A Comparison of Relative Gain Estimation Methods for High Radiometric Resolution Pushbroom Sensors

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A Comparison of Relative Gain Estimation Methods for High Radiometric Resolution Pushbroom Sensors Dennis Helder, Calvin Kielas-Jensen, Nathan Reynhout, Cody Anderson, Drake Jeno August 24, 2017 Calcon 2017, USU, Logan, Utah 1

Outline Introduction Methodology Results Conclusions 2

INTRODUCTION 3

What are Relative Gains? When two detectors sense the same radiance, they should generate the same digital number (DN): DDDD = gg ii LL λ + bb Due to real world constraints, the DN will not be the same because gg ii gg jj This causes visible striping in an image A relative gain (RG), RRRR = gg ii, is applied to each gg detector so that the resulting DNs are the same when the detectors sense identical values Detector g 1 To ADC Detector g 2 To ADC 4

MOVTIVATION Landsat 8 (L8) uses a pushbroom style sensor array with nearly 70,000 detectors Difficulty increases with 12 (actually 14) bit dynamic range Relative gains are calculated using an onboard solar diffuser. Do data-driven alternative relative gain estimation methods, lifetime statistics and side-slither, provide equivalent or better accuracy? Raw Image L1R Image with LS RGs Landsat 8 Example: LC81101102015335LGN01, B3, FPM1 5

METHODOLOGY 6

How are Relative Gains Calculated? Three methods are currently being used to calculate Landsat 8 RGs: 1. Solar Diffuser (DIFF) 2. Side Slither (SS) Flight Path http://www.mdpi.com/2072-4292/6/12/12275/htm 3. Lifetime Statistics (LS)

Solar Diffuser Diffuser collects are processed the same way standard OLI images are processed in order to correct any bias and linearize the response The following equation is then used to derive the RGs for each detector RRGG ii = DDNN ii DDDD Where: RRGG ii = RG for the i th detector DDNN ii = Average DN for the i th detector DDNN = Average DN for all detectors within a focal plane module (FPM) Sample Solar Diffuser Collect http://www.mdpi.com/2072-4292/6/12/12275/htm

Basic idea: Lifetime Statistics Each detector statistically sees about the same value (means and standard deviations) when given a long enough period of time These means can then be used to derive relative gains 9

Scene Filter Rel Gains calculated on 16 day intervals Scenes within the 16 day interval are filtered by scene mean and by scene standard deviation Scene Mean Scene StDev RRRR ii = DDDD ii DDDD & = 10

Side Slither Over a radiometrically flat and uniform area, the satellite is rotated 90 o on its yaw axis As the sensor passes over its target, each detector theoretically measures the same radiance 11

Pushbroom Scan Scan Motion Image Formed Pushbroom Array A B C D E F G H I J K L M N O P A B C D E F G H I J K L M N O P Scan Direction 12

Side-Slither Scan Scan Motion Yaw array 90 degrees Pushbroom Array Image Formed A B C D E F G H I J K L M N O P B F B J F B N J F B N J F N J N Scan Direction 13

Frame Variance Bad SS data Good SS data

Test Scenes Six different regions of interest (ROIs) were chosen, 10 scenes/roi, spanning the lifetime of Landsat 8: Amazon Rainforest Pacific Ocean Antarctica Greenland Sahara Desert Saudi Arabia Dark Scenes Bright at Short Wavelengths Bright at Long Wavelengths 15

Test Scenes

Quantitative Assessment: A Striping For all detectors in an FPM (except for the two edge detectors), a detector and its two neighboring detectors are compared to determine the level of striping. SS ii = LL ll 1 2 LL ll 1+LL ll+1 LL ll Metric SS ii = striping metric LL ll = mean of a detector column The overall striping metric is the cube root of the product of the mean, maximum peak, and mean of the top 15 peaks: 3 mmmmmmmm mmmmmm mmmmmmmm oooo tttttt ffffffffffffff 17

Differences on Average: Pairwise Difference Test Determines if two methods are statistically different from each other for a given band. tt = xx ii yy ii ss/ nn, where tt = test statistic xx ii yy ii = sample mean of the difference between two methods ii = same detector in the scene ss = standard deviation of xx yy nn = sample size 18

Extreme Stripes: Counting Spike Data A Hampel filter was used to identify significant outliers, or spikes, in an FPM for each of the three methods. Moving window median filter For a given data sequence, Spike if: xx ii 3MMMMMM xx ii ll,, xx ii+ll The data point at the center of the window is considered a spike if it is more than three times the median absolute deviation of the data points in the window. The peak spike was recorded, along with the median of spikes and number of spikes. 19

RESULTS 20

Visible Spikes (DIFF & SS) 21

Visible Spikes (DIFF & SS) 22

Antarctica Band 1 FPM 6 DIFF 23

Antarctica Band 1 FPM 6 LS 24

Antarctica Band 1 FPM 6 SS 25

Visible Spikes (LS) 26

Pacific Ocean Band 3 FPM 1 LS

Lowest Striping Metrics 28

Greenland Band 7 FPM 12 DIFF 29

Side Slither Anomaly 30

Summary: Pairwise Difference Tests Band Amazon Pacific Antarctica Greenland Sahara Saudi Totals 1 2 3 4 5 6 7 8 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 LS 7 LS 9 LS 10 LS 10 LS 9 LS 9 LS 54 SS 2 SS 0 SS 0 SS 0 SS 0 SS 0 SS 2 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 LS 9 LS 10 LS 10 LS 9 LS 9 LS 8 LS 55 SS 1 SS 0 SS 0 SS 1 SS 1 SS 0 SS 3 DIFF 0 DIFF 1 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 1 LS 7 LS 7 LS 10 LS 10 LS 8 LS 8 LS 50 SS 1 SS 0 SS 0 SS 0 SS 1 SS 0 SS 2 DIFF 1 DIFF 1 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 2 LS 0 LS 0 LS 10 LS 10 LS 10 LS 10 LS 40 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 DIFF 2 DIFF 2 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 4 LS 0 LS 0 LS 4 LS 10 LS 8 LS 6 LS 28 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 DIFF 0 DIFF 1 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 1 LS 2 LS 1 LS 7 LS 7 LS 10 LS 10 LS 37 SS 0 SS 0 SS 2 SS 2 SS 0 SS 0 SS 4 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 DIFF 0 LS 0 LS 1 LS 9 LS 8 LS 8 LS 8 LS 34 SS 0 SS 1 SS 0 SS 1 SS 0 SS 0 SS 2 DIFF 1 DIFF 0 DIFF 2 DIFF 2 DIFF 0 DIFF 0 DIFF 5 LS 0 LS 2 LS 1 LS 1 LS 0 LS 0 LS 4 SS 5 SS 6 SS 3 SS 5 SS 0 SS 2 SS 21 DIFF 13 Totals LS 302 SS 34

Summary: Spike Results Band Amazon Pacific Antarctica Greenland Sahara Saudi Totals 1 2 3 4 5 6 7 8 DIFF 10 DIFF 9 DIFF 10 DIFF 10 DIFF 9 DIFF 10 DIFF 58 LS 0 LS 1 LS 0 LS 0 LS 0 LS 0 LS 1 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 DIFF 10 DIFF 10 DIFF 10 DIFF 10 DIFF 8 DIFF 10 DIFF 58 LS 0 LS 0 LS 0 LS 0 LS 1 LS 0 LS 1 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 SS 0 DIFF 3 DIFF 4 DIFF 9 DIFF 9 DIFF 3 DIFF 7 DIFF 35 LS 2 LS 3 LS 0 LS 0 LS 3 LS 1 LS 9 SS 1 SS 2 SS 0 SS 1 SS 3 SS 2 SS 9 DIFF 0 DIFF 0 DIFF 1 DIFF 4 DIFF 1 DIFF 2 DIFF 8 LS 3 LS 8 LS 0 LS 1 LS 5 LS 1 LS 18 SS 2 SS 2 SS 4 SS 5 SS 3 SS 5 SS 21 DIFF 2 DIFF 2 DIFF 1 DIFF 0 DIFF 0 DIFF 2 DIFF 7 LS 1 LS 3 LS 2 LS 0 LS 3 LS 3 LS 12 SS 1 SS 1 SS 1 SS 7 SS 5 SS 2 SS 17 DIFF 0 DIFF 0 DIFF 3 DIFF 4 DIFF 3 DIFF 0 DIFF 10 LS 4 LS 1 LS 3 LS 0 LS 0 LS 2 LS 10 SS 4 SS 2 SS 1 SS 5 SS 5 SS 7 SS 24 DIFF 1 DIFF 2 DIFF 2 DIFF 3 DIFF 2 DIFF 1 DIFF 11 LS 5 LS 1 LS 3 LS 0 LS 3 LS 2 LS 14 SS 2 SS 2 SS 2 SS 4 SS 5 SS 7 SS 22 DIFF 1 DIFF 1 DIFF 3 DIFF 4 DIFF 0 DIFF 0 DIFF 9 LS 0 LS 0 LS 2 LS 3 LS 0 LS 0 LS 5 SS 4 SS 4 SS 2 SS 2 SS 5 SS 7 SS 24 DIFF 196 Totals LS 70 SS 117

Conclusions All three methods work well Diffuser, Lifetime Statistics, and Side Slither Statistically significant differences exist between the mean striping levels of the three methods Significant differences are extremely small due to the large number of detectors Lifetime Statistics generally has the smallest values, although this is somewhat wavelength dependent Large striping metric spikes, which generally indicate visual stripes, are present for all three methods Spikes in Diffuser method most prevalent at short wavelengths Side Slither striping spikes exist, however many appear to be induced by processing error Lifetime Statistics approach generates substantially fewer spikes Both data driven methods, Lifetime Statistics and Side Slither, produce results equivalent to or better than Diffuser method Suggests that these methods can readily be a backup to onboard methods However, each has a significant requirement: Lifetime statistics method requires developing a database of information Side Slither requires a maneuver that may not be possible for some systems and impacts operational imaging Lifetime Statistics appears to outperform Side Slither; however, additional investigation needed 33 to resolve this comparison