The Liège ORBi model: Mandatory policy without rights retention but linked to assessment processes

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Berlin 9 Pre-conference Workshop, November 2011 The Liège ORBi model: Mandatory policy without rights retention but linked to assessment processes Bernard Rentier Rector (with Paul Thirion Head Librarian) ULg, Liège, Belgium

Open Access: Repositories! Institutional repositories! Must be interoperable! Participate in a worldwide network and contribute to a global data base of all research in OA! Must be searchable! Are currently 1,568 but few are full text incomplete

Open Access: Repositories! Mandate! Enforcement! Quality & Services! Incentives & Sanctions

Why a mandate?! An institutional repository makes sense only if exhaustive! An institutional repository fills up only with a mandate (90% vs 8%)! Straight obligation is not part of the University mores! Many obligations do exist. All that is needed is add this one but make sure it is understood, to stimulate a positive spirit! A mandate can be firm but soft

Today: 68,000 references 41,000 full text (60.2%) Enabling Open Scholarship

Why a mandate?! The Mandate «à la liégeoise»: a stick ORBi generates automatically a report that can be downloaded directly by academic authorities ORBi generates automatically a report that is the only official document for evaluations at ULg o promotions o grant proposals o etc. The ORBi website is accessible to all, it can be sorted, among other criteria, by author s names The ULg institutional phonebook is linked directly to ORBi

Why a mandate?! The Mandate «à la liégeoise»: a carrot ORBi publishes permanent statistics of consultation ORBi publishes a «hit parade» of most consulted authors, most downloaded articles, etc. ORBi has direct links to any citation of the articles The report generated automatically by ORBi is nicely and logically presented, according to the traditional values of the major research sectors. It can be used as a publication list for CVs and can be printed in an updated version, at any time

Why a mandate?! The Mandate «à la liégeoise»: positive facts ORBi increases considerably the readership of an article Number of consultations per month: on average 1,500 after 1 year

Why a mandate?! The Mandate «à la liégeoise»: positive facts Being in ORBi increases considerably the readership of an article Being in ORBi increases the citations of an article

Why a mandate?! The Mandate «à la liégeoise»: positive facts Being in ORBi increases considerably the readership of an article Being in ORBi increases the citations of an article Being in ORBi provides a second life to older articles As long as the repository contains full text references and is searchable by engines

ORBi s Gamble Won, over our wildest dreams! Enabling Open Scholarship

ORBi: What is deposited? Nature of the publications Enabling Open Scholarship

Numbers 68,000 references On average: 63 references added each day (75 the 1st year) o On May 25, 2010: 700 references added on a single day! o Still far from the 10/day expected on cruise speed after the rush 5,382 ULg authors have entered their own references in ORBi According to ROAR (http://roar.eprints.org ), out of 1,568 IRs, 27 th worldwide for the total number of references Number 15 for «high activity level» (number of days in the last year with over 100 deposits/day) (Number 1 until last year) Number 1 for «medium activity level» (number of days in the last year with 10-99 deposits/day)

Of these 68,000 Open or Restricted Access? 41,000 are Full Text (60.12% of all deposits) 20,594 are in OA Full Text in ORBi 60,0% 55,0% Open Access vs Restricted Access 57,4% Restricted Access 49.7% Open Access 50.3% 50,0% 45,0% 44,0% 40,0% 35,0% 30,0% 2009 2011

Success: because of the mandate? Not just that!! Many more references introduced than expected 36.8% references older than required (2002) «Scientific Publications» in the broad sense o «Traditional» Publications : 81.5% o But also unpublished communications, reports, teaching material, lectures, etc : 18.5%! Much more Full Text than expected 38.9% articles older than 2002 are Full Text! 41.1% publications «non-articles» are Full Text!

Success: other explanations?! ORBi corresponds to a need for the Institution but also for the researchers Multiple winners But need to convince (takes too much time, hence the mandate!)! ORBi puts the researcher to the center of the game Nobody does it better Several authors, one entry

Success: other explanations?! Not just another tool for librarians User-oriented and user-friendly «Light» workload : 10 min/reference Focused on what makes sense for authors Variable according to disciplines Technically up to date o Automatic helper tools: dynamic scrolling lists o Contextual help o Possibility to import (PubMed, WOS, SAO/NASA, EndNote X, BibTeX )

Success: other explanations?! Increased visibility Big Open Access harvesting tools (OAIster, Driver, Scientific Commons, Base, ) Google Scholar SciVerse (Elsevier) Broad scope search engines (Google, )

Success: other explanations?! Added value Service Legal assistance o Detailed legal Guide o Automatic links to Sherpa/ROMEo (publishers policies) o Legal toolbox (models of letters to publishers and of legal texts or modifications to keep or recover diffusion rights, ) Active hotline o Any question? An accurate answer within 24 h (including during the weekend)

Success: other explanations?! Added value Service Permanent and simple filing Visualisation & downloads o Only by humans (exclusion 20,000 spiders, ) o Distinguishing «at ULg» & «outside ULg» o Per reference, author, month, country. Globally, top 20 Impact Factor (current + the year of publication), IF5, Eigen Factor, article Influence Citations (Weekly): Google Scholar, WOS h-index

Success: other explanations?! Added value Service Automatic generation of Reports o Multiple use (CV, applications, web link, ) o Multiple formats (PDF, HTML, DOC, XML ) o Disciplinary presentation templates designed with representatives of academic sectors o Personalisation Different bibliographic formats (APA, Chicago, ) Other additions (optional): bibliometrics, abstracts, peer review assessment, Widget : Dynamic integration in Web pages

Success: other explanations?! Awareness Direct link with the University Phone Book ORBi sends around 12,000 e-mails per month to coauthors (agreement, signatures, ) Emulation

A researcher s goal when writing a publication: being read! ORBi items are visible on Google search engines within one hour! Usage statistics : strong increase Over 1,340,000 visualisations Over 531,000 downloads (currently: 1,100/day) o Belgium : 29,7% o France : 16,6 %

The ORBi advantage! Increase in readership Average number of downloads for references 2008-2010: o 15.4 times more for papers in OA than in restricted access (RA) o 26.7 times more if downloads inside ULg are removed (as of March 2011, twice more than in 2010!)

The ORBi advantage

ORBi: a complete success?! Still too many filing errors Typos, mistakes in titles, misspellings, etc. Some fraud (in the order of authors) Some false full texts

ORBi: a model?! Other Belgian universities! University of Luxembourg! University of Lorraine (Metz-Nancy)! Czech Academy of Sciences http://orbi.ulg.ac.be

Thank you!