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Development of a Noise Reduction Device for Shinkansen Sound Barriers Kazuki Sakurai* Keitaro Mori** Toru Masuda* JR East has developed a noise reduction device to be installed on the top of existing upright sound barriers as a way facility approach to noise reduction in order to handle increased Shinkansen speeds. That device is intended to utilize diffraction and interference of sound to improve noise reduction. In advance of the development, we confirmed through on-site tests that such a noise reduction device actually has an effect in reducing the noise caused by fast-running Shinkansen trains. The shape of the device has been studied in numerical analysis and developed by verifying the effect in speaker tests using a full-scale model based on the results of that numerical analysis. We then installed the devices on existing upright sound barriers in high-speed running tests to verify the noise reduction effect. And, we confirmed that that device has no problems in vibration tests, repeated load tests, strain measurement in the installed condition and status checks in snowfall. l Keywords: Noise reduction device, Diffraction, Interference, Sound barrier, Shinkansen noise 1 Introduction One of the technical issues arising in efforts to increase railway speed is noise reduction. There are two ways of reducing noise: improvement of train and improvement of way facilities. Increasing sound barrier height is the usual approach to noise reduction by way facilities. To raise the height, concrete panels or polycarbonate panels (transparent panels) are added to the top of the sound barriers. Increasing of the height by 1 m is conred to bring about approx. 2 db noise reduction at a height of 1.2 m from the ground 25 m from the center of the track (hereafter 25 m point ). But, in order to achieve further Shinkansen speed increase, a new noise reduction approach is needed that can produce a higher effect than that of increasing of the sound barrier height. Sound barriers are walls for noise reduction that are constructed to separate running train and houses along the track to prevent direct propagation of noise. Sound barriers that utilize diffraction and interference of sound (hereafter multi-diffraction and interference sound barriers ) have been examined in the past as a noise reduction approach. Those include antler type 1) 2) and waterwheel type 3) barriers, and some of them are already put in practical use for noise reduction along roads. They have a structure that reduces noise by utilizing multi-diffraction of sound and provide interference to incident sound and reflected sound on the upper part of barriers. As a noise reduction approach for the Shinkansen, noise reduction devices utilizing sound interference shown in Fig. 1 were jointly developed by JR East and a manufacturer and have already been installed to the top of sound barriers in some sections. But that interference type noise reduction device projects by more than 800 mm from the sound barrier towards the houses and infringes on abuttals under the elevated track. Comparing railway noise, Shinkansen noise in particular, with road noise identifies some characteristics particular to railway noise such as many s near rails and around pantographs and Fig. 1 Interference-Type multi-reflection of sound in a small area Noise Reduction Device between car bodies and sound barriers. Thus, it was not clear whether multi-diffraction and interference sound barriers for roads would work for Shinkansen noise reduction. In light of those circumstances, we aimed to verify the noise reduction effect of the multi-diffraction and interference sound barriers for roads when applied to Shinkansen noise in this development. We also worked to develop a new noise reduction approach from way facilities applicable to existing upright sound barriers along Shinkansen tracks that would produce a higher noise reduction effect than that of increasing the sound barrier height and is free from restrictions of space and abuttals. 2 Overview of the Development In this development, we first installed to the top of the upright sound barriers in the elevated Shinkansen sections existing multi-diffraction and interference-type noise reduction devices that have shown good results in road noise reduction. That allowed us to check Shinkansen noise reduction effects. Next, we conducted numerical analysis of Shinkansen noise reduction effects of a few shapes of devices that would produce diffraction and interference. Based on those numerical analysis results, we made full-scale 52 JR EAST Technical Review-No.12 * Frontier Service Development Laboratory, Research and Development Center of JR East Group ** Tohoku Construction Office (Previously at Frontier Service Development Laboratory, Research and Development Center of JR East Group)

models of noise reduction devices. Using those models, we carried out speaker tests (hereafter full-scale model tests ) to verify the noise reduction effects of those devices. In the fast running tests, we installed those noise reduction devices to existing upright sound barriers on-site to check the effect against the noise by the Shinkansen high-speed test train. For structural study of those devices, we conducted vibration tests and repeated loading tests. We also measured strain caused by fast running trains with the devices installed on existing sound barriers. Conring use in cold regions with much snowfall, we also checked the condition of the devices in snow too. 3 Noise Reduction Tests of Existing Multi- Diffraction and Interference Sound Barriers 3.1 High Speed Running Test on Joetsu Shinkansen In 2003, high-speed running tests using E2 series cars were carried out on the Joetsu Shinkansen. At that time, we installed multidiffraction and interference- House type noise reduction devices 4) of Fig. 2 Existing Multi-Diffraction the shape shown in Fig. 2 that and Interference-Type Noise had already been put in practical Reduction Device use for roads to the top of the upright sound barriers in elevated Shinkansen sections to check the noise reduction effect of those devices 5). The length of the barriers that were installed with the devices was 200 m, the same as the train length. For comparison purposes, we also attached 200 m-long sound absorbing material to the barrier walls. The sound absorbing material used is a polyester type that is usually attached on sound barriers of the Tohoku Shinkansen. 3.2 High Speed Running Test Results We measured noise at the 25 m point in sections with multidiffraction and interference-type noise reduction devices and with sound absorbing materials. We also measured noise in a section with no noise reduction. The measurement was done by measuring the A-weight sound level with sound pressure level adjusted to actual auditory sense (hereafter noise level ). The measurement results showed that the noise levels in both sections increased as the train speed increased, but the increase in the section with multi-diffraction and interference noise reduction devices was smaller than that in the section with sound absorbing material. That demonstrates that noise reduction devices are less dependent on speed than the sound absorbing material. Table 1 indicates as the noise reduction effect the difference of peak noise at 240 km/h with the tested noise reduction methods. The results were measured at a lower train speed than that scheduled; still, those proved that the multi-diffraction and interference-type noise reduction devices are effective in Shinkansen noise reduction. 4 Table 1 Noise Reduction Effect of Each Approach Approach Multi-diffraction and interference-type noise reduction device Numerical Analysis of Shape of Upper Part of the Sound Barrier Effect 1.5 db Sound absorbing material on the wall 0.5 db Time constant: 1 sec. (SLOW) 4.1 Conditions of Numerical Analysis In order to develop a noise reduction device that reduces Shinkansen noise more effectively, we carried out numerical analysis of different shapes of the upper part of the sound barriers. The analysis was done using the simplified model shown in Fig. 3 and in a two-dimensional boundary element analysis method. We specified size of the noise reduction device to have a maximum height of 500 mm and maximum width of 800 mm, so as to not obstruct the view through the train windows and walking along the barrier. To compare the effects of a variety of shapes of upper part of the sound barrier, we selected a representative evaluation point. Assuming a viaduct of standard height, that point was set at 8 m lower than the rail level 25 m from the center of the track. Initially, we planned to check three s shown in Fig. 3: near the rails, on the shoulder of the car body and around the pantograph. But, analysis clarified that the noise around the pantograph was not reduced by changing the shape of the upper part of the sound barrier because the pantograph was located at a position with a clear view from the representative evaluation point. So, we did not examine the around the pantograph in the analysis Noise source around pantograph thereafter. Noise source at shoulder of car body In the numerical analysis, Noise reduction device we weighted each frequency band of each in Fig. 3, to make the frequency characteristics of the peak noise Noise source near the rails at the measurement point in the Rail level above-mentioned fast-running test on the Joetsu Shinkansen equal Fig. 3 Simplified Numerical to the frequency characteristics Model that were figured out at the same measurement point in the Fig. 3 model. We made calculations for frequencies per 5 Hz and added the results to each other per octave band to evaluate the calculation results in overall values. In examining the upper part shape, we first examined the outline of the upper part of the sound barrier and then internal shape that determined the internal structure of the barrier. JR EAST Technical Review-No.12 53

4.2 Numerical Analysis Results the sound barrier 5) 6). We also The numerical analysis results of the eight outlines of the top of the processed the tilted panel on the sound barrier in Fig. 4 clarified the following. (1) Comparing C, G and H that have a different shape on the house, we found that H with a small projection at the edge on the train to enable attachment of sound absorbing material (polyester 40 mm thick with 70 kg/m 3 House house was effective. (2) Comparing A through F that have a different shape on the train, we found that A with a shape perpendicular to the noise source on the rails and C with an oblique shape were almost equally effective. Based on the above results, we assumed that the outlines effective for noise reduction were H with a small projection at the edge on the house and A with a perpendicular shape or C with an oblique shape on the train. Furthermore, we thought C would be better than A, conring the feeling of pressure when walking on the route along the sound barriers. A. Trapezoid 1 C. Inverted triangle E. Stepped G. Trapezoid 2 density). 5.2 Overview of Full-Scale Model Tests Fig. 6 Prototype Noise Reduction Device Fig. 7 shows main test cases using the full-scale models. In Case 2 and Case 3, the noise reduction device shown in Fig. 6 was installed on the top of the sound barrier. In Case 3, sound absorbing material was also attached on the tilted panel on the train. Fig. 8 shows the photo of the test and the measurement arrangement. We set speakers as s at three locations: by the pantograph, on the shoulder of the car body and near the rails. The full-scale model tests included check of the effect on the pantograph. Measurement points were located at 30 cross points of the mesh in the area shown in Fig. 8. The noise House levels were measured at each measurement point in 200 Hz to 4 khz frequency bands when outputting pink noise from each speaker. For the purpose of adjustment of fluctuation of output level of each B. Bend D. Inverted bend F. Acute angle H. Projected speaker, we set monitoring points by speakers. * Numbers in the figure are the noise calculated reduction effect (db) compared to the upright sound barrier without noise reduction measures at the point 8 m lower than the rail level and 25 m from the center of the track. Upper numbers are noise at the shoulder of the car body, and bottom numbers are noise at the rails. Fig. 4 Examples of Outlines and Noise Reduction Effects As shown in the measurement area in Fig. 8, we also set representative evaluation points for each. Conring that the change of the frequency characteristics of noise is small in shorter distances, we selected Case 1 Case 2 2.0 m upright sound barrier 2 m Without noise reduction measures 0.5 m Case 3 Case 4 Shape improvement + tilted sound absorbing panel 2.5 m upright sound barrier 0.5 m 0.5 m Sound absorbing material Shape improvement 2 m Next, we examined the internal shape of the upper part of the Pentagon Separation a point among 30 measurement p o i n t s t h a t h a d f r e q u e n c y Fig. 7 Example of Full-Scale Model Test sound barrier. The numerical characteristics most similar to that of the 25 m point. At that time, analysis results proved in the end that the shape in Fig. 5 was most House we figured out frequency characteristics of each measurement point using the analysis model shown in Fig. 3. effective 5). The shape was like a pentagon with a bend in the end of the Y-shape on the house Fig. 5 Optimal Shape Obtained by Numerical Analysis Measuring microphone Pantograph Car body shoulder and has a separation between that Model car pentagon and the tilted panel on Device Sound barrier model the train. 5 Verification of Noise Reduction in the Full-scale Model Tests 5.1 Production of Test Samples We made full scale test samples of noise reduction devices with the optimal shape (Fig. 5) based on the numerical analysis results. Fig. 6 shows the developed sample noise reduction device approx. 500 mm high, approx. 800 mm wide and 5 m long (1 m/unit X five units) made of galvanized steel plate (1.6 mm thick). We carried out model tests using full-scale models of car and Device Representative evaluation point for pantograph and car body shoulder noise Representative evaluation point for rail Height from ground Sound absorbing material 30 measurement points Monitoring point for pantograph Monitoring point for car body shoulder Pantograph Car body shoulder Monitoring point for rail Rail Distance from sound barrier Rail level Fig. 8 Photo of Full-Scale Model Test and Layout 54 JR EAST Technical Review-No.12

5.3 Full-Scale Model Test Results Table 2 shows the Table 2 Noise Reduction Effect per noise reduction rate Noise Source Compared to Case 1 (db) compared to Case 1 Case 2: Case 3: Case 4: Shape Shape improvement 2.5 m upright Noise source improvement + sound barrier per of tilted sound absorbing panel each representative Rail Car body evaluation point. shoulder Pantograph The results confirmed Conring Case 1 to be zero, positive values mean noise reduction effect compared to Case 1. the following. (1) The reduction of the noise of the rail was largest in Case 3. In Case 2, large reduction was observed too. That means that noise reduction devices have a higher effect than that of increasing of height (Case 4). (2) The effects of reduction of noise of the car body shoulder noise source were almost equal in any Cases. (3) Since the around the pantograph was not blocked for representative evaluation points, no reduction was measured in all Cases. We further confirmed that noise was reduced at points other than representative evaluation points, and such noise reduction was large in Cases 2 and 3 in particular 5) 6). 6 Measurement of Noise Reduction Effect in High-Speed Running Test 6.1 Overview of Noise Measurement By installing noise reduction devices Noise reduction device on the top of existing upright sound barriers in a 200 m long area on an elevated section of the Tohoku Shinkansen (Fig. 9), we measured Fig. 9 Installation Location the noise reduction effect in fast of Noise Reduction Device running tests using a Shinkansen high-speed test train 7). Noise reduction device We measured the noise with and Shinkansen without sound absorbing material outbound line inbound Shinkansen line on the tilted panel on the train 10.7 m of noise reduction devices. For Microphone of noise meter 1.2 m comparison purposes, we also carried 25 m out measurement without noise Fig. 10 Brief Cross reduction devices. Sectional Diagram of The measurement section was Measurement Point a section on a viaduct of RC rigid frame structure. Fig. 10 shows the brief cross sectional diagram of the viaduct and the noise measurement points. We measured noise at the 25 m point from the center of the track for a Shinkansen highspeed test train running on the outbound line. 6.2 Noise Measurement Results Fig. 11 shows the distribution of the noise level of the Shinkansen high-speed test train at the 25 m point. Comparison between noise reduction by the noise reduction devices with sound absorbing material and the sound barrier without that device shows that the noise reduction device had a noise reduction effect of approx. 2 db. On the other hand, we could not identify the sufficient effect of the noise reduction device without sound absorbing material. A-weight sound level (db) 7 Vibration Tests and Repeated Load Tests 7.1 Overview of Vibration Tests and Repeated Load Tests We confirmed the structural strength of the noise reduction device by structural calculation. In order to further confirm dynamic behavior of the device, we carried out vibration tests and repeated load tests using a full-scale model. 7.2 Vibration Tests As shown in Fig. 12, we fixed the 25 m point (1.2 m high) With device Approximate straight (not using sound absorbing material) line without device With device (using sound absorbing material) Without device Approximate straight line with device (using sound absorbing material) Approx. 2 db difference at 360 km/h running speed (km/h) Fig. 11 Noise Measurement Results at 25 m Point Noise reduction device full-scale model to the table of a horizontal oscillator and horizontally vibrated the whole noise reduction device. The vibration was varied Oscillator between 1 and 200 Hz. Attaching Fig. 12 Vibration test accelerometers to the oscillating part of the equipment and to multiple parts of the noise reduction device, we measured the vibration acceleration (vibration acceleration of the oscillator A 0 and vibration acceleration of the measurement point of the noise reduction device A i ). Based on the measured values, we obtained the transfer function (A i /A 0 ) in FFT (Fast Fourier Transformation) to evaluate resonant frequencies. And also, to examine the damping characteristic, we observed the behavior at stopping oscillation by oscillating at a SIN wave of the typical resonant frequency. Fig. 13 shows an example of attenuation when SIN wave oscillation Damping Standard type, Measurement value Damping constant=-0.03041 was stopped. The quick attenuation proved attenuation with no Envelope problems. Fig. 13 Time Series Waveform of Damping JR EAST Technical Review-No.12 55

7.3 Repeated Load Tests In order to confirm durability against wind pressure, we carried out repeated horizontal load tests. Special coupler Fig. 14 shows the tests. We coupled the horizontal oscillator and the Horizontal oscillator noise reduction device with a Fig. 14 Repeated Load Test coupling bar of a special coupler at three points. The load was set at +/ 1 kpa. Due to the limitation of the capacity of the oscillator, the oscillated frequency was 2 Hz. We applied oscillation more than 1 X 10 6 times. In the tests, the rivet fixing the reinforcement panel that reinforces the tilted panel broke at around 400,000 times (Fig. 15). This was because loading in the tests was not even, although we tried to make it so; and deformation concentrated at the coupling bar differently from actual wind pressure. Since such unexpected loading caused only slight damage (the damage at that coupling bar causes no actual problems), we were able to determine that the device was safe. We found no other abnormalities in the repeated load tests. 8 Magnification Reinforcement of panel Sound absorbing material Measurement of Strain, etc. On-Site 8.1 Overview of Measurement of Strain, etc. On-Site Upon installing the noise reduction devices to the upper part of existing upright sound barriers of the Tohoku Shinkansen, we measured strain, acceleration, wind pressure from a train and wind speed from a train. Those measurements were made in Shinkansen high-speed running tests at the point shown in Fig. 16. Rivet Fig. 15 Damage of Rivet in Repeated Load Tests Damaged part of the rivet Slit on sound absorbing material 8.2 Measurement Results of Strain, etc. On-Site Table 3 shows the main results of the measurement of strain, etc. on-site using Shinkansen high-speed test trains and trains in operation. The measurement results proved that the stress at each component was sufficiently small compared to the fatigue limit. We were also able to confirm that other measured values were within the tolerance. Noise reduction device Without noise reduction device 9 Table 3 Main Measurement Results of On-Site Measurement of Strain, etc. Base of post Stress (Mpa) Acceleration (m/s 2 ) wind wind Fixed Connection of Device Top of Sound pressure speed bolt post and device post barrier (kpa) (m/s) (Reference) Fatigue limit: Strength grade F: 46 Mpa, Bolt: around 56 MPa Condition Check in Snow 9.1 Overview of Condition Check in Snow Since there are many cold zones with heavy snowfall along Shinkansen lines, we checked the condition of the noise reduction device in snow. The checks were snow exposure tests on the ground, with noise reduction devices installed to the top of existing sound barriers and using artificial snowfall machine. 9.2 Snow Exposure Test on the Ground Numbers in brackets are values measured for train in operation. In winters in 2006 and 2007, we carried out snow exposure tests of the noise reduction device at the Shinanogawa power plant of JR East (Ojiya city, Niigata prefecture). Fig. 17 shows the test in 2007. The first test in 2006 winter was done for the purpose of checking snow damage and the second test in 2007 for the purpose of checking development of icicles and snow cornices. After the test periods in 2006 and 2007, we found no damage or deformation of the noise reduction device. There were no icicles and snow cornices either, but we added a test using artificial snowfall machine (explained in 9.4 below) because 2007 was a rare year with little snowfall. In each winter, snow on the device melted in sunshine in a short time. Sound barrier Track Rubber packing Vibration gauge Strain gauge Anemometer Wind pressure gauge Fig. 16 Location of On-Site Measurement Point of Strain, etc. Fig. 17 Snow Exposure Test at the Shinanogawa Power Plant 9.3 Snow Exposure Test on the Top of Existing Sound Barriers Through the winter period in 2007, noise reduction devices were set on existing sound barriers near Kitakami station on the Tohoku 56 JR EAST Technical Review-No.12

Shinkansen, in a so-called path of snowfall. The purpose was to check snow cover and development of icicles and snow cornices. The maximum annual snow depth in Kitakami in winter 2007 was Fig. 18 Snow Exposure 41 cm on March 13. Fig. 18 is a Test on Existing Upright photo taken on March 14, the next Sound Barrier day. The photo shows that the snow on the noise reduction device melted and greatly decreased. Since 2007 was a rare year with little snowfall, we added a test using artificial snowfall machine explained below. 9.4 Snow Exposure Test in the Cryospheric Environment Simulator (CES) We carried out tests in the CES of the Snow and Ice Research Center of the National Research Institute for Earth Science and Disaster Prevention. The purpose was to check deformation of the noise Fig. 19 Snow Exposure reduction device, snow covering on Test in the Cryospheric the device, development of icicles Environment Simulator and snow cornices, dropping of (after 30 continuous hours accumulated snow and condition of of snowfall) the device in low temperature. The tests were conducted in the conditions shown in Table 4. Fig. 19 is a photo of the device after 30 continuous hours of snowfall. In those tests, we found no damage or deformation of the device, 1st day 2nd day 3rd day 4th day 5th day 6th day Room Date Test Apparatus used temperature Notes May 24 AM Continuous snowfall, observation of snow covering Snowfall -10 C (Thu) and dropping machine A PM Continuous snowfall, observation of snow covering Snowfall -10 C and dropping machine A Night Continuous snowfall Snowfall -10 C machine A May 25 AM Continuous snowfall, observation of snow covering Snowfall -10 C (Fri) and dropping machine A, May 26 (Sat) May 27 (Sun) May 28 (Mon) May 29 (Tue) PM Night All day All day Morning AM PM Night Morning AM PM Table 4 Condition of Tests in the Cryospheric Environment Simulator Continuous snowfall (30 hours), observation of snow covering and dropping Leaving in low temperature (no operation of test machine other than creation of low temperature) Leaving in low temperature (no operation of test equipment other than creation of low temperature) to freeze snow on the device Condition check of the device in frozen (distended) condition Continuous snowfall, observation of snow covering and dropping after freezing Observation of snow melting and dropping in sunshine (Re-freezing at night) Condition check of the device in frozen (distended) condition Continuous snowfall, observation of snow covering and dropping after freezing Observation of snow melting and dropping in sunshine Final condition check of the device Snowfall machine A, (Low temperature) Snowfall machine B, Solar simulator A (Low temperature) Snowfall machine B, Solar simulator A -10 C Repeatedly changed between -7 C and +2 C -5 C +3 C -20 C -2 C +5 C Average temperature in Morioka between end of Jan. and beginning Feb. Around 500 to 550 W/m 2, equivalent to winter daytime in Morioka Record lowest temperature in Morioka Around 500 to 550 W/m 2, equivalent to winter daytime in Morioka Snowfall machine (A) Crystal type: dendrites etc. (size 0.5 5 mm) Snowfall machine (B) Crystal type: sphere (diameter 0.025 mm) dropping of accumulated snow and generation of snow cornices. Although some short and thin icicles developed at the drainage hole on the bottom of the device, no large icicles were found. 9.5 Evaluation of the Condition Check in Snow While the climate in the zones along the Shinkansen differs, we were able to confirm the state of the device against the snowfall in the area where speed increase of the Tohoku Shinkansen is scheduled. Since the Joetsu Shinkansen has snow melting equipment with water sprinkling, we have to carry out checks separately, including checking the effects of freezing. 10 Conclusion This time, we developed a noise reduction device for the Shinkansen utilizing diffraction and interference of sound. The high-speed running tests proved an approx. 2 db noise reduction. Durability and other requirements were also met without problems. Aiming at applying that device to the places where further noise reduction is required, we are proceeding with research and development on the installation of the developed device to the height increasing panels. 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