Proposal for 400GE Optical PMD for 2km SMF Objective based on 4 x 100G PAM4

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Proposal for 400GE Optical PMD for 2km SMF Objective based on 4 x 100G PAM4 Beck Mason - JDSU David Lewis - JDSU Sacha Corbeil - JDSU Gary Nichol - Cisco Jeff Maki - Juniper Brian Welch - Luxtera Vipul Bhatt - Inphi Keith Conroy - MultiPhy Vasudevan Parthasarathy - Broadcom Ram Rao Oclaro Alan Tipper - Semtech

Summary - This presentation provides a baseline proposal for - 2 km reach on duplex SMF (400GBASE-FR4) - Approach is based on 100G/λ transmission on four CWDM wavelength channels using PAM4 signaling - Link budget is based on KP4 FEC as a placeholder. Proposed FEC Codes for 400 Gbps 802.3bs are in parthasarathy_400ge_fec_11_2014 ) and will allow compliance to the same budget.

Supporters and Contributors - Mark Nowell Cisco - Marco Mazzini Cisco - Matt Traverso - Cisco - Neal Neslusan Multiphy - William Bliss Broadcom - Chuang Liang Oplink - Rang-Chen Yu Oplink - Atsushi Takai - Oclaro - Takayoshi Fukui - Oclaro - Kiyo Hiramoto - Oclaro - Riu Hirai - Hitachi - Nobuhiko Kikuchi Hitachi - Patricia Bower Fujitsu - Ed Ulrichs Source Photonics - Brad Booth - Microsoft

PMD Block Diagram for Duplex SMF (2 km reach) TP3 Optical PMD Optical PMD TP2 WD demux Optical fiber cable Patch cord WD mux CDAUI CDAUI-16 or CDAUI-8 16/8/4 PAM-4 IC PAM-4 IC CDAUI CDAUI-16 or 16/8/4 CDAUI-8 WD mux Patch cord Optical fiber cable WD demux TP2 TP3

Transmitter Optical Specifications 4x100G PAM4 Description 400GBASE-FR4 Unit Note Input signaling rate, each lane (range) 103.125 +/-100 ppm Gb/s Output signaling rate, each lane (range) 3 106.25 +/-100 ppm Gb/s * Based on KP4 FEC in PAM-4 IC Lane wavelengths (range) 1264.5 to 1277.5 1284.5 to 1297.5 1304.5 to 1317.5 1324.5 to 1337.5 Average launch power, each lane (max) 4.0 dbm Average launch power, each lane (min) 1.0 dbm Outer Optical Modulation Amplitude (OMA), each lane (max) 1,4 6 dbm Inner Optical Modulation Amplitude (OMA), each lane (min) 2-2.77 dbm Dispersion and MPI penalty, each lane (max) 1 db Average RIN, each lane (max) -142 db/hz Optical return loss tolerance (max) 26 db Transmitter reflectance (max) -26 db nm * Aligned to 40GBASE-LR4 CWDM wavelength grid Extinction Ratio (min) 1 5.5 db Cascaded transmiter 3 db electrical upper cutoff frequency (min) 20 GHz From DAC input to TP2 (Informative) Total harmonic distortion (max) 3 % TBR 1. Measured with 10G test pattern for outer eye (00 to 11) modulation amplitude 2. Measured with 10G test pattern for minimum inner eye (00 to 01, 01 to 10, 10 to 11) modulation amplitude 3. Example only. Actual signaling rate will depend on final FEC selection 4. Outer Optical Modulation Amplitude min is not defined but will be no less than three times the minimum inner optical modulation amplitude.

Transmitter Specifications Tx_OMA (10-11) Tx_OMA (01-10) Tx_OMA (00-11) Tx_OMA (00-01) Max OMA and ER specified based on outer Tx_OMA (00-11) Sensitivity and link budget based on inner Tx_OMA (00-01,01-10,10-11) Spec applies to minimum of 3 inner eye transitions

Receiver Optical Specifications Description 400GBASE-FR4 Unit Note Input signaling rate, each lane (range) 106.25 +/-100 ppm Gb/s Output signaling rate, each lane (range) 103.125 +/-100 ppm Gb/s Lane wavelengths (range) 1264.5 to 1277.5 1284.5 to 1297.5 1304.5 to 1317.5 1324.5 to 1337.5 nm Damage threshold (min) 7.0 dbm Average receive power, each lane (max) 4.0 dbm Average receive power, each lane (min) -3.0 dbm Receiver Overload (Outer) (OMA), each lane (min) 1 6 dbm Receiver Sensitivity (Outer) (OMA), each lane (max) 1-3 dbm At pre-fec BER of 2.1E-4 Receiver Sensitivity (Inner) (OMA), each lane (max) 2-7.77 dbm At pre-fec BER of 2.1E-4 Post FEC BER at Sensitivity 1E-15 Receiver reflectance (max) -26 db Cascaded Rx 3dB electrical upper cutoff frequency (min) 20 GHz From TP3 to ADC output (informative) Total harmonic distortion 3 % informative Effective number of bits for ADC 5.5 bit informative 1. Informative spec on Rx sensitivity outer amplitude OMA 2. Normative specification Rx sensitivity each lane inner eye (0 to 1, 1 to 2, 2 to 3) Based on over fiber with worst case compliant transmitter and maximum transmission penalty

Optical Link Budget Description 400GBASE-FR4 Unit Note Power budget at maximum link penalty 5 db Operating distance 2000 m Channel insertion loss 4 db Allocation for dispersion and MPI penalties 1 db Additional insertion loss allowed 0 db

2km PAM4 Optical Link Model 6.0 dbm Tx OMA 00-11 (max) at TP2 Tx Setting Range = 4 db 2.0 dbm 1.0 dbm Tx OMA 00-11 (min) at TP2 Tx OMA 00-11 (min) minus penalties Dispersion & MPI penalties = 1 db Rx Dynamic Range = 9 db Channel insertion loss = 4 db -3.0 dbm Rx Sensitivity OMA 00-11 PAM4 amplitude reduction = 4.8 db -7.8 dbm Rx Sensitivity OMA 00-01/01-10/10-11

Summary Baseline proposal for a 2km SMF 400GE PMD based on PAM4 modulation with 100G/λ using 4 wavelengths on a CWDM grid Sensitivity defined based on a KP4 FEC with a 2.1E-4 BER threshold for a 1E-15 corrected BER Proposed FEC Codes for 400 Gbps 802.3bs in parthasarathy_400ge_fec_11_2014 ) will allow compliance to the same budget.