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Intersection of Trademark & Design Patent Law in United States & Japan American Intellectual Property Law Association IP Practice in Japan Committee Spring Delegation to Japan April 20-23, 2009 Panel Participants Fumihiko Hirose George Lewis Yoshikazu Iwase Don Studebaker Hiroko Kanomata Ken Nakayama (co-moderator) Mark Guetlich (co-moderator) April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 2 1

Intersection of TM and Design Limits and Boundaries U.S. SIDE Trademark A trademark is a word, symbol, or phrase, used to identify a particular manufacturer or seller's products and distinguish them from the products of another the use of a trademark in connection with the sale of a good constitutes infringement if it is likely to cause consumer confusion as to the source of those goods or as to the sponsorship or approval of such goods Design Patent A design patent may be granted for any new, original and ornamental design for an article of manufacture. The claimed design is embedded in or applied to the article or portion thereof, and not the article itself An accused article will not be found to infringe unless a purchaser familiar with the prior art would be deceived by the similarity between the claimed and accused designs, inducing [the purchaser] to purchase one supposing it to be the other. April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 3 Intersection of TM and Design Limits and Boundaries Japan Side Trademark A trademark is characters, figures, signs, three-dimentional shapes or any combination thereof,any combination thereof and colors The owner of the trademark right shall have an exclusive right to use the registered trademark with respect to the designated goods or services Design A design is shape, pattern or color or any combination thereof of an article which produces an aesthetic impression on the sense of sight Inseparability of configuration from article required The owner of the design right shall have an exclusive right to commercially work the registered design and designs similar thereto April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 4 2

Intersection of TM & Design Differences between JP & US law (see attached papers) Japan (Civil Law) Trademark Law (Law No. 127 of 1959, as amended) Design law (Law No. 125 of 1969, as amended)(separate from Patent Law) Copyright Law (Law No. 48 of 1970, as amended) Unfair Competition Prevention Law (Law No. 47 of 1993, as amended) Civil Code, providing for torts (Law No. 89 of 1896, as amended) See also: Panel discussion of Trademark, Design and Copyrights Discussion Paper authored by Fumihiko HIROSE, Patent Attorney and Kozo YABE, Attorney-at-law/Patent Atty. April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 5 Intersection of TM & Design Difference between JP & US law United States TM under Federal Law Lanham Act (Rights to a trademark can be acquired in one of two ways: (1) by being the first to use the mark in commerce; or (2) by being the first to file/register the mark with the U.S. Patent and Trademark Office) Design patents are obtained under US Patent Statutes (35 USC) and Rules (37 CFR) US & JP Common Features Registration systems with substantive examination for Trademarks April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 6 3

Intersection of TM & Design Less traditional special case comparison Color per se Computer Display Sound Japan United States trademark design trademark design No New Law No Limited No Limited Limited Limited Yes No New Law No Limited No Fonts No No No Yes Moving Animation No New Law Limited Limited Yes 3-D Views Yes Yes Limited Yes Screen Icons No Limited Limited Yes Fragrance No No Limited No April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 7 Packaging & Color April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 8 4

Animation Is color protectable? Are line drawings sufficient? Title: IMAGE FOR A PORTION OF A DISPLAY SCREEN Docket No. 013797.02084 Sheet 1 of 1 Title: PORTION OF A DISPLAY SCREEN Docket No. 013797.01998 Sheet 1 of 1 FIGURE April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 9 2-state Animated Transition Handwriting Line Selectable Keys FIG. 1 FIG. 2 Full screen with tabs when writing begins April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 10 5

Sound April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 11 Doll line drawing April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 12 6

Doll in 3-D April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 13 Type font D1869, November 24, 1863, USPTO April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 14 7

Type font D583858, May 7, 2008, USPTO April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 15 FRAGRANCE MARK CONSISTING OF SCENTED SEWING THREAD AND EMBROIDERY YARN. April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 16 8

Icons Computer desktop tray icon. Same as on startup screen of mobile telephone. April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 17 Icons April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 18 9

Consumer electronics screen displays April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 19 Common screen on multiple devices Laptop Screen Computer Screen Hand-held game screen Television Screen Phone Screen Kitchen Appliance Screen April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 20 10

Inseparability of Configuration from an Article Display design or icon must be design of part of an article Must be indispensable for an article to function Must be displayed by inherent display function of an article Initial menu screen design -subject matter Reg. 1207282 April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 21 2006 revised Law expanded subject matter for: Images used for an operation required for an article, and the operation being capable of initiating inherent function of the article (See Example 1) The above-described images displayed on another device, if the device and the article are used in an integrated manner (See Example 2) 11

JPO Design Examination Guidelines Images not used for operation of an article - Not subject matter Wall paper Contents Images saved in recording media April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 23 JPO Design Examination Guidelines Images not used for initiating function of an article Not subject matter Images shown by Operating System Images shown via internet Images appearing while gaming function is being performed April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 24 12

Example 1 Wireless telephone Reg.1354104 April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 25 Example 2 Sales demonstration machine for informational merchandise Reg. 1348374 Screen view Front view April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 26 13

Practice Tips for U.S. practitioners One design in one application - Two or more designs - unacceptable - No amendment allowed - Divisional application can be filed One design One design shown in the JPO Examination Guidelines April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 27 JPO Design Examination Guidelines 2-state animated transition granted as one design April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 28 14

JPO Design Examination Guidelines 2-state animated transition not granted as one design April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 29 JPO Design Examination Guidelines Animation not granted as one design April 20-23, 2009 AIPLA Panel on Intersection of TM-Design 30 15

citation Registered designs cited from the data base available at: http://www4.ipdl.inpit.go.jp/isyou/dgde_top.ipdl?n0000=3100 in the Examination Guidelines available at: http://www.jpo.go.jp/cgi/link.cgi?url=/shiryou/kijun/kijun2/h18_ isyou_kijun.htm Thank you 2009 AIPLA. All rights reserved. April 20-23, 2009 AIPLA Panel on Intersection of TM- Design 32 16