Document No: GSC16bis-IPR-07. Source: Association of Radio Industries and Businesses. Contact: Tadaaki YOKOO. GSC Session: IPR Working Group

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Document No: GSC16bis-IPR-07 Source: Association of Radio Industries and Businesses Contact: Tadaaki YOKOO GSC Session: IPR Working Group Agenda Item: 4.1 Activities of ARIB - Standardization and IPR - Tadaaki YOKOO Executive Director, ARIB

About ARIB Standardization Activities IPR Activities 2

About ARIB 3

Outline of ARIB Organization A general incorporated association and non-profit standards development organization (SDO), based in Tokyo, Japan. Dealing with radio technologies in the fields of both telecommunications and broadcasting. Establishment 15 May 1995 as a public service corporation By merging two organizations, RCR and BTA, who had worked on standardization from 1985 to 1995. RCR : Research & Development Center for Radio Systems BTA : Broadcasting Technology Association Members (as of 1 September 2012) Regular members : 226 Telecom Operators : 11 Broadcasters : 23 Manufactures :160 Others : 32 Supporting members: 2 4

Organization of ARIB Members Auditors General Assembly Board of Directors [STD] [MGT] [PMT] Standard Assembly Standard Council Management Strategy Committee Management Committee Promotion Strategy Committee Chairman [R&D] Secretary General Secretariat Technical Committee Advanced Wireless Communications Study Committee Electromagnetic Environment Committee 5

Standardization Activities 6

ARIB s R&D and Standardization Demands for radio systems Committees and subordinate groups for standardization inside ARIB Technical Committee R&D Group R&D Group Advanced Wireless Communications Study Committee Electromagnetic Environment Committee Results of R&D Draft Standard Standard Assembly MIC Considerations on Technical Requirements Rule making by the Ministry (Mandatory) Other Organization ARIB Standard (Voluntary) Draft Standard MIC : Ministry of Internal Affairs and Telecommunications 7

ARIB Standard Assembly Establishment May 1995 Membership Open to any entity, organization and person Independent from ARIB membership Members : 180 (as of 1 September 2012) Telecom Operators : 8 Broadcasters : 18 Manufactures : 135 Others : 19 Holding period 3-4 times a year 8

Outcome from Standard Assembly ARIB Standard (STD) technical specification not covered by technical regulation e.g. communication protocol, sensitivity, bit error rate ARIB Technical Report (TR) technical information not included in Standard Number of STD and TR * * Not including suppressed STD/TR As of 1 Aug 2012 (1 Aug 2011) STD Free Download Since 21 April 2008 http://www.arib.or.jp/english/html/overview/index.html TR Telecommunications 90 (84) 22 (20) Broadcasting 62 (61) 41 (44) General 0 ( 0) 1 ( 1) 9

IPR Activities 10

History of activities on IPR Month Year Sep 1995 Mar 2000 Mar 2011 Sep 2011 Apr 2012 Jul 2012 Activity IPR Guidelines established Guidelines for Treatment of Industrial Property Rights in connection with the ARIB Standard IPR Working Guidelines established Working Guidelines for Treatment of Industrial Property Rights in connection with the ARIB Standard IPR Working Guidelines Revised ( Comprehensive Confirmation Form added) Copyright Guidelines established Guidelines for Treatment of Copyrights in connection with the ARIB Standard Copyright Guidelines revised (Ownership of material copyright clarified) IPR Database launched IPR Guidelines Revised (Confirmation Form simplified) 11

IPR Documents (1/2) IPR Guidelines Specify basic principles for handling IPR IPR is defined as Industry Property Rights. Treatment Selection for Essential IPR: Option 1 (Royalty Free), Option 2 (Reasonable And Non-Discriminatory) or Option 3 (Others) should be selected. Inclusion of IPRs in Standards: No responsibility of ARIB Dispute regarding IPRs: No liability of ARIB Procedure Submission of Confirmation Form Submission date 12

IPR Documents (2/2) IPR Working Guidelines Essential IPR shall be treated as provided in the IPR Guidelines with no other terms and conditions. Treatment of Non-Essential IPR is excluded in the IPR Guidelines. A potential holder of Essential IPR who is not able to submit a Confirmation Form by the submission date can submit a Comprehensive Confirmation Form. The submitter of the Comprehensive Confirmation Form should submit the Confirmation Form within six months to declare the Essential IPR. 13

IPR Treatment License Grant Confirmation Form Submission Attachment Standardization Option 1 Free Mandatory * Patent No. / holder Yes Option 2 RAND Mandatory * Patent No. / holder Yes Option 3 No Mandatory Patent No. / holder + Detailed Info. No * Comprehensive Confirmation Form can be an alternative without specifying patent No. / holder 14

Submission of IPR ARIB Standard and IPR (1 Aug 2011 1 Aug 2012) Telecom Broadcasting Established Revised Established Revised Total Standard 6 25 2 19 52 IPR 12 2,436 25 27 2,500 Number of IPR for major ARIB Standard Code STD-T105 STD-T104 STD-B55 STD-B31 Standard Name WirelessMAN-Advanced System LTE-Advanced System Transmission System for Area-limited Digital Broadcasting Transmission System for Digital Terrestrial Television Broadcasting IPR * (comprehensive) 89 (3) 781 (9) 21 (2) 38 (8) * All IPRs are Option 2, including potentially Essential IPRs declared by Comprehensive Confirmation Forms. 15

IPR Database service Search A) Search by standard number and its version Select the "standard number" and "version number", then click the "Search" button. If you specify version number (2.0, for instance), a list of IPRs declared when making the version (2.0) is displayed. If you select "all" in version column, a list of all IPRs relating to the selected standard is displayed. B) Search by free words Enter your free words in the free words column, then click the "Search" button. A list of IPRs with the words you entered is displayed. Currently available in Japanese only http://www.arib.or.jp/tyosakenkyu/sakutei/ipr/index.php standard number pull-down free words A) B) version number pull-down Search Search 16

Copyright Guidelines i. The author of the Standard (STD) and the Technical Report (TR), including translation, is ARIB. ARIB can use STD/TR and sublicense them to any third party. ii. Members shall acknowledge the above condition in (i) when submitting the material, such as texts and graphics excluding software, to the Standard Assembly. The ownership of copyright shall be retained. iii. Non-Members should submit the material on the condition that they agree with provision (i). iv. When a quotation from a third party is made regarding the material, the origin should be notified. 17

Further actions Study for revisions to the IPR Policy in response to new trends and member needs Possible revision items Irrevocability of RF (Royalty Free) or RAND (Reasonable and Non-Discriminatory) Declaration Transfer of IPR Ownership Treatment of Patent Family Software Copyright Guidelines and Trademark Guidelines. 18

Thank you for your attention. 19