ITU-T Video Coding Standards

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An Overview of H.263 and H.263+ Thanks that Some slides come from Sharp Labs of America, Dr. Shawmin Lei January 1999 1 ITU-T Video Coding Standards H.261: for ISDN H.263: for PSTN (very low bit rate video) Four optional modes H.263 Version 2 (H.263+): an extension of H.263 12 more negotiable modes Scalable bit streams Enhance performance over packet-switched networks Support custom picture size and clock frequency Provide supplemental display and external usage capabilities H.263++: under development, backward compatible to H.263+ H.26L: under development, not backward compatible to H.263+ 2 1

H.263 - Source Format 5 Formats: sub-qcif (128x96), QCIF (176x144), CIF (352x704), 4CIF (704x576), and 16CIF (1408x1152) Color Format: 4:1:1 x x Chrominance sample o x x Luminance sample Aspect Ratio: Pixel Aspect Ratio: (4/3)*(288/352) = 1.09 for all 5 formats Picture Aspect Ratio: 4:3 except for the sub-qcif format 3 H.263: Syntax Structure Picture Layer Group-of-Block (GOB) Layer A GOB comprises k*16 lines (k=1 for sub-qcif, QCIF, and CIF; k=2 for 4CIF; k=4 for 16CIF) 0 1 2 3 4 5 6 7 8 QCIF Macroblock Layer: A macroblock covers 16x16 luminance pixels area. Usually contains 6 blocks except for PB-frame mode (12 blocks instead). Block Layer: Each block contains 8x8 pixels. 4 2

Macroblock Structure 16 16 1 2 3 4 8 5 6 8 Y C B C R Note: In PB-frame mode, 6 P-blocks are followed by 6 B-blocks. 5 H.263 Baseline - Coding Techniques Motion-compensated prediction Block-based, translation model, one motion vector per 16x16 macro-block Half-pixel accuracy, [-16, 15,5] range Transform: 8x8 DCT Quantization: uniform with a central dead zone around zero Same step size within a macro-block (i.e., uniform quantization matrix) Even quantization levels from 2 to 62 are allowed. DC coefficients of an intra block are always quantized by a step size of 8. Entropy Coding: Zig-zag scan 3-dimensional run-length VLC: (LAST, RUN, LEVEL) 6 3

H.263 Video Encoder Coding Control INTER/INTRA decision flag "Transmitted or not" flag Quantizer indication Video in - DCT Quantizer Quantizer index for tranform coefficients Inverse Quantizer Inverse DCT + Picture Memory Motion Vectors 7 H.263 Video Bitstream Syntax 8 4

H.263 Syntax Elements Picture Layer PSC (22): Picture Start Code TR (8): Temporal Reference PTYPE (13): Picture Type Info. PQUANT (5): Picture Quantizer CPM (1): Continuous Presence Multipoint PSBI (2): Picture Sub-Bitstream Indicator TRB (3): Temp. Ref. for B-picture DBQUANT (2): DQUANT for B-pic. PEI (1): Extra Insertion Information PSPARE (8): Spare Information ESTUF (V<8): Stuffing EOS (22): End of Sequence PSTUF (V<8): Stuffing GOB Layer GSTUF (V<8): Stuffing GBSC (17): GOB Start Code GN (5): Group Number GSBI (2): GOB Sub-Bitstream Indica. GFID (2): GOB Frame ID GQUANT (5): GOB QUANT Info. 9 H.263 Syntax Elements (Continued) Macroblock Layer COD (1): Coded Macroblock Indic. MCBPC (V): Macroblock type & Coded Block Pattern for Chrominance MODB (V): MB Mode for B-blocks CBPB (6): Coded Block Pattern for B- blocks CBPY (V): Code Block Pattern for Y DQUANT (2): Differential QUANT MVD (V): Motion Vector Difference MVD2-4 (V): MVDs in Adv. Pred. MVDB (V): MVD for B-blocks Block Layer INTRADC (8): DC coefficient for INTRA blocks TCOEF (V): Transform Coefficients 10 5

Major Differences between H.261 and H.263 Baseline Source Formats: H.263 supports 5 while H.261 supports 2. PSC Byte Alignment: Yes for H.263 but no for H.261 PQUANT: Added in H.263 Picture Layer. GOP Structure MB coded or not: Identified by COD in H.263, instead of MBA. Motion Compensation Accuracy: Half-pixel accuracy for H.263 Loop Filter: None in H.263 while optional in H.261 Motion Vector Predictor: H.263: Median value of the three candidate motion vectors (MV1-3) H.261: Motion vector of the preceding macroblock (MV1). MV2 MV3 MV1 MV The current Macroblock 11 H.261 and H.263 Baseline (Continued) MB Quant: DQUANT (2 bits) specifies a change up to 2 steps in H.263. MQUANT (5 bits) specifies absolute value of the new QUANT in H.261. Entropy Coding of DCT Coefficients: H.263: (LAST, RUN, LEVEL) H.261: (RUN, LEVEL) and EOB 12 6

Bilinear Interpolation for Half Pixels A a b B Integer pixel position Half pixel position C c d D a = A b = (A + B + 1) / 2 c = (A + C + 1) / 2 d = (A + B + C + D + 2) / 4 13 Motion Vector Prediction MV1 MV MV2 MV3 MV : Current motion vector MV1: Previous motion vector MV2: Above motion vector MV3: Above right motion vector MV2 MV3 MV1 MV1 MV2 (0,0) (0,0) MV MV1 MV MV1 MV : Picture or GOB border 14 7

H.263 Optional Modes Unrestricted Motion Vector Mode (Annex D) MVs are allowed to point outside (outside pixels obtained from boundary repetition extension) Larger ranges: [-31.5, 31.5] instead of [-16, 15.5] Syntax-Based Arithmetic Coding Mode (Annex E) Provide about 5% bit rate reduction and rarely used Advanced Prediction Mode (Annex F) Allow 4 motion vectors per MB, one for each 8x8 block Overlapped block motion compensation for luminance Allow MVs point outside of picture. Reduce blocking artifacts and increase subjective picture quality. PB-Frames Mode (Annex G) Double the frame rate without significant increase in bit rate 15 Unrestricted Motion Vector Mode Motion vectors are allowed to point outside the picture. Outside referenced pixels are extended from boundary pixels. C A B Extended motion vector range from [-16, 15.5] to [-31.5, 31.5], with the following restrictions, depending on its predictor (P): If 31.5 >= P >= 16.5, 31.5 >= MV >= 0 If 16 >= P >= -15.5, P + 15.5 >= MV >= -16 + P If -16 >= P >= -31.5, 0 >= MV >= -31.5 16 8

Syntax-based Arithmetic Coding Mode Encode macroblock layer and block layer by arithmetic codes. Different coding models (just as different Huffman table) for different syntax elements. The coding models are fixed and defined in Annex E. More fine coding models: Separate CBPB models for Y and UV Different models for the first three TCOEFs Different sets of coefficient models for inter and intra Allow fractional number of bits. The encoder needs to be flushed before sending PSC or GBSC, or at the end of sequence. Use bit stuffing (insert 1 after each successive 14 0 s) to avoid start code emulation. 17 Advanced Prediction Mode Allow 4 motion vectors per macroblock: One/four vectors decision Motion vectors are differentially coded with a predictor as MV2 MV3 MV2 MV3 Median(MV1, MV2, MV3) MV1 MV MV1 MV MV2 MV3 MV2 MV3 MV2 MV3 MV1 MV MV1 MV MV1 MV The chrominance MV is the sum of 4 MVs divided by 8. 18 9

Advanced Prediction Mode (Continued) Overlapped Motion Compensation for Luminance Each pixel in a block is a weighted average of 3 prediction values. The value (P0) predicted from the MV of the current block The value (P1) predicted from the MV of the closer above or below block The value (P2) predicted from the MV of the closer left or right block If the closer macroblock was not coded, its MV is set to zero. If the closer macroblock is outside picture, its MV is set to the MV of the current block. If the closer macroblock was INTRA coded, its MV is set to the MV of the current block except in PB-frames mode the MV for the B-block is used. If the current block is at the bottom of the MB (i.e., block 3 & 4), the MV of the below block is set to the MV of the current block. If the PB-frames mode is also used, the overlapped motion compensation is only used for prediction of the P-pictures, not for the B-pictures. 19 Weighting Factors 4 5 5 5 5 5 5 4 5 5 5 5 5 5 5 5 5 5 6 6 6 6 5 5 5 5 6 6 6 6 5 5 5 5 6 6 6 6 5 5 5 5 6 6 6 6 5 5 5 5 5 5 5 5 5 5 4 5 5 5 5 5 5 4 2 2 2 2 2 2 2 2 1 1 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 2 2 2 2 1 1 2 2 2 2 2 2 2 2 2 1 1 1 1 1 1 2 2 2 1 1 1 1 2 2 2 2 1 1 1 1 2 2 2 2 1 1 1 1 2 2 2 2 1 1 1 1 2 2 2 2 1 1 1 1 2 2 2 2 1 1 1 1 2 2 2 1 1 1 1 1 1 2 Weighting Factor (W0) for P0 Weighting Factor (W1) for P1 Weighting Factor (W2) for P2 The current pixel = (W0*P0 + W1*P1 + W2*P2 + 4)/8 20 10

PB-Frames Mode A PB-frame consists of 2 pictures being coded as one unit. In a PB-frame, a MB consists of 6 P-blocks and 6 B-blocks. B-blocks are always INTER coded (if coded), even in an INTRA macroblock. Thus, MVD is also included for INTRA macroblocks in PB-frames and is used by B-blocks. 21 PB-Frames Mode (continued) Calculation of Vectors for the luminance B- block in a PB-frame: MV F = (TR B x MV) / TR D + MV D MV B = ((TR B - TR D ) x MV) / TR D if MV D is equal to 0 MV B = MV F - MV if MV D is unequal to 0 Where MV: the motion vector for the P-block MV D : the delta motion vector given by MVDB MV F : forward motion vector (from previous P-picture) MV B : backward motion vector (from current P-picture) TR D : Temporal Reference for the P-picture TR B : Temporal Reference for the B-picture P B MV B P MVF MV D TR B MV TR D 22 MV Time 11

PB-Frames Mode (continued) P-macroblock (Y and Cr, Cb) is first reconstructed. Prediction of a B-block in a PB-frame: For pixels where MVB points inside the P-macroblock, use bi-directional prediction (average of forward and backward predictions). For all other pixels, use only forward prediction.. 23 H.263+ Standard Official name should be H.263 Version 2 approved in Jan. 1998. Backward Compatible with H.263 Version 1: H.263 is one of many modes in H.263+. Objectives: Broaden the range of applications Improve compression efficiency Custom Source Format (picture size, aspect ratio, clock frequency) Scalability Modified Unrestricted Motion Vector Mode 12 new optional modes 24 12

H.263+ Unrestricted Motion Vector Mode Motion vectors over picture boundaries (same) New restrictions for motion vector values: No elements more than 15 pixels out horizontally or vertically Extension of the motion vector range (not depend on MV predictor) When UUI = 1 : Picture width Horizontal motion Vertical motion Picture height vector range vector range 4,, 352 [-32, 31.5] 4,, 288 [-32, 31.5] 356,, 704 [-64, 63.5] 292,, 576 [-64, 63.5] 708,, 1408 [-128, 127.5] 580,, 1152 [-128, 127.5] 1412,, 2048 [-256, 255.5] When UUI = 01 : not limited except by its picture size. New Reversible VLC s (RVLC s) are used for encoding MVD. These codes are single valued for easier implementation. 25 Advanced INTRA Coding Mode Use inter block prediction to improve compression efficiency of INTRA macroblocks. 3 INTRA_MODE Prediction with different scan patterns: DC Only Prediction: The DC is predicted by the average of DCs of above and left blocks. (use zig-zag scan) Vertical DC & AC Prediction: The first row of coefficients are predicted by those of the above block. (use alternate-horizontal scan) Horizontal DC & AC Prediction: The first column of coefficients are predicted by those of the left block. (use alternate-vertical scan) If the predictor (both predictors for DC only mode) is (are) not available, 1024 is used as the predictor. INTRA residuals are quantized using a variable step size without a dead-zone. A separate VLC table for intra coded coefficients 26 13

Inter Block Prediction in Advanced INTRA Coding Mode Block Above Vertical Prediction DC Block to the left Horizontal Prediction DC DC 27 Current Block Zig-Zag Scan of DCT Coefficients 1 2 6 7 15 16 28 29 3 5 8 14 17 27 30 43 4 9 13 18 26 31 42 44 10 12 19 25 32 41 45 54 11 20 24 33 40 46 53 55 21 23 34 39 47 52 56 61 22 35 38 48 51 57 60 62 36 37 49 50 58 59 63 64 28 14

Alternate Scan Patterns 1 2 3 4 11 12 13 14 1 5 7 21 23 37 39 53 5 6 9 10 18 17 16 15 2 6 8 22 24 38 40 54 7 8 20 19 27 28 29 30 3 9 20 25 35 41 51 55 21 22 25 26 31 32 33 34 4 10 19 26 36 42 52 56 23 24 35 36 43 44 45 46 11 18 27 31 43 47 57 61 37 38 41 42 47 48 49 50 12 17 28 32 44 48 58 62 39 40 51 52 57 58 59 60 13 16 29 33 45 49 59 63 53 54 55 56 61 62 63 64 14 15 30 34 46 50 60 64 (a) Alternate-Horizontal scan (b) Alternate-Vertical scan (as in Recommendation H.262) 29 Deblocking Filter Mode An optional deblocking filter within the coding loop Filtered Pixels block1 A Example for filtered pixels on a vertical block edge A B C D B C D Block boundary block1 block2 Example for filtered pixels on a horizontal block edge The weight of the filter s coefficients depends on QUANT The filtering is also tapped off when it appears to be a true edge. 4 motion vectors per macroblock as Advanced Prediction Mode Motion vectors over picture boundaries as Unrestricted MV Mode 30 15

Slice Structured Mode Slice Structure, instead of GOP structure Allow subdivision of a picture into segments containing variable numbers of macroblocks Two additional submodes for different order of transmission: Rectangular Slice Submode Arbrary Slice Ordering Submode No data dependence cross the slice boundaries within the current picture Flexible structure useful for error resilience or region of interest 31 Supplemental Enhancement Information Mode Supplemental information can be included to support decoder features and functionalities within the video bit stream. Supplemental information includes support for Picture freeze: can be partial (rectangular) area freeze Picture snapshot: allow part of or the full picture to be used as a still image Video segmentation: can be used by an external application Progressive refinement: quality refinement instead of pictures at different times Chroma keying: to represent transparent or semi-transparent pixels which can be blended with background picture 32 16

Improved PB-frames Mode B-part of an improved PB frames can be predicted by Bidirectional prediction: same as PB-frames mode, but no delta vector Forward prediction: a separate MV, not delta, is transmitted Backward prediction: no MV is transmitted Improve quality of B pictures, especially around scene changes 33 Reference Picture Selection Mode Can select the reference picture to suppress temporal error propagation. Additional picture memory is required. Can use backward channel to indicate which part of which pictures have been correctly decoded. Two back-channel mode switches: ACK and NACK 34 17

Temporal, SNR, and Spatial Scalability Mode Useful for decoders with different capability in multipoint and broadcast video applications. Temporal Scalability B-pictures allows prediction from either or both forward and backward B-pictures are separate entities, different from B-part of PB frames Multiple B-pictures can be inserted between pairs of reference pictures. I1 B2 P3 B4 P5 35 SNR Scalability Use finer quantizer to encode the difference picture in an enhancement layer. Enhancement Layer EI EP EP Base Layer I P P 36 18

Spatial Scalability Allow multiresolution bit stream. Very similar to SNR Scalability, except the base layer contains lower resolution pictures and interpolation is used to predict the enhancement layer. The interpolation filters are normative part of the standard. Enhancement Layer EI EP EP Base Layer I P P 37 Multilayer Scalability Temporal Scalability Spatial Enhancement Layer 2 EI B EI EP SNR Enhancement Layer 1 EI EP EP EP Base Layer I P P P 38 19

Reference Picture Resampling Mode Describe an algorithm to warp the reference picture prior to its use for prediction. Useful for resampling a reference picture having a different source format. Can also specify a global motion warping alteration of shape, size, location, and rotation. The simplest form: implicit factor of 4 resampling Only FIR filters needed for upsampling and downsampling The reference picture resampling is defined in terms of the displacement of four corner of the current picture area. 39 Warping in Reference Picture Resampling Mode v 00 v H0 v 0V v HV Bilinear Interpolation: (, ) y 00 1 x 1 x v x y v + v V H H H: current picture width V: current picture height y x 1 + v V H x H H 0 0V HV = + v. 40 20

Reduced Resolution Update Mode Allow updating picture at lower resolution Most useful for highly active scenes with detailed backgrounds. Filtering is performed along the edges of the 16x16 reconstructed blocks at the encoder and decoder. Block decoding in Reduced Resolution Update Mode: Block layer decoding Bitstream Coefficients decoding Up-sampling Macroblock layer decoding 8*8 Coefficients block Pseudo- Vector Scalingup Result of inverse transform Reconstructed Vector Motion Compensation 16*16 Reconstructed prediction error block 16*16 reconstructed block 16*16 prediction block 41 Independent Segment Decoding Mode No data dependencies across the segment boundaries are allowed. Segment boundaries are treated as picture boundaries. A segment is A GOB with non-empty header plus consecutive GOBs with empty headers, if Slice Structured Mode is not used; A Slice, if Slice Structured Mode is used. Limit the propagation of errors. Enhance error resilience and recovery capabilities. Better used with slice structures. Constraints: Only rectangular slices are allowed, if Slice Structured Mode is used. Segmentation of current frame shall be the same as that of its reference frames. 42 21

Alternative INTER VLC Mode Allow VLC tables originally designed for INTRA Coding to be used for some INTER coding coefficients and CBPY data. Better efficiency when small quantizer step sizes are used or when significant changes are evident in the picture. Note that VLC tables for INTER and INTRA contain the same codewords, but different interpretation of LEVEL and RUN. The INTRA VLC table can be used only when the decoder can detect its use by decoding with INTER VLC table first and resulting more than 64 coefficients. INTRA CBPY table is used for encoding INTER CBPY when both C B and C R blocks have at least one non-zero coefficient. 43 Modified Quantization Mode Allow modification of the quantizer at macroblock layer to any value, not limited to +1, -1, +2, and -2. DQUANT uses 2 bits (started with 1 ) to specify small changes. Change of QUANT Prior QUANT DQUANT = 10 DQUANT = 11 1 +2 +1 2 10 1 +1 11 20 2 +2 21 28 3 +3 29 3 +2 30 3 +1 31 3 5 It uses 6 bits (started with 0 ) to specify other changes. Codeword: 0xxxxx where the last 5 bits specify the new QUANT value. 44 22

Modified Quantization Mode (Continued) Enhance chrominance quality by a finer quantizer. Range of QUANT Value of QUANT_C 1 6 QUANT_C = QUANT 7 9 QUANT_C = QUANT 1 10 11 9 12 13 10 14 15 11 16 18 12 19 21 13 22 26 14 27 31 15 Improve picture quality by extending the range of representable quantized DCT coefficients, not limited by [- 127, +127]. 45 Recommended Optional Enhancement For backward compatibility to H.263: Advanced Prediction Mode (Annex F) Level 1 Preferred Modes: Advanced INTRA Coding Mode (Annex I) Deblocking Filter Mode (Annex J) Supplemental Enhancement Information (Full-Frame Freeze Only) (Annex L Section L.4) Modified Quantization Mode (Annex T) Level 2 Preferred Modes: Unrestricted Motion Vectors Mode (AnnexD) Slice Structured Mode (Annex K) Reference Picture Resampling (Implicit Factor-of-4 Mode Only) (Annex P) 46 23

Recommended Optional Enhancement (Continued) Level 3 Preferred Modes: Advanced Prediction Mode (Annex F) Improved PB-frames (Annex M) Independent Segment Decoding (Annex R) Alternate INTER VLC (Annex S) 47 24