Digital Program Insertion (DPI) White Paper

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Digital Program Insertion (DPI) White Paper Introduction Digital Program Insertion, frequently called "DPI" by those familiar with the technology, is suddenly the focus of worldwide attention. Why is this and what impact does it have on broadcast operations? This paper will explain why interest is so high and what the users expect the technology to accomplish for them. It will also discuss some of the issues that users must consider. Finally, the paper will examine what has been happening with regards to Standards as well as what capabilities vendors have already implemented.

DIGITAL PROGRAM INSERTION (DPI) The Need for Splicing Why might someone need to switch or splice video signals? The answer is as simple as the need to change camera angles, view pre-produced footage during a live event or switch to a feed from a remote location. All of those events require the ability to switch sources. Since viewers would likely complain if it disrupted their program, switching needs to be "seamless." Users of non-compressed video s (usually referred to as "baseband" s) are accustomed to switching (splicing) analog signals. All that is required is a vertical-interval switcher and two sources to switch between. Of course, those two sources have to be properly timed to each other (done via "genlock" synchronization). This technology is simple, widespread and inexpensive. For transmission s, where the splicing equipment is remotely located from the production "headend, a form of "out-of-band" signaling was devised. This out-of-band signaling has standardized (de facto) on the DTMF ("Dual Tone Multi-Frequency") code sequences utilized in digital telephony for dialing and control. There is no standardization of the sequences themselves, leaving users to employ a number of specialized detectors that service each specific program provider's sequence. These detectors translate the sequence into one or more contact closures. When digital compression technology was first introduced, many users did not believe that general purpose splicing of compressed signals would ever be possible, especially in a Multi- Program Transport Stream (MP). The technical issues are indeed formidable. Hybrid compressed/baseband s were created where splicing is still accomplished in the uncompressed domain. What this means is that most signals go through several compression/decompression steps en route to the viewer. This situation is referred to as concatenation of compression and the results are often ugly. Nonetheless, splicing is possible and the existing DMTF tone sequence mechanism remains in place. Over the past several years, a number of companies have produced general-purpose splicers that function without decompressing the MPEG-2 signal. Interestingly, they will perform splicing in MP as well as in Single-Program Transport Streams (SP). When it became clear this technology would indeed be available and function well, broadcaster interest in it grew rapidly. It was realized that if the splicing triggers were carried in digital form, new and expanded capabilities would also become possible. Drafting of the Standards began several years ago, focusing initially on the splicer/server portion of the, and permitting continued utilization of the existing contact closure mechanisms. The Standards for the in-band signaling between the compression and the splicer/server were devised shortly thereafter. What is the situation today? Standards are in place to facilitate interoperable s in most aspects. More importantly, the messaging between the video compression and the remotely-located splicer is standardized. Missing at this moment is a completed standard defining the messaging between the triggering, usually known as an (AS), and the Digital Compression (DCS), which actually places the splicing messages at correct points in the Transport Stream ().

DIGITAL PROGRAM INSERTION (DPI) Program Insertion vs. Ad Insertion Since television broadcast operations are based on different business models, the DPI Standards were developed with a variety of operations in mind. This fact may be lost on those who use seemingly contradictory terms for the technology. Among these terms are "Program Insertion" and "Ad Insertion," both of which actually refer to DPI functionality. Some different models In operations funded by advertising, the insertion of advertisements into programming breaks is a key element of the operation's consideration. In certain parts of the world, the cable s that ultimately distribute the programming may be permitted, under certain circumstances, to insert advertisements at specified points in the program. In North America, these points are termed "avails. In operations where advertising revenue is not a factor, there is often a desire to insert local content or promotions into a national feed. Typically, this will be local news, but other programming may be inserted as well. Currently this requires decoding, analog switching, and reencoding. It also requires local staff to perform the switching. In some ad-funded operations, operators may wish to lower staff costs by centralizing program origination and most switching. This model is often called centralcasting. Here too, local news and other programming must be switched into the network feed at the appropriate times. In addition, the desire to retain local advertising revenue means that some commercials must be inserted as well. Thus a centralcasting model will include both program and ad insertion. Are they incompatible? The Standards as adopted provide for both program and ad insertion. Terminology Those broadcasters who do not rely on advertising revenue may not wish to discuss the technical details of DPI in terms of advertisements. Herein, the term "long-form" insertion will refer to program length insertions of 10 minutes or longer in duration, and "short-form" will describe those insertions of shorter duration. Please note that short-form insertions include identifications and promotions as well as advertisements, and long-form insertions may also be advertisements (paid programming, for example). Do the Standards provide all the necessary tools? At present the only ratified Standards (1) provide for server/splicer communications at splicepoints (and emphasize short-form content), and (2) provide for the cue messages to be inserted in the. There is no ratified standard to cover the mechanism to generate the cue messages. There is, however, a proposed standard for this. Implementation of this draft Standard or use of a proprietary mechanism are all that are available at the moment. Also missing are clarifications for splicer behavior when there is no server present (long-form insertion as shown in Figure 3). Splicing in the SCTE 30 paradigm makes the server the master. Without a server present the splicer behavior is not fully defined.

DIGITAL PROGRAM INSERTION (DPI) Interoperability Testing In the United States, an industry organization called CableLabs has undertaken initial testing of equipment supporting the server/splicer standard and the cue message standard. These tests have focused exclusively on short-form insertions. A number of splicer manufacturers have not yet written software to support long-form insertion. What DPI Standards are relevant? Two bodies have been working on DPI Standards. The lead body has been the Society of Cable Telecommunications Engineers or SCTE. SCTE is a North American professional organization of engineers who specialize in cable design, implementation and maintenance. It is assigned by the State Department of the United States as the drafting body in this area of technology. The second body is the International Telecommunication Union or ITU. The ITU is a body of the United Nations chartered with developing international Standards for telecommunications. ITU Study Group 9 deals with these subjects and has adopted SCTE 35 as ITU-T Recommendation J.181. SCTE 35 (also ratified as ITU-T J.181 and formerly known as SCTE DVS/253) This Standard defines the cue messages that are embedded in the. SCTE 30 (formerly known as DVS/380) This Standard defines the communications between a splicer and a server in response to the messages defined in SCTE 35. DVS/379r1 This draft document is a guideline to the usage of SCTE 35 and SCTE 30. It clarifies obscure points and makes implementation suggestions. DVS/525r2 This draft document proposes a draft Standard for communications between an automation (or other source of stimulus) and an encoder which will generate SCTE 35 messages in response to such stimulus. Please note the number following the "r" will change as the document evolves. How does one obtain copies of these Standards? All of the SCTE Standards are available at the following URL: http://www.scte.org/standards/standardsavailable.html. ITU Standards may be purchased online at: http://www.itu.int/publications/bookstore.html. Architectures High level architecture drawings are supplied for a short-form oriented and for a long-form oriented. The short-form oriented drawings include one of a "hybrid" to provide the reader with a better understanding of this level of technology. Please note that the short-form oriented and the long-form oriented differ very little in construct.

DIGITAL PROGRAM INSERTION (DPI) High-level Architecture of a Short-form Oriented The overall consists of many components that must interact according to certain expectations. The operators are currently using "hybrid" s which are only one step away from pure analog. The typical components are (1) a Traffic and Billing, (2) an (AS), (3) a Conditional Access (CA), (4) a Digital Compression (DCS), (5) a Transmission, and (6) (at the receive end) a Commercial Insertion (currently analog). The context that this signaling must function in is shown in the next two drawings. Block diagrams for both a current hybrid (Figure 1) as well as a future fully digital (Figure 2) are provided. Please note that the Transmission is bundled into the Digital Compression for simplicity. Traffic & Billing Ad Video Data A/V Sources To-Air Switcher Contact Closures Cue Tone Inserter Schedule & CAS Access Criteria Entitlement Messages Service API Multiplexing Compression PAMS Scrambling Provisioning & Alarms Modulation / Physical Transport Digital Compression Transmission Path IRD Contact Closures Contact Closures Analog r Analog Server Insertion Reporting Analog Insertion Figure 1 Hybrid Short Form Oriented Block Diagram The Hybrid The signal flow begins with baseband video and audio signal(s), which are played back (for entertainment applications) or created live (for news and sports applications). The basic playout is under the logical control of a Traffic and Billing (the "cloud" on upper left) and the physical control of an (the "cloud" in the middle left). The positions of advertising avails are signaled via DTMF analog cue tones inserted into a non-program audio channel. These baseband signals are then compressed into an MPEG-2 Transport Stream () by the DCS. (Usually as an MP rather than a SP). The DCS normally includes several encoders, multiplexers, and almost certainly conditional access. All of these components are under the watch of a master Provisioning and Alarm Management, or "PAMS. The PAMS function is frequently referred to as a "Network Management " (NMS) by various vendors. However, since PAMS itself is frequently under the supervision of a higher level network management, this paper will use the term PAMS instead of NMS, which more precisely describes its functionality.

DIGITAL PROGRAM INSERTION (DPI) The is transmitted via various physical media (satellite RF, terrestrial microwave RF, fiber optics, or other wideband technology) to the insertion point, where an IRD, a server, and a splicer (or more properly, a switcher) reside. The IRD decodes the back to baseband video and audio, which is frequently analog composite. Additionally, the IRD generates contact closures in response to the cue tones. These contact closures are used to trigger behaviors in both the server and the switcher. The action of this insertion is then reported to an Insertion Reporting, which manages the proper billing of the advertisers. In most cases, the Insertion Reporting has no direct ties to the distributor's Traffic and Billing (the "cloud" at the upper left of the diagram). User Expectations Customer expectations of performance are modest clean video switches but no "frame accuracy. The only real change to what had been an all-analog was the addition of compression and digital transport. Traffic & Billing Ad Video Data A/V Sources To-Air Switcher DPI Triggers Schedule & Access Criteria Multiplexing Compression Scrambling Modulation / Physical Transport Transmission Path CAS Entitlement Messages Service API PAMS Provisioning & Alarms Digital Compression Program Demod Compressed Insert r Merged Server Insertion Reporting Digital Insertion Figure 2 Digital Short Form Diagram A Fully Digital Most of the functions in the same manner as the hybrid. Once again, the Traffic and Billing is the basic driver and the handles the physical control. The first major difference is that instead of triggering cue tones, the will trigger the DCS to place SCTE 35 messages in the Transport Stream. At the insertion point, the required equipment is somewhat different. A simple demodulator/descrambler to recover the Transport Stream is used instead of an IRD. The demodulator has no requirement to generate contact closures, since in-band signaling is utilized (SCTE 35 messages). The demodulator's output is usually DVB-ASI. The splicer is a true MPEG-2 splicer, not a video switcher. The server is also an MPEG-2 based device.

DIGITAL PROGRAM INSERTION (DPI) The splicer inserts material from the server in place of the incoming Transport Stream () in response to SCTE 35 commands embedded in the. The resulting spliced is then distributed further. User Expectations Customer expectations of a fully digital 's performance are fairly high (clean video switches with frame accuracy). This is a major change in expectations for DPI's behavior. It is worth noting that the delivery of clean switches is the responsibility of the splicer involved, rather than the encoder or server. High-level Architecture of a Long-Form Oriented The diagram below (Figure 3) shows a long-form oriented architecture. Note the obvious similarities with the short-form oriented. Traffic Ad Video Data A/V Sources To-Air Switcher DPI Triggers Schedule & Access Criteria Multiplexing Compression Scrambling Modulation/ Amplification & Transport Transmission Path CAS Entitlement Messages Service API PAMS Provisioning & Alarms Digital Compression Program Demod Compressed Insert r Merged Local Encoder Local Video & Audio Digital Insertion Figure 3 Digital Long Form Oriented Diagram The major difference between the short-form and the long-form s is that in the longform, content to be inserted originates live and is real-time compressed before insertion. This implies that the "Digital Insertion " is more commonly referred to as a regional production center or regional bureau. While there may be stored material inserted here as well, it will typically originate as baseband video and audio (whether from tape or disk).

DIGITAL PROGRAM INSERTION (DPI) Combination Architecture The drawing below (Figure 4) shows a combination, in which long-form content and short-form content may originate via either live studio or MPEG-2 server. Traffic Ad Video Data A/V Sources To-Air Switcher DPI Triggers Schedule & Access Criteria Multiplexing Compression Scrambling Modulation/ Amplification & Transport Transmission Path Provisioning & Alarms CAS Entitlement Messages Service API PAMS Digital Compression Program Demod Compressed Insert r Merged Local Encoder Local Video & Audio Local Server Schedule & Digital Insertion Figure 4 Combination Form Insertion Note a new element shown in the Digital Insertion : a local Scheduling and that acts in response to the network headend. The local reacts to SCTE 35 messages, determines the source of the insertion material and tells the splicer which source will be utilized. User Expectations Summary Customer expectations of DPI performance are fairly high (clean video switches with frame accuracy). This is a major change in expectations for DPI's behavior. While the technology for Digital Program Insertion is rapidly becoming available, completion of the standardization efforts may take several more years. Harmonic, committed as firmly as ever to open Standards, has implemented both the SCTE 35 cue messages and the to Compression triggering API based on DVS/525r2, the current draft Standard. Harmonic recognizes that its implementation will need to accommodate any changes to the draft as it becomes formally ratified. Harmonic is committed to ensuring its customers have a fully interoperable open Standards that permits customers to protect their investment and lower their risk of technological obsolescence. Informative Annex -- Important technical details The following sections provide important technical details that some readers may not wish to pursue. For those who do, there will be a fundamental discussion of functional components and data communications timelines.

DIGITAL PROGRAM INSERTION (DPI) Fundamental Components The diagram below is based on Figure 6-1 from the SCTE 30 Standard, and shows a single encoder and single splicer. As shown in Figure 2, the encoder is part of a larger Digital Compression, which normally includes several other encoders (for other channels), multiplexers, and almost certainly conditional access. The diagram in Figure 5 introduces a key function that did not appear in earlier drawings, and may (for some) be considered a function of the. This function is called the "Service Mapper. It serves to map program names (or other concepts) to physical encoders in s where the encoders are frequently reassigned to new programs. Such s are fairly common in sports applications, but less so in entertainment or news applications. The particular requirements of based messaging may be another reason an might implement a Service Mapper function, since most s evolved with serial communications and permanent connectivity with devices. The Service Mapper, in this case, can act as the "proxy" for the in its communications with the Digital Compression. Encoder/Service Mapping Info. SOCKET Service Mapper Network SOCKET Baseband Audio/Video Provisioning and Alarms Encoder MPEG-2 PAMS Transmission Path r Primary Multiplex Primary Channel Output Channel Output Multiplex Insertion Multiplex Insertion Channel SOCKET Network Connection Server Figure 5 DPI Basic Components

DIGITAL PROGRAM INSERTION (DPI) Data Communications Considerations Both SCTE 30 and DVS/525r2 require periodic "Alive_Request" and "Alive_Response" messages (between the encoders and the as well as between splicers and servers). This may be a compelling reason an will wish to have a Service Mapper function added (see Figure 6 for more detail). Additional traffic may be considered a burden to an and the Service Mapper would be an easy way to offload it. While the block diagram shows the to Service Mapper as a communication, it could also be implemented as a permanent serial connection. Note that there are two independent networks shown, one at the distribution headend and another at the splicing point. Neither of these should be connected to either the commercial Internet or any other WAN. They are intended to be strictly private, closed networks for the use of the and Compression s. As a result, latency in a moderately trafficked network should be much less than 1 video frame time (33.37 ms for NC and 40 ms for PAL). Thus the may confidently assume the encoder will receive a trigger within the current video frame. As a result, the use of time-stamping is not required. Implementation The drawing below (Figure 6) shows the overall timeline of the messages between some of the various devices in Figure 5. Please note that only the to Encoder messages are shown. Refer to SCTE 30, Figure 10-1, for the matching diagram of the splicer and server communications. A. S. Encoder Out Alive Req. Enc. Alive Resp. Preroll ACK Insert 2 seconds Insert Point avail duration Insert ACK Immediate Return Point Quit Early (optional) ACK Quit Early (optional) Figure 6 Note /Encoder Message Timeline The abbreviation "ACK" is used to indicate a message signaling acknowledgement of the 's message.

HARMONIC INC. CONTACT US Americas Americas Sales Headquarters 549 Baltic Way Sunnyvale, CA 94089 Phone: +1.800.788.1330 inside the U.S. +1.408.542.2500 outside the U.S. Fax: +1.408.490.6708 Latin America Phone: +1.760.751.3543 Fax: +1.760.751.3508 EMEA U.K., Middle East and South Africa 21 Progress Business Centre Asia-Pacific Harmonic (Asia Pacific) Limited Suite 703-704, CMG Asia Tower The Gateway, 15 Canton Road Tsimshatsui, Kowloon Phone: +852.2116.1119 Fax: +852.2116.0083 Harmonic International Inc. B.R.O. Room 510-511, Office Tower A, COFCO Plaza 8 Jianguomennei Ave. Beijing, China 100 005 Phone: +86.10.6522.4832 Fax: +86.10.6522.4875 Whittle Parkway Slough, Berkshire SL1 6DQ Phone: +44.1.628.600.100 Fax: +44.1.628.666.736 Europe, CIS and Africa Continental Square, 4 Place de Londres Saturne Building, 2nd Floor ROISSY CDG Cedex, 95727 Phone: +33.1.48.62.92.12 Fax: +33.1.48.62.92.36 Harmonic Inc. 549 Baltic Way Sunnyvale, CA 94089 Tel: +1.408.542.2500 Fax: +1.408.542.2511 www.harmonicinc.com Harmonic. 2003 All rights reserved. The Harmonic name and logo are registered trademarks of Harmonic Inc. The names of other companies and products mentioned herein may be trademarks of their respective owners. Specifications are subject to change without notice. 08/02 02/24/03