity distances, 2 Qe; Targets: efficiency to be high as possible, total length to be short as possible; Constraints: positive minimum velocity, >±0.5MHz bandwidth)

Dynamics for UHFKP8002 1D dynamics 2D dynamics

Dynamics for UHFKP8002 86%/81% efficiencies for 1D/2D respectively 859kW/809kW output power for 1D/2D respectively Klystron efficiency curve Klystron gain curve Klystron transfer curve

Summary Based on the current mature technologies (low perveance electron gun and 2 nd harmonic bunching), the physical design of the 1 st klystron prototype UHFKP8001 has been finalized, the mechanical design is being carried out, the high power test is expected to be in 1 year later. The physical design of the high efficiency klystron prototype UHFKP8002 is being conducted, the electron gun perveance is lowered further by increasing the gun voltage and reducing the beam current. 3 rd harmonic bunching is being studied. Automatic klystron optimization is being carried out. China consortium HERSC was established, infrastructure for UHF band klystron brazing and baking is being constructed.

Thanks for your attention!