Performance Evaluation of 8-cm Diameter Ion Optics Assemblies Fabricated from Carbon-Carbon Composites

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40th Joint Propulsion Conference AIAA-2004-3614 Fort Lauderdale, Florida July 11-14, 2004 Performance Evaluation of 8-cm Diameter Ion Optics Assemblies Fabricated from Carbon-Carbon Composites Suraj P. Rawal * and Alan R. Perry Lockheed Martin Space Systems, Littleton, CO, 80125 John D. Williams, Paul J. Wilbur, and D. Mark Laufer ** Colorado State University, Fort Collins, 80523 Wei Shih, AllComp, Inc., City of Industry, CA and Jon Polaha and W. Andrew Hoskins *** Aerojet-General Corporation- Redmond Operations, Redmond, WA, 98073 Performance data collected on two sets of 8-cm diameter carbon-carbon (C-C) ion optics assemblies are presented in this paper. Each C-C grid was designed and fabricated to grid feature geometries that were identical to the NSTAR ion engine and their performance was characterized by mounting them to an 8-cm diameter Structurally Integrated Thruster (SIT-8). Electron backstreaming and impingement-limited total voltage data were measured over wide beam current ranges for both flat and dished ion optics assemblies. Electron backstreaming performance was observed to be in good agreement with NSTAR data for the flat grids while the dished grids performed slightly better. Impingement-limited total voltage behavior for the flat grids was observed to be similar to an 8-cm ion optics system fabricated from pyrolytic graphite that was reported by Haag and Soulas. The dished grids displayed slightly less total voltage margin due to slightly larger grid-to-grid spacing near the central regions of the assembly. In addition, random vibration tests were successfully performed up to 29 grms, demonstrating the structural integrity of both the flat and dished grid assemblies. Test data are also presented for sub-scale ion optics assemblies (gridlets) that were fabricated from carbon-carbon composites using the same procedures used to fabricate full grid assemblies. The gridlets were used to characterize impingement and backstreaming limits on beamlet current over electric field conditions ranging from 2.3 to 3.4 kv/mm, which correspond to NSTAR and NEXT thruster operating conditions. The test results obtained to date using carbon-carbon composites support the feasibility of directly replacing grid assemblies fabricated from molybdenum and subsequently increasing the propellant throughput of an ion engine. A discussion of the anticipated lifetime enhancement afforded by carbon-based ion optics systems is also presented. I. Introduction n 8-cm ion thruster operated at 200 ma and a net accelerating voltage of 1800 V would produce ~13 mn of A thrust at a specific impulse of ~4000 sec. This is an interesting operating point for long-term missions being considered by the Prometheus program because a propulsion system comprised of several of these relatively small thrusters would be a near ideal match to thermoelectric generator systems that are being developed at the 500 W to * Manager, Research and Technology, MS S3085, P.O. Box 179, AIAA Member Senior Engineer, Research and Technology, MS S3085, P.O. Box 179, AIAA Member Assistant Professor, Mechanical Engineering, 1320 Campus Delivery, AIAA Senior Member Professor, Mechanical Engineering, 1320 Campus Delivery, AIAA Senior Member ** Graduate Research Assistant, Mechanical Engineering, 1320 Campus Delivery, AIAA Student Member President, AllComp Inc., 209 Puente Ave., City of Industry, CA, AIAA Senior Member Development Engineer, Aerojet-Redmond Operations, Seattle, WA, AIAA Member *** Senior Staff Engineer, Aerojet-Redmond Operations, Seattle, WA, AIAA Member 1

1 kw power level. A key factor that will ensure high propellant throughput for these small engines is the ability to fabricate ion optics systems from carbon-carbon (C-C) composite materials. In addition to long life time due to excellent sputter erosion resistance, carbon-based ion optics systems are lightweight and have near zero thermal expansion coefficients. Regardless of the grid material, the ion current range over which a particular ion optics system can be operated is generally limited by the onset of destructive direct ion impingement at both high and low values of ion current per hole (beamlet current). These current limitations can manifest themselves during initial testing of a grid set or after many tens of thousands of hours of operation during a particular mission or acceptance/qualification test sequence. This is especially true when thrusters with wide variations in beam flatness uniformity are tested or when wide throttling ranges are involved to meet ambitious mission requirements. Screen Grid Accel Grid Crossover Limit Increasing Plasma Density Increasing Beamlet Current Perveance Limit Fig. 1 Simulation results demonstrating perveance and crossover beamlet current limitations. As shown in Fig. 1, when the beamlet current is low, the sheath that separates the discharge chamber plasma from the ion acceleration region is dished upstream to the point where ions are overfocused, their trajectories cross, and, at the limit, ions in the beamlet begin to impinge directly on the downstream edge of the accel grid barrel. This low beamlet current condition can occur at the edge of an ion optics system or over the entire optics system of a thruster that is operated at a low throttle condition. When the beamlet current is high, on the other hand, the sheath is dished less, and the ions can be underfocused to the point where they begin to impinge directly on the upstream side of the accel grid. This condition can occur in the central regions of ion optics systems operated at high power throttle points. These behaviors define the crossover and perveance limits on beamlets that are extracted over the diameter of a given ion optics system. 1-3 Careful attention must be paid to these limits to prevent direct ion impingement and rapid accel grid erosion. A third and equally important operational limit on ion optics systems is the back-streaming limit, which is the voltage magnitude that must be applied to the accelerator grid to prevent beam plasma electrons from backstreaming. Ideally the accel grid voltage should be held negative but as close to this limit as possible. This will ensure that damage due to the small current of charge exchange ions that sputter erode and limit the lifetime of this grid will be minimized. Unfortunately, the backstreaming limit can change as the accel grid wears over time or when the beam current is changed, and compromises on selecting the magnitude of the accel voltage must be made. Many factors can affect the backstreaming voltage including aperture geometry, net voltage, and beamlet current. The plasma flow field environment in the ion beam is also an important factor in determining the backstreaming limit. 3-4 The onset of backstreaming can also be strongly affected by the operational conditions associated with the neutralizer and conductive plasma-bridge that forms between the neutralizer plasma and the beam plasma. 3 During a mission, the accel grid can erode to the point where the voltage limit of the accel power supply is no longer adequate to stop electrons from backstreaming. This condition defines the End of Life (EOL) for the thruster/power supply system. A final consideration that can limit the operation of an ion optics assembly is the electric field applied between the grids. Long term operation of grids fabricated from molybdenum at electric fields as high as 3.4 kv/mm appears to be feasible without excessive arcing rates or arc damage that results in lower arc threshold voltages or higher arc frequencies. 5 This level of performance over long operational times has not been demonstrated with carbon-based ion optics systems at the present time. One concern of ion optics systems fabricated from carbon fibers is the chance that cleaved fibers and/or fiber bundles might peel from a grid surface and provide a sharp point where an arc could form. To address this and other concerns, enhanced chemical vapor deposition (CVD) processes have been developed to produce C-C grids. C-C composites processed in this way have been operated at high voltage and high electric fields at JPL without deleterious effects. 6 2

This paper includes a brief description of design and fabrication aspects of C-C ion engine grids, followed by a description of the experimental apparatus and procedures used to conduct tests on gridlets and full scale C-C ion optics assemblies. Test results are presented for beamlet current limitations, backstreaming onset, and electric field standoff capability of gridlets fabricated with 19 and 109 apertures. The 109 aperture gridlets were fabricated with features identical to NSTAR geometry, while the 19 aperture gridlets were fabricated to be 220% larger than the NSTAR geometry. The gridlet results are followed by a presentation of performance measurements made on 8-cm diameter ion optics assemblies that were mounted to an 8-cm diameter Structurally Integrated Thruster (SIT- 8). Both impingement-limited total voltage and backstreaming onset measurements were made over beam current ranges from 36 to 206 ma. Results of random vibration testing performed on flat and dished grid assemblies are also reported along with a detailed description of the test setup. Finally, a discussion of the benefits of using carbon as opposed to molybdenum is presented, which takes into account recent sputter yield measurements that have been made at low xenon ion energies. 7 The approach is based on calculations of propellant throughput enhancement factors, but discussions of ion optics lifetime are also presented where extreme operational conditions are assumed in order to perform high-thrust, low-specific impulse firing of a thruster equipped with carbon-based grids. II. Test Apparatus and Procedures A. 8-cm C-C Grid Design and Fabrication The NSTAR ion thruster system requirements were used as the guidelines for the C-C grid design and development effort. At the launch random vibration level 13.1 grms, the screen and accelerator grids must not remain in contact to allow successful engine performance under the operational conditions. Thruster and ion-engine grid environments/requirements were used to define the grid material property requirements. Key material property requirements include: 1) low erosion rate, 2) high stiffness, 3) dimensional stability, and 4) low density. Since the 1990 s, several attempts have been made to demonstrate the feasibility of fabricating flat and dished carbon based grids. 8-13 While recognizing the several challenges in the areas of fabrication and machining, results of these development efforts indicated that given the appropriate aperture geometry, the carbon based grids exhibit perveance performance nearly equivalent to conventional Mo grids. Preliminary modeling and analysis 14 was performed to define the lay-up, and quantify screen and accelerator grid displacements during random vibration environment. Results of 8-cm grid analysis (Fig. 2), indicate that maximum displacement due to launch loads will be significantly lower than the desired intra-grid gap of NSTAR nominal value, if the dome height (dish depth) is 0.76 mm (0.03-in.) Based on the results of this analysis 14, both flat and dished 8 cm C-C screen and accelerator grids were fabricated. Key steps in the processing and fabrication of C-C grids included: a) lay-up/modeling, b) carbonize/chemical vapor deposition (CVD), c) laser machining, and d) apply carbon based seal coat. Each grid had an integral thick outer ring with twelve mounting holes to mate with the 8-cm diameter thrusters available at Colorado State University, Fort Collins, CO, and NASA Glenn Research Center. Dished Flat Screen fn = 1070 hz Q 10 50 3 Sigma G load 174 389 Mass kg =.0042 Screen fn = 544 hz Q 10 50 3 Sigma G load 124 277 Mass kg 0.00424 0.00424 Fig. 2 1st mode frequency of flat and-dished 8-cm C-C screen grids. 3

B. Random Vibration Tests Random vibration tests of both the flat and dished C-C grids were performed at Aerojet, Redmond Operations, Seattle, WA. Prior to vibration testing, visual and low magnification microscopic inspection of each grid was performed to evaluate its dimensional accuracy and structural integrity. Flat grids looked very flat, and laser machined holes appeared smooth with no detectable damage in the webs. However, dished grid exhibited an anomaly as the grid gap near the center region was 1.2X, compared to NSTAR nominal in the remaining areas. Microphotographs of flat grids revealed the presence of several partial and/or through thickness web fractures in the screen grid. The fractures were arranged in a chain that followed the grid periphery for about 30 degrees of the circumference. These were assumed to have occurred during either handling, machining or transportation. Random vibration testing was based on Protoflight qualification level specifications originally developed under the NSTAR program. Each grid set was mounted on the test fixture initially to the 13 grms NSTAR qualification (+3 db above flight) level and subsequently to 29 grms (+10 db) level. Five accelerators were placed on each of the grid set and a continuity circuit was incorporated to detect potential inter-grid contact during the vibration tests. C. Gridlet Tests Gridlet tests were conducted by mounting an assembly comprised of two gridlet electrodes to a ring-cusp discharge chamber. The screen and accel gridlets were insulated from one another using iso-mica sheets and were aligned through the use of precision-placed alignment holes. Gridlet testing involved measurement of the beam and accel current as the ion source discharge chamber power was varied and discharge voltage was held at 30 V for all of the tests reported herein. The flow rate was also fixed at the start of a particular test to a value that was ~30 % to 60% larger than that required to operate at the perveance limit of the gridlet under test. Propellant utilization efficiencies at the perveance limit condition were typically ~50%. The gridlet tests were performed over various beam and accel voltages to obtain throttling behavior and backstreaming data. Figure 3 contains a sketch of the gridlet geometry and the corresponding nomenclature that will be referred to in this report. The dimensions of the C-C gridlets and ion optics assemblies are listed in Table 2. In addition to the nominal grid dimensions, Table 1 contains some of the beam and accel voltages where data were collected. TABLE 2 Gridlet geometry, nomenclature, and throttling conditions. Fig. 3 Gridlet geometry definitions. (See Table 1 for more information) The ability of an ion optics system to impart a negative potential throughout the beamlet volume near the axial location of the accel grid determines its capacity to stop beam plasma electrons from backstreaming into the discharge chamber. The geometry of a typical ion optics aperture set applies boundary conditions that result in an 4

electrostatic potential saddle point being formed near the axial location of the accel grid on the beamlet centerline. The saddle point presents the lowest resistance path to electrons on trajectories that could carry them from the beam plasma toward the discharge plasma. 6 The magnitude of the negative voltage that must be applied to the accelerator grid to prevent electron backstreaming, the backstreaming limit, was measured at each beamlet current and grid geometry condition investigated. This was accomplished by (1) setting the accel voltage magnitude to a value where no backstreaming occurs, (2) slowing decreasing the accel voltage magnitude and simultaneously monitoring the beam current, and (3) reducing the beam current/accel voltage data to determine the voltage where the beam current begins to increase due to backstreaming electron flow. The vacuum test facility used to evaluate the flat and dished 8-cm diameter C-C ion optics system is shown in Fig. 4a. The facility is 31 cm in diameter and 60 cm long. A Varian 550 turbo pump in combination with a roughing pump are used to evacuate the vacuum chamber. Base pressures in the mid to low 10-6 Torr range are readily achievable after running the pumps for 30 minutes. Under xenon flow rates of 0.6 to 4 sccm, the chamber pressure would rise to 6x10-5 to 3x10-4 Torr, respectively. Figure 4b contains a photograph of the flat 8-cm diameter C-C grids as they were mounted on an 8-cm diameter Structurally Integrated Thruster (SIT-8). The thruster has been modified so it can be operated on xenon using hot filament cathodes. Figure 4c shows how the SIT-8 was mounted to a vacuum flange, and Fig. 4d shows the thruster with its front and side ground screens installed. All testing was performed by setting the xenon flow rate to a value that was ~20% higher than the beam current where measurements were desired. Once the thruster was operating at a given beam current and voltage condition, the accelerator voltage magnitude was slowly decreased until electron backstreaming was detected. A typical backstreaming limit measurement data set is plotted in Fig. 5 for illustration purposes. For this study, the onset of backstreaming was defined to occur when the apparent beam current increased by 2.5% above the nominal beam current measured at the start of the test. It is noted that the 2.5% value is arbitrary and both lower and higher definitions could have been used. However, it is pointed out that the beam current rose relatively quickly once backstreaming started and different onset definitions from less than 1% up to 10% did not change the measurement results very much (+ 10 V). The resolution of the beam current for this study was + 1 ma. Fig. 4a Vacuum test facility used to evaluate flat and dished 8-cm diameter ion optics assemblies. Fig. 4b Flat grids mounted to the SIT-8 thruster. Fig. 4c SIT-8 thruster mounted to Fig. 4d SIT-8 thruster shown with front and side vacuum chamber flange. ground screens installed. 5

In addition to backstreaming measurements made as a function of beam current and voltage, tests were conducted to determine the impingement-limited total voltage over a wide range of beam current values. These tests were performed by setting the accel voltage to a value ~100 V below where electron backstreaming would occur and slowly decreasing the beam voltage until the rate of rise of impingement current rose above 0.003 ma/v. This value was chosen to be close to the value used by Haag and Soulas 12 and by the resolution of the impingement current and beam voltage measurements. A typical impingement current versus beam voltage plot is shown in Fig. 6. For this beam current operating condition of 88 ma, the impingement current was observed to increase rapidly as the beam voltage was decreased below 775 V (i.e., the magnitude of the impingement current-to-beam voltage slope ( djimp/dvb ) increased above 0.003 ma/v). Fig. 5 Typical backstreaming data for the dished grid set. Fig. 6 Typical perveance limit test used to determine an impingement-limited total voltage datum. III. Results Test results are presented in the following three sections: (i) gridlet test results; (ii) performance data collected with both flat and dished 8-cm diameter ion optics systems, and (iii) vibration test results. A. Gridlet Tests Figures 7 and 8 show photographs of the 109 and 19 hole gridlets, respectively. Note that the dimensions of these gridlets are listed in Table 2. The 109 aperture gridlets were operated from net accelerating voltages of 1100 V (referred herein as the NSTAR thruster operating condition) and 1800 V (referred to as the NEXT thruster operating condition). A limited number of tests were performed on two gridlets with slotted apertures that had slot widths equal to NSTAR aperture diameters and slot lengths of 2.5 cm (designated as short slots) and 4.2 cm (designated as long slots). Three backstreaming curves showing the sudden increase in apparent beam current that occurs at the backstreaming limit are displayed in Fig. 9. The ordinate in this plot is the ratio of beamlet currents measured at Va and at a voltage significantly greater than the backstreaming limit, namely Va = 180 V. At the backstreaming limit, electrons drawn upstream from the beam plasma into the discharge chamber plasma cause the increase in apparent beamlet current. 6

Fig. 7 a) Accel gridlet b) Screen gridlet Photographs of NSTAR-like circular hole, 109-aperture gridlets fabricated from C-C composite material (Refer to Table 2 for more details). Fig. 8 a) Accel gridlet b) Screen gridlet Photographs of circular hole, 19-aperture gridlets fabricated from carbon-carbon composite material (Refer to Table 2 for more details). Fig. 9 Typical electron backstreaming data collected with NSTAR carbon-carbon gridlets. 7

Figure 9 contains three curves that were recorded at different beam current values. An arbitrary decision was made to define the onset of backstreaming to be when the beam current increased to a value ~2.5% above the beam current measured at Va = -180V. This arbitrary value was chosen to be relatively high to reduce the uncertainty of where backstreaming begins. As indicated in the figure, higher accel voltage magnitudes were required to stop electrons from backstreaming through the gridlets when they were operated at higher beam current values. It is noted that the backstreaming limit value at J B(nom) = 20.2 ma of 88 V is about 10 V to 20 V lower than backstreaming voltages measured at beginning of life (BOL) on several engineering and flight model NSTAR thrusters operated at TH15. (Note that the peak and average beamlet currents for an NSTAR engine operated at TH15 are 0.1 and 0.2 ma, respectively, and the 20.2 ma operating condition corresponds to 0.19 ma/hole.) The lower backstreaming voltage result observed in the gridlet test relative to the full thruster tests was probably caused by differences in the beam plasma conditions and in how the onset of backstreaming was determined. Similar measurements were made on the carbon based ion optics Lockheed Martin Company (CBIO LMCO) circular aperture gridlets (i.e., the 19 hole gridlets listed in Table 2), and the corresponding data are summarized in Table 3. The data are presented for the 109 aperture (NSTAR-like) gridlets at two different grid spacings (NSTAR nominal cold spacing and NSTAR nominal hot spacing) and two different operating conditions-- NSTAR (1100 V) and NEXT (1800 V). The hot and cold spacing values are estimated for grids fabricated from molybdenum that correspond to when the thruster is first turned on (cold) and after it has been operated for ~1 hr (hot). These differences in spacing would most likely not occur with grids fabricated from graphite. It is expected that the backstreaming limit would be higher for the small grid gap operating condition, but the opposite result was obtained. It is very likely that this result could have been caused by experimental errors which were estimated to be ~+20 V, and due to inconsistencies in how the neutralizer was operated. The important point to gleam from the data presented in Table 3 on the NSTAR gridlets was that the backstreaming margin was ~90 V for the NSTAR operating condition and ~82 V for the NEXT operating condition, which was close to the BOL margins on these thrusters. (The voltage margin is the difference between the accel voltage where electron backstreaming occurs and the nominal accel voltage. In this regard, it is noted that the NEXT thruster may change the BOL accel voltage from 250 V to 210 V which would reduce the backstreaming margin to 42 V at BOL.) Also important to note from Table 3 is the relatively high backstreaming voltages measured for the CBIO LMCO circular aperture gridlets. These grid systems would require higher accel voltage magnitudes and would wear out faster than grid systems that could be operated at lower accel voltages. TABLE 3 Reduced backstreaming margin data (lg values are given relative to NSTAR nominal cold spacing) Gridlet Set V N kv J S ma lg V BS V V margin V NSTAR 109 1.1 8.7 1 77 103 Cold 1.1 14 1 81 99 1.1 20.2 1 88 92 NSTAR 109 1.1 8.6 0.92 76 104 Hot 1.1 12.2 0.92 79 101 1.1 19.2 0.92 83 97 NEXT 109 1.83 15.6 1 168 82 Cold 1.83 28.8 1 156 94 1.83 36.9 1 142 108 NEXT 109 1.83 15.2 0.92 115 135 Hot 1.83 28.2 0.92 110 140 1.83 37.1 0.92 110 140 CBIO LMCO 1.83 5.5 1.3 267 N/A 19 1.83 12.2 1.3 299 N/A Circular 1.83 17.2 1.3 299 N/A 8

Figures 10a and 10b show typical crossover and perveance limit data obtained with the NSTAR-like 109 hole gridlet set. These data are compared to similar measurements made with a gridlet set fabricated from Poco graphite in Fig. 10a. The similarity between the two gridlets is considered to be quite good. An important result of the gridlet tests was the crossover limit behavior at low beamlet currents. A recent 2000-hr wear test recently completed at NASA Glenn on the NEXT thruster indicated that crossover ion erosion was occurring at ~0.08 ma 15, which is similar to where the crossover limit was observed in the gridlet tests shown in Fig. 10a and b. Similar impingement limit measurements were made with the CBIO LMCO circular hole gridlets and the results of these tests are listed in Table 4. As expected, the NEXT operating conditions for the 109 hole gridlets result in higher crossover and perveance limits compared to the NSTAR operating conditions. In addition, the larger holes in the CBIO LMCO gridlets resulted in larger crossover and perveance limits. NSTAR Geometry Fig. 10a Comparison of impingement current results obtained with NSTAR geometry gridlets fabricated from carbon-carbon composites (by LMCO) and graphite (by CSU). Fig. 10b Throttling from NSTAR to NEXT operating conditions demonstrated with gridlets fabricated from carbon-carbon composites (by LMCO). 9

TABLE 4 Reduced crossover and perveance beamlet current limit data (lg values are given relative to NSTAR nominal cold spacing). Gridlet Set V N kv lg Beamlet Current Limits Crossover ma Perveance ma NSTAR 109, Cold 1.1 1 0.035 0.18 NSTAR 109, Hot 1.1 0.92 0.085 0.18 NEXT 109, Cold 1.83 1 0.085 0.36 NEXT 109, Hot 1.83 0.92 0.085 0.34 CBIO LMCO 19, Circular 1.83 1.3 0.14 0.83 B. 8-cm Ion Optics Performance Measurements A great deal of perveance limit data like those shown in Fig. 6 were collected over a beam current range from 36 to 206 ma for the 8 cm diameter ion optics systems. These data were reduced to determine the total voltage where direct ion beam impingement was occurring on the accel grid. The results of these measurements are plotted in Fig. 11. The flat C-C grids were observed to perform similarly to the flat pyrolytic grids of Haag and Soulas, 12 which were operated on a masked down NSTAR thruster. The slight difference between the two flat grid systems could be due to differences in the plasma density variation across the grids. It is expected that the SIT-8 thruster would have poorer plasma density uniformity across the grid compared to the masked down NSTAR thruster. This variation would cause the flat C-C grids to be operated at slightly higher beamlet currents on the thruster centerline where the onset of perveance would occur at higher total voltages compared to a thruster with better plasma density uniformity. Fig. 11 Comparison of impingement limit data measured on LMCO and NASA Glenn ion optics systems. The dished C-C grids were observed to operate with much less perveance margin compared to the flat C-C and pyrolytic grids. As mentioned previously, the 8-cm grid set was gapped at a slightly larger distance near the centerline and this larger gap would cause beamlet ions to directly impinge upon the accel grid at higher total voltages. This problem has been resolved, and new dished grids are currently being fabricated. A great deal of backstreaming limit data like those shown in Fig. 5 were also collected over a beam current range from 36 to 206 ma for the 8 cm diameter ion optics systems. These data were reduced to determine the accel voltage where beam plasma electrons were backstreaming into the discharge chamber. The results of these 10

measurements are plotted in Fig. 12 as a function of beam current. The backstreaming voltage was normalized by dividing by the net accelerating voltage (the beam voltage), and a nominal BOL value of this ratio is shown in the figure for the NSTAR thruster to be 0.10 for the TH15 operating point. The flat C-C grids were observed to backstream at a value close to 0.1 when the beam current per unit area was similar to the NSTAR TH15 operating point. The dished C-C grids were observed to backstream at lower accel voltage magnitudes over the entire beam current range where measurements were performed (relative to the flat C-C grids). Quite likely, the larger gap of the dished C-C grids caused them to perform better (in terms of preventing backstreaming) than the flat C-C grids. The data from Haag and Soulas are shown to be much lower than either of the C-C grids and the nominal NSTAR TH15 operating point. Most likely, the excellent backstreaming performance of the flat pyrolytic grid set tested by Haag and Soulas may be due to the placement of the grid set near the masked NSTAR thruster centerline, which was quite far from the neutralizer location. C. Throughput Enhancement Using Carbon-Based Ion Optics The sputter yield data measured by Williams et al. 7 and references therein allow one to determine the benefit of carbon-based ion optics systems over conventional ion optics systems fabricated from molybdenum (i.e., the additional propellant throughput that could be obtained). The discussion below follows the approach used by Williams et al. To perform an estimation of the benefits of carbon relative to molybdenum grids, differential sputter yield data could be incorporated into a numerical model of an ion optics system that was able to calculate charge exchange ion generation rates and determine charge exchange ion trajectories and their subsequent energy and incidence angle as they strike the accel grid surface. An effort of this type is beyond the scope of the current study, however the relative benefit could be estimated to first order by comparing the recession rates of surfaces being subjected to ion bombardment at normal incidence only. The rate of recession of a surface under normal incidence ion bombardment can be expressed as Fig. 12 Backstreaming data for the LMCO 8-cm diameter ion optics systems. m Y j t = q ρ (1) In Eq. (1), m represents the mass of an atom in the near surface region of the accel grid, Y the total sputter yield, j the current density of bombarding ions, and ρ the density of the accel grid. The ratio of the recession rate of a molybdenum surface to a carbon surface under identical ion bombardment conditions is t Mo t C mmo YMo ρ = C mc YC ρmo =β C-Mo (2) 11

Fig. 13 Propellant throughput factors for carbon-based ion optics systems relative to identical systems fabricated from molybdenum. In Eq. (2) the subscripts C and Mo represent carbon (or graphite) and molybdenum and the parameter β represents the propellant throughput performance relative to molybdenum assuming that the carbon-based grid could be worn to the same state as the molybdenum grid before failing. To first order, a grid set constructed of carbon that is subjected to normal incidence ion bombardment would have β times more propellant throughput capability compared to molybdenum. Plots of β for carbon (or graphite) are shown in Fig. 13. For xenon ion energies between 300 ev and 1000 ev, grids fabricated from graphite would be expected to last 5 to 6.5 times longer than molybdenum grids. Williams et al. suggest that pyrolytic graphite or C-C grids would be expected to last about 40% longer if their bulk density was comparable to that of graphite (~2.3 gm/cm 3 ). It is noted that significant improvements in relative propellant throughput would be expected for carbon-based ion optics systems if the bombarding ion energy could be held to 250 ev and lower. D. Random Vibration Test Results Initially, both the flat and dished 8-cm C-C grids were tested to 13 grms level and subsequently to 29 grms level. Table 5 lists the real time log from one of the tests. At a level of about 13 grms, first intergrid contact was noted, followed by more frequent contacts between 13 to 29 grms. The grid assembly was removed from the fixture, and inspected to detect any damage. Both the accel and screen dished C-C grids remained structurally intact without any damage or fractures up to 29 grms test level. Similarly, flat grids also survived the 13 grms and 29 grms test level. The only sign of debris was a small amount of carbon flake/dust. The flat grids also survived the 13 TABLE 5 Random Vibration Test Log Subset Approx. Time Level, db (grms) Duration, sec Notes 16:11:08-20 60 No contact 16:12:10-10 (9.2) 20 No Contact 16:12:35-7 (~13) 60 1 st Contact 16:13:10-4 20 More Contact 16:13:35-2 20 16:14-1 to 0 (29) 60 Lost control Accel 16:25-1 to 0 (29) 60 Re-ran for 60 sec grms and 29 grms test levels without catastrophic failure. Pre-test photographs revealed the presence of several partial and/or through thickness web fractures in the screen grid. These were assumed to have occurred during either handling, machining or shipping. The fractures were arranged in a chain that followed the grid periphery for 12

about 30 degrees of the circumference. Post test inspection showed no new fractures or anomalies, but the visibility of these features did become more apparent, presumably from fracture surface abrasion during the random vibration. IV. Conclusions Results of performance tests were presented on two sets of 8-cm diameter C-C ion optics assemblies designed and fabricated to grid feature geometries that were identical to the NSTAR ion engine. One grid set was flat while the other grid set was dished. The C-C grids were specially processed using physical vapor deposition to infiltrate and increase the density of the bulk material. In addition the surface of the grids were coated with pyrolytic graphite to prepare them for operation at high electric field conditions. Random vibration tests conducted up to 29 grms level, indicated that both the flat and dished screen and accelerated grids remained structurally sound, exhibiting no contact up to 13 grms, consistent with the analytical results. Electron backstreaming performance was characterized as a function of beam current and was found to be in good agreement with NSTAR data for the flat grids while the dished grids performed slightly better. Impingement-limited total voltage behavior for the flat grids was observed to be similar to an 8-cm ion optics system fabricated from flat pyrolytic graphite that was reported by Haag and Soulas 12. The dished grids displayed slightly less total perveance margin due to slightly larger grid-to-grid spacing than nominal NSTAR values near the central regions of the assembly. Test data are also presented for sub-scale ion optics assemblies (gridlets) that were fabricated from carbon-carbon composites using the same processes used to fabricate full grid assemblies. The gridlets were used to characterize impingement and backstreaming limits on beamlet current over electric field conditions ranging from 2.3 to 3.4 kv/mm, which correspond to the maximum electric fields on the NSTAR and NEXT thrusters at high power throttle points, respectively. It is important to note that NEXT gridlet data indicated that erosion due to crossover ions would occur at beamlet currents below ~0.06 ma/hole, which was in excellent agreement with results obtained during the 2000-hr wear test performed on the NEXT ion thruster at NASA Glenn. The test results obtained to date using C-C composites support the feasibility of directly replacing grid assemblies fabricated from molybdenum and subsequently increasing the propellant throughput of an ion engine. Worst case estimates suggest that propellant throughput of a given ion thruster could be increased by ~5 times by switching from molybdenum to a carbon-based ion optics system. Acknowledgments The financial support for this work was provided by Air Force contract F33615-01-C-5019. Special thanks to Lt. Rodrick Koch, AFRL/MLBC, WPAFB; John Brophy, JPL, CA; Nicole Meckel, Aerojet Redmond Operations, WA; Kevin Makowski, Lockheed Martin Space Systems Company, CO; and Thomas Haag, NASA Glen Research Center. References 1 J.D. Williams, D.M. Laufer, and P.J. Wilbur, Experimental Performance Limits on High Specific Impulse Ion Optics, IEPC-03-128, International Electric Propulsion Conference, Toulouse France, March 2003. 2 D.M. Laufer, J.D. Williams, C.C. Farnell, P.B. Shoemaker, and P.J. Wilbur, Experimental Evaluation of Sub- Scale CBIO Ion Optics Systems, AIAA 2003-5165, Huntsville Alabama, July 2003 3 C.C. Farnell, J.D. Williams, and P.J. Wilbur, Numerical Simulation of Ion Thruster Optics, 28 th International Electric Propulsion Conference, IEPC-03-073, Toulouse, France, 2003. 4 J.D. Williams, D.M. Goebel, and P.J. Wilbur, A Model of Electron Backstreaming in Ion Thrusters, AIAA- 2003-4560, 39 th Joint Propulsion Conference, Huntsville, AL, 2003. 5 G.S. Soulas, H. Kamhawi, and M. Patterson, NEXT Ion Engine 2000 h Wear Test Results, AIAA-2004-3791, 40 th Joint Propulsion Conference, Fort Lauderdale, FL, 2004. See also: H. Kamhawi, G.S. Soulas, and M. Patterson, NEXT Ion Engine 2000 Hour Wear Test Plume and Erosion Results, AIAA-2004-3792, Fort Lauderdale, FL, 2004. M.M. Gardner, G.S. Soulas, A. Snyder, H. Kamhawi, and M. Patterson, Status of the Next Ion Engine Life Test, AIAA-2004-3793, FL, 2004. 13

6 D.M. Goebel, Breakdown Characteristics and Conditioning of Carbon and Refractory Metal Surfaces, Invited plenary talk at the IEEE High Voltage Workshop, San Francisco CA, May 2004. 7 J.D. Williams, M.L. Johnson, and D.D. Williams, Differential Sputtering Behavior of Various Forms of Carbon Under Xenon Bombardment, AIAA-2004-3788, 40 th Joint Propulsion Conference, Fort Lauderdale, FL, 2004. 8 Mueller, J., Brophy, J.R., and Brown, D.K., Design, Fabrication, and Testing of 30-cm dia. Dished Carbon- Carbon Ion Engine grids, AIAA Paper 96-3204, July 1996. 9 Merserole, J.S., and Rorabach, M.E., Fabrication and Testing of 15 cm C-C Grids with Slit Apoertures, AIAA Paper 95-2661, July 1995. 10 Kitamura, S., et al., Fabrication of Carbon-Carbon Composite Ion Thruster Grids-Improvement of Structural Strength, IEPC Paper 97-093, October, 1997. 11 Haag, T.W., et al., Carbon-Based Ion Optics Development at NASA GRC, IEPC Paper, 01-094, October, 2001. 12 T.W. Haag and G.C. Soulas, Performance of 8 cm Pyrolytic-Graphite Ion Thruster Optics, 38 th Joint Propulsion Conference, AIAA-2002-4335, Indianapolis, IN, July 2002. 13 Rawal, S.P. and Koch, R., Design and Development of Carbon-Carbon Ion-Engine grids, SAMPE, September 28 October 2, 2003, Dayton, OH. 14 Makowski, Kevin, 8-cm C-C Grid Analysis, Private communications, December 16, 2002. 15 G.C. Soulas, private communication, March 2004. 14