Symmetry in Music. Gareth E. Roberts. Department of Mathematics and Computer Science College of the Holy Cross Worcester, MA

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Symmetry in Music Gareth E. Roberts Department of Mathematics and Computer Science College of the Holy Cross Worcester, MA Math, Music and Identity Montserrat Seminar Spring 2015 February 6, 11, and 13, 2015 G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 1 / 25

Symmetry Operations in Music How to get more music out of a little motif: Translations (shifting graph vertically) Transpositions (shifting notes up or down) Example: Stadium sports chants (organ) Vertical Reflection (symmetry between right and left) Retrograde (music same forward and backward) Example: Lean on Me Horizontal Reflection (symmetry between top and bottom) Inversion (what goes up, must come down) Example: Bach, Bach and more Bach G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 2 / 25

Allegro con brio 4 2 ff 11 Symmetry in Music: Transposition p cresc. f Figure : The opening measures of Beethoven s famous fifth symphony. 4 2 pp Molto adagio 2 5 Figure : The hauntingly sublime opening melody of Samuel Barber s Adagio for Strings. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 3 / 25

Symmetry in Music: Retrograde Haydn 4 3 Menuetto al Rovescio 5 4 3 10 20 15 Figure : Joseph Haydn, Piano Sonata in A Major, (Hob. XVI/26; Landon 41) Minuet in Reverse. Both the minuet and trio are exact musical palindromes. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 4 / 25

Symmetry in Music: Retrograde and Transposition George F. Handel, Messiah, Hallelujah chorus (loose retrograde form of tone painting) The opening minute of the piece features just two motifs, the famous Hallelujah motif and the excerpt above. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 5 / 25

Johann Sebastian Bach, Musical Offering Written in 1747, three years before Bach s death, for Frederick the Great (King of Prussia). Upon visiting the King s palace, Bach was challenged by the King to improvise three-part and six-part fugues based on the Royal theme. Royal theme Bach succeeded in improvising a three-part fugue. Although he could not do a six-part fugue based on the Royal theme, he stunned the court audience by improvising a six-part fugue based on a theme of his own choosing. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 6 / 25

Bach s Musical Offering, cont. Bach returned home to compose the six-part fugue, a ricercar, as well as several other pieces, all based on the Royal theme, and sent it to the King as his Musical Offering. The work contains 13 pieces, organized symmetrically as follows: Ricercar Five Canons Trio Sonata Five Canons Ricercar A canon is a sophisticated type of round, where a main theme is imitated in some form and played by a different part after the main theme has begun. The imitations can be direct repetition; repetition at a different interval (transposition); in inversion; or in retrograde. Sometimes the theme and its imitation begin together. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 7 / 25

Bach s Musical Offering A Musical Puzzle Bach used all of the different symmetry types in his canons. However, to make things interesting, Bach only wrote out the full parts for one of the 10 canons. The others were left as musical puzzles, where Bach left clues to indicate how the remaining parts were to be determined. Quaerendo invenietis ( Seek and ye shall find ) was inscribed on certain canons, particularly those without titles. The puzzle offered by Bach was solved and first published by Bach s student Johann Philipp Kirnberger. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 8 / 25

Bach s Musical Offering Crab Canon Figure : The unsolved version of one of Bach s canons from the Musical Offering. Notice the reflected clef and key signature at the very end of the piece. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 9 / 25

Solution for the Crab Canon Canon a 2 (Crab Canon) 5 10 15 Figure : The Crab Canon from Bach s Musical Offering G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 10 / 25

Bach s Crab Canon Analysis The primary theme (first part) consists of the Royal theme followed by an eighth-note countermelody. The entire part sounds perfectly fine in retrograde (played backwards). Thus, the second part plays the primary theme backwards simultaneously as the first part plays it forwards. Alternatively, a vertical reflection (retrograde) occurs at the end of measure nine. Each part moves in retrograde, but the parts are interchanged; the first parts plays the second part backwards and vice-versa. Mathematically, this last interpretation can be visualized on a Möbius strip! Take the primary theme and cut it in half. Glue the two parts together, but make a twist before gluing. Each player now travels in opposite directions around the strip, with the vertical reflection taking place when the two parts pass each other after one loop. The twist represents the interchanging of the parts. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 11 / 25

Bach s Ascending Canon After eight measures, each part repeats, but transposed up a whole step. The ascension continues to repeat (forever?) G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 12 / 25

Bach s Ascending Canon cont. Inscription by Bach for this canon: Ascendenteque Modulatione ascendat Gloria Regis, or And may the glory of the King rise with the rising modulation. Bach poking fun at the King? (puzzles, Latin inscriptions, etc.) A Musical Offering is a great example of Bach s ability to mix musical (and mathematical) ideas into one composition. It reveals much about Bach s musical identity and further establishes his genius as a composer and musician. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 13 / 25

Inversions An inversion occurs when the main theme is reflected horizontally about some note. If the melody goes up by a fourth, then the inversion goes down by a fourth, etc. Two types of inversions: tonal and exact. A tonal inversion is one where the inversion remains in the given key; an exact inversion requires all intervals to be reflected precisely. For example, in the key of C major, a melody that begins on a C and goes up a major third to E, would be reflected in a tonal inversion about C to the notes C and A (down a minor third), in order to avoid any accidentals. If the inversion were exact, then it would be C to A (down a major third). G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 14 / 25

Original Melody Exact Inversion Tonal Inversion Melody and Exact Inversion Figure : A simple melody along with its tonal and exact inversions. Here the horizontal reflection is about C, as can be viewed clearly in the lower-right excerpt. Excerpt Sequence of Intervals Original Melody P4, m3, whole step, m3, P5 Exact Inversion P4, m3, whole step, m3, P5 Tonal Inversion P4, M3, whole step, M3, P5 Table : The interval sequences for the excerpts in the above figure. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 15 / 25

Symmetry in Music: Inversion Bartók Allegro 2 4 2 4 8 5 8 8 5 8 4 2 4 2 8 8 4 2 4 2 Béla Bartók, Mikrokosmos, No. 141, Subject and Reflection exact inversion about B. Allegro 8 5 8 3 4 2 4 2 4 2 8 3 G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 16 / 25

Symmetry in Music: Inversion Sousa John Philip Sousa, opening of the march The Thunderer. (Analyze for HW.) G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 17 / 25

Symmetry in Music: Inversion Bach Subject 45 Inverted subject 30 Inverted subject Augmented subject 62 Figure : The subject and two different inversions of the subject in Bach s Fugue No. 8 in D minor from the Well-Tempered Clavier, vol. I G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 18 / 25

Bach: The Well-Tempered Clavier, Fugue No. 8 in D minor G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 19 / 25

G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 20 / 25

G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 21 / 25

Symmetry in Music: Retrograde-inversion ff 3 6 Opening of Praeludium Closing of Postludium 3 3 3 6 Figure : Paul Hindemith, Ludus Tonalis ( Tonal Game ), beginning and end. The ending Postludium is an exact retrograde-inversion (180 rotation) of the opening Praeludium. G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 22 / 25

Combining Symmetries Liszt Figure : Franz Liszt, excerpt from Hungarian Rhapsody #2 G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 23 / 25

Combining Symmetries Gershwin Figure : George Gershwin, I Got Rhythm, (transposition, retrograde and inversion, all in one song!) G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 24 / 25

G. Roberts (Holy Cross) Symmetry in Music Math, Music and Identity 25 / 25