Further information on PAM4 error performance and power budget considerations

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Further information on PAM4 error performance and power budget considerations Peter Stassar San Antonio, November 2014 HUAWEI TECHNOLOGIES CO., LTD.

Contents Brief summary of 2 SMF Ad Hoc presentations on BER-floors Information on testing conditions Updated test results How to move forward? Considerations on power budget for 4x100G PAM4 Q&A HUAWEI TECHNOLOGIES CO., LTD. Page 2

Recap of stassar_01_1014_smf, SMF Ad Hoc, 14 Oct 2014 BER-floors in 400Gb/s Ethernet SMF PMDs, What are the issues? During both San Diego (July 2014) and Ottawa (September 2014) many presentations with test results showing BER curves have been given. Some examples for 8x50G PAM4 and 4x100G PAM4 Confirmed: Random = PRBS15 KP4 FEC BCH FEC KP4 FEC xu_3bs_01_0714 way_3bs_01a_0914 HUAWEI TECHNOLOGIES CO., LTD. Page 3

Message from stassar_01_1014_smf We need to confirm that a BER floor, shown in laboratory test results, close to the FEC operation point, will stay where it is and not move strongly up/down for small variations of operating conditions, to avoid big variations in receiver sensitivity as soon as we add dispersion, jitter, voltage and temperature variations and multi-vendor interworking conditions. HUAWEI TECHNOLOGIES CO., LTD. Page 4

Questions on stassar_01_1014_smf Which algorithm was used for performing CDR function in xu_3bs_01_0714? What happens if we lower the baudrate in the experiment? Where in the SSPR pattern are the errors? Where is the problem? In the transmitter or the receiver? Is it the BW of the transmitter or jitter on the recovered clock? HUAWEI TECHNOLOGIES CO., LTD. Page 5

CDR algorithm used in xu_3bs_01_0714 Reference: Postgraduate Course in Radio Communications, Fall 2004 Spring 2005 HUAWEI TECHNOLOGIES CO., LTD. Page 6

Location of errors in the SSPR pattern in xu_3bs_01_0714 SSPR AO=-7dBm SSPR AO=-8dBm SSPR AOP=-9dBm PRBS15 AP=-7dBm PRBS15 AOP=-8dBm PRBS15 AOP=-9dBm 32762 X-axis: bit sequence Max block size 32762x10 4 HUAWEI TECHNOLOGIES CO., LTD. Page 7

Effects of lowering the baudrate with SSPR testing in 8x50G PAM4 configuration 1.00E-01 26.56GBaud,SSPR,CAM(Tap=8) 1.00E-02 22GBaud,SSPR,CAM(Tap=8) BER 1.00E-03 1.00E-04 3e-4 1.00E-05 1.00E-06 1.00E-07-14 -12-10 -8-6 -4-2 0 ROP/dBm In this further experiment the baud rate was reduced from 26.56Gbd to 22Gbd (SSPR pattern). The BER floor significantly improved demonstrating the relevance of testing with an SSPR pattern HUAWEI TECHNOLOGIES CO., LTD. Page 8

BPG ( SHF 12103 A ) B D 28 G Clock Further testing 56Gb/s PAM4 EML with high bandwidth and linear device S H F 6 1 1 B 2 b i t D A C DRV PIN + TIA EML TOSA DSA 10 Km ATT PC Offline The DC modulation curve of EML Eye diagram of the signal after SHF 807driver The devices used in the experiment were selected on highest bandwidth and best linearity. ESNR after the driver is about 27dB. EML is adjusted to work in its linear region to achieve the widest eye opening The modulated optical signal is adjusted to get uniform eye opening. ER is larger than 10dB optical eye diagram of the EML HUAWEI TECHNOLOGIES CO., LTD. Page 9

Further testing 56Gb/s PAM4, continued EML with high bandwidth and linear device Electrical level distribution after EQ for PRBS pattern Electrical level distribution after EQ for SSPR pattern HUAWEI TECHNOLOGIES CO., LTD. Page 10

Further testing 56Gb/s PAM4, continued Analysis of PRBS&SSPR in frequency domain System S21 curve Spectrum of Tx(Blue: PRBS; Red: SSPR) Comparing PRBS and SSPR pattern data in the frequency domain using FFT, we will see much stronger low frequency components in the SSPR signal (resulting from more long 0 and long 1 combinations) with a peak around 3 MHz. From the system S21 (overall system transfer function) curve, the 3dB bandwidth is less than 12GHz. Spectrum of Rx(Blue: SSPR; Red: PRBS) HUAWEI TECHNOLOGIES CO., LTD. Page 11

Further testing 56Gb/s PAM4, replacing EML with MZ BPG (SHF12103A) 2bit DAC EML (1550nm) MZM VOA ROSA DSA Offline test Optical eye diagram (AOP=-3.4dBm) Compared with EML, the optical eyes after MZ are more uniform, but with more narrow opening. Probably resulting from high linearity and low electrical bandwidth of used MZ The BER floor using the MZ modulator is lower than 1e-6 (6.5E-7) for PRBS15 pattern, but the BER floor for the SSPR pattern stays at 1e-4 level. BER 1.00E-01 1.00E-02 1.00E-03 1.00E-04 1.00E-05 1.00E-06 SHF 807+Sumitomo TOSA+Fujistu MZM+Gtran ROSA PRBS15 tap=8 SSPR tap=8 SSPR tap=15 SSPR tap=20 1.00E-07-13 -12-11 -10-9 -8-7 -6-5 -4-3 Average Optical Power(dBm) HUAWEI TECHNOLOGIES CO., LTD. Page 12

Required follow-up on checking BER performance We cannot rely to make decisions on single-data point test results with limited testing conditions like PRBS15, zero dispersion, zero jitter, etcetera. We need to confirm that a BER floor that close to the FEC operation point will stay where it is and not move strongly up/down for small variations of operating conditions. Therefore we will need to see more than one data-point on BER test results for all PMD proposals to ensure that we will be able to design practical 400Gb/s Ethernet systems that will have sufficiently robust BER performance under low-cost, high-volume manufacturing conditions HUAWEI TECHNOLOGIES CO., LTD. Page 13

Further considerations on 4x100G PAM4 power budget Recap of stassar_01a_0914_smf, SMF Ad Hoc, 30 September 2014 Tx OMA (01-00) min Specification Value Realistic specification for 2km duplex SMF Realistic specification for 500m PSM4 SMF Unit -5.5-3.5 dbm TDP 1 1 db Tx OMA (01-00) TDP min -6.5-4.5 dbm Wanted channel insertion loss, specification Value Rx ROP OMA (01-00) with KP4 FEC Specification Value 4 4 db -6-8 dbm Available channel loss -0.5 3.5 db For 2km duplex SMF the gap in this budget seems too big to be bridged. If reconfirmed then 4x100G PAM4 may only be useable for 500m PSM4. HUAWEI TECHNOLOGIES CO., LTD. Page 14

Other view on 4x100G PAM4 power budget Updated view on realistic numbers: Rx ROP OMA (01-00) -5 dbm instead of -6 dbm for 2km and 2 db for PSM4 TDP of 3dB instead of 1dB to calculate typical Tx power specification Bottom up calculation of needed Tx OMA specification for 4 db channel loss Realistic specification for 2km duplex SMF Realistic specification for 500m PSM4 SMF Unit Tx average, Before Mux +6 +4 dbm Tx OMA (01-00), Before Mux +4 +2 dbm Tx OMA (01-00) min +2 0 dbm TDP 3 3 db Tx OMA (01-00) TDP min -1-3 dbm Channel insertion loss 4 4 db Rx ROP OMA (01-00) with KP4 FEC Specification Value -5-7 dbm Can we do average Transmitter output powers of +6 or +4 dbm? HUAWEI TECHNOLOGIES CO., LTD. Page 15

Summary Further test results and considerations on error floor performance in PAM4 experiments have been provided. Suggestions for necessary follow-up to provide extensive additional test results have been made. An updated view (from stassar_01_0914_smf) on potential power budgets for 4x100G PAM4 has been given. Maintaining the view, that 50G per λ, either NRZ or PAM4, as presented in stassar_3bs_01b_0914, is still the proposed direction for 802.3bs. HUAWEI TECHNOLOGIES CO., LTD. Page 16

Q & A Suggested to continue by offline debate and SMF Ad Hocs HUAWEI TECHNOLOGIES CO., LTD. Page 17

Thank you